Cases 1 - 8 of 8
United States Securities and Exchange Commission v. Ludwig
as 1:2017cv00331
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Christopher Ludwig
Cause Of Action: 15 U.S.C. § 78
United States Securities and Exchange Commission v. Carley
as 1:2014cv01643
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Matthew Carley
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Woodard et al
as 2:2013cv00016
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Edward J. Woodard, Jr. , Cynthia A. Sabol and Stephen G. Fields
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission v. Powell et al
as 1:2012cv00483
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Darlene Nelson Powell and Robert Eldridge
Cause Of Action: 15 U.S.C. § 78
United States Securities and Exchange Commission v. Long Term-Short Term, Inc. et al
as 1:2011cv01127
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Long Term-Short Term, Inc. and Freddie Rick
Cause Of Action: 15 U.S.C. § 78
United States Securities and Exchange Commission v. Beckman et al
as 7:2011mc00007
Defendant:
Hollie Beckman, Jason Bo-Alan Beckman and The Oxford Private Client Group, LLC
Plaintiff:
United States Securities and Exchange Commission
Receiver:
R. J. Zayed
United States Securities and Exchange Commission v. Cook et al
as 1:2009mc00052
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Trevor G. Cook, Patrick J. Kiley, UBS Diversified Growth, LLC and others
United States Securities and Exchange Commission v. Saquella et al
as 1:2007cv00895
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Michael Saquella and Lawrence Kaplan
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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