Cases 1 - 7 of 7
United States Securities and Exchange Commission v. Cambridge Investment Research Advisors, Inc. et al
as 4:2022cv00071
Plaintiff:
Securities and Exchange Commission and United States Securities and Exchange Commission
Defendant:
Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc.
United States Securities and Exchange Commission v. Moffitt et al
as 3:2018cv03034
Defendant:
Taylor Moffitt , US CoProducts, LLC and Carlos Febles
Plaintiff:
United States Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Beckman et al
as 4:2011mc00006
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Jason Bo-Alan Beckman and The Oxford Private Cliant Group LLC
United States Securities and Exchange Commission v. Hancher et al
as 5:2011cv04005
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Lowell Gene (Bob) Hancher, Commerce Street Venture Group, Inc, Edward T Whelan and others
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Cook et al
as 1:2009mc00099
Plaintiff:
United States Securities and Exchange Commission, United States Securities and Exchange Commission, United States Securities and Exchange Commission and others
Defendant:
Trevor G Cook, Patrick J Kiley, UBS Diversified Growth LLC and others
United States Securities and Exchange Comv. Cook et al
as 4:2009mc00046
Defendant:
Trevor Cook, Patrick Kiley, Universal Brokerage FX and others
Plaintiff:
United States Securities and Exchange Commission
United States Securities and Exchange Commission v. Huber
as 4:2009mc00038
Plaintiff:
United States Securities and Exchange Commission
Defendant:
William A Huber
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