Cases 1 - 10 of 13
Norfolk County Retirement System v. Gutierrez et al
as 1:2014cv00547
Defendant:
Kenwardev Raja Singh Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff:
Norfolk County Retirement System
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Walpole v. Gutierrez et al
as 1:2014cv00507
Defendant:
Kanwardev Raja Singh Bal, Richard J. Gaynor and Thomas Gutierrez
Plaintiff:
Bob Walpole
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Robey v. Gutierrez et al
as 1:2014cv00499
Defendant:
Kanwardev Raja Singh Bal, Richard J. Gaynor and Thomas Gutierrez
Plaintiff:
William Robey
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Glassman v. Gutierrez et al
as 1:2014cv00485
Defendant:
Kanwardev Raja Singh Bal, Richard J. Gaynor and Thomas Gutierrez
Plaintiff:
Michael S. Glassman
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Ringer v. Gutierrez et al
as 1:2014cv00478
Defendant:
Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff:
Dennis Ringer
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Deerhaven Capital LLC v. Gutierrez et al
as 1:2014cv00463
Defendant:
Kanwardev Raja Singh Bal, Richard J. Gaynor and Thomas Gutierrez
Plaintiff:
Deerhaven Capital LLC
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Favalora v. Gutierrez et al
as 1:2014cv00460
Defendant:
Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff:
John J. Favalora, Jr.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Impagliazzo et al v. Gutierrez et al
as 1:2014cv00458
Defendant:
Raja Bal, Richard J. Gaynor and Thomas Gutierrez
Plaintiff:
Tami Fitzkoff and Frank S. Impagliazzo
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Boccabella v. Gutierrez et al
as 1:2014cv00457
Defendant:
Kanwardev Raja Singh Bal, Richard J. Gaynor and Thomas Gutierrez
Plaintiff:
John Boccabella
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Opperman et al v. Gutierrez et al
as 1:2014cv00454
Defendant:
Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff:
Vance K. Opperman
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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