Securities and Exchange Commission v. S Blair Abernathy

Justia Dockets & Filings Ninth Circuit California Central District Securities and Exchange Commission v. S Blair Abernathy

Securities and Exchange Commission v. S Blair Abernathy

Plaintiff:	Securities and Exchange Commission
Defendant:	S Blair Abernathy
Case Number:	2:2011cv01308
Filed:	February 11, 2011
Court:	US District Court for the Central District of California
Presiding Judge:	Suzanne H. Segal
Presiding Judge:	John F. Walter
Nature of Suit:	Securities/Commodities

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Date Filed	Document Text
February 17, 2011	Filing 9 FINAL JUDGMENT by Judge John F. Walter that Defendant and Defendant agents, servants, employees, attorneys, and all persons in active concert or participation with them who receive actual notice of this Final Judgment by personal service or otherwise are permanently restrained and enjoined. FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $25,000, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment int erest thereon in the amount of $1592.26, and a civil penalty in the amount of $100,000 pursuant to Section 20(d)(1) of the Securities Act [15 USC section 77t(d)(1)]. Defendant shall satisfy this obligation by paying $126,592.26 within 14 days after entry of this Final Judgment by certified check, bank cashier check, or United States postal money order payable to the Securities and Exchange Commission. The payment shall be delivered or mailed to the Office of Financial Management, Securities and Exchange Commission, Operations Center, 6432 General Green Way, Mail Stop 0-3, Alexandria, Virginia 22312 (see attached Final Judgment for further information). (MD JS-6, Case Terminated). (jp)

Date Filed

Document Text

February 17, 2011

Filing 9 FINAL JUDGMENT by Judge John F. Walter that Defendant and Defendant agents, servants, employees, attorneys, and all persons in active concert or participation with them who receive actual notice of this Final Judgment by personal service or otherwise are permanently restrained and enjoined. FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $25,000, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment int erest thereon in the amount of $1592.26, and a civil penalty in the amount of $100,000 pursuant to Section 20(d)(1) of the Securities Act [15 USC section 77t(d)(1)]. Defendant shall satisfy this obligation by paying $126,592.26 within 14 days after entry of this Final Judgment by certified check, bank cashier check, or United States postal money order payable to the Securities and Exchange Commission. The payment shall be delivered or mailed to the Office of Financial Management, Securities and Exchange Commission, Operations Center, 6432 General Green Way, Mail Stop 0-3, Alexandria, Virginia 22312 (see attached Final Judgment for further information). (MD JS-6, Case Terminated). (jp)

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Plaintiff: Securities and Exchange Commission
Represented By:	Nicholas S Chung
Represented By:	Donald W Searles
Represented By:	Roberto A Tercerocc
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Defendant: S Blair Abernathy
Represented By:	Robert Harold Fairbank
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