Cases 1 - 10 of 1,143
United States Securities and Exchange Commission v. Old South Trading Co., LLC. et al
as 6:2025cv00334
Plaintiff:
United States Securities and Exchange Commission and SEC
Defendant:
Old South Trading Co., LLC., Edwin N Church, Old South and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission v. Foresight Wealth Management, LLC et al
as 2:2025cv00015
Petitioner:
United States Securities and Exchange Commission
Respondent:
Foresight Wealth Management, LLC and Adam E. Nugent
Cause Of Action: 15 U.S.C. § 0078 m(a) Securities Exchange Act
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. SIMMONS
as 2:2025cv00136
Petitioner:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Respondent:
JOSHUA SIMMONS
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. ESPOSITO
as 2:2025cv00137
Petitioner:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Respondent:
SCOTT ESPOSITO
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. NICOLAS
as 2:2025cv00138
Petitioner:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Respondent:
DAVE NICOLAS
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. FATHERS
as 2:2025cv00140
Respondent:
DOUGLAS GERALD FATHERS
Petitioner:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. KONOPKA
as 3:2025cv00139
Petitioner:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Respondent:
RICHARD KONOPKA
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. LOUIS
as 1:2025cv00128
Petitioner:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Respondent:
ROBERT DANIEL LOUIS, JR.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
United States Securities and Exchange Commission v. FAT Brands, Inc., et al.
as 25-94
Defendant:
RON ROE, FAT BRANDS, INC., ANDREW WIEDERHORN and others
Plaintiff:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Intervenor:
UNITED STATES OF AMERICA
Scottsdale Capital Advisors v. USSEC
as 25-4000
Plaintiff:
SCOTTSDALE CAPITAL ADVISORS, an Arizona corporation
Defendant:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
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