Cases
SDM Holdings, Inc., et al v. UBS Financial Services, Inc., et al
as 16-8040
Plaintiff - Petitioner: SDM HOLDINGS INC, CARMELO ROMAN, individually and on behalf of all others similarly situated and RICARDO ROMAN-RIVERA, individually and on behalf of all others similarly situated
Defendant - Respondent: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO, UBS TRUST COMPANY OF PUERTO RICO, MIGUEL A. FERRER and others
Plaintiff: ONNASIS CORPORATION and JULIO TORMES-RODRIQUEZ
Defendant: PUERTO RICO INVESTORS TAX-FREE FUND IV, INC., PUERTO RICO FIXED INCOME FUND III, INC., PUERTO RICO FIXED INCOME FUND V, INC. and others
IN RE: UBS FINANCIAL SERVICES, INC. OF PUERTO RICO SECURITIES LITIGATION We have downloadable decisions or orders for this case
as 1:2015mc00191
Defendant: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO , UBS TRUST COMPANY OF PUERTO RICO , UBS FINANCIAL SERVICES INC. and others
Plaintiff: SDM HOLDINGS INC. , CARMELO ROMAN and RICARDO ROMAN-RIVERA
Cause Of Action: Motion to Quash Subpoenas
Roman et al v. UBS Financial Services, Inc. of Puerto Rico et al We have downloadable decisions or orders for this case
as 3:2012cv01663
Plaintiff: Carmelo Roman , Ricardo Roman-Rivera and SDM Holdings, Inc.
Defendant: UBS Financial Services, Inc. of Puerto Rico, UBS Trust Company of Puerto Rico, Puerto Rico Investors Tax-Free Fund IV, Inc. and others
Cause Of Action: 15 U.S.C. ยง 78

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