Cases filed in Louisiana
Securities and Exchange Commision v. National Note of Utah, L.C. et al
as 3:2013mc00017
Plaintiff: Securities & Exchange Commission and R Wayne Klein
Defendant: National Note of Utah L C and Wayne L Palmer
Receiver: R Wayne Klein
U S Commodity Futures Trading Commission et al v. U S Ventures L C et al
as 5:2012mc00001
Plaintiff: U S Commodity Futures Trading Commission and R Wayne Klein
Defendant: U S Ventures L C, Winsome Investment Trust, Robert J Andres and others
U S Commodity Futures Trading Commission v. U S Ventures L C et al
as 5:2011mc00026
Plaintiff: U S Commodity Futures Trading Commission
Defendant: U S Ventures L C, Winsome Investment Trust, Robert L Holloway and others
Movant: R Wayne Klein

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