Securities and Exchange Commission v. MAM Wealth Management, LLC et al
| Securities and Exchange Commission |
| Raphael R Sanchez, Alex Martinez, MAM Wealth Management, LLC and MAMW Real Estate Fund General Partner, LLC |
| 2:2011cv02934 |
| April 7, 2011 |
| US District Court for the Central District of California |
| Jacqueline Chooljian |
| S. James Otero |
| Securities/Commodities |
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The following documents for this case are available for you to view or download:
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Filing
79
CORRECTED FINAL JUDGMENT AND PERMANENT INJUNCTION AS TO DEFENDANT RAFAEL SANCHEZ 77 NUNC PRO TUNC as of 7/2/12 by Judge S. James Otero: Defendant RaFael R Sanchez is liable, jointly and severally with defendant Alex Martinez, for disgorgement of &# 036;9,901,536.00 representing ill-gotten gains as a result of the conduct alleged in the Complaint, plus prejudgment interest thereon in the amount of $1,110,418.15, for a total judgment of $11,011,954.15. Defendant shall satisfy this oblig ation by paying $11,011,954.15 within 14 days after entry of this Final Judgment.Sanchez shall pay a civil penalty in the amount of $398,321.00. Post-judgment interest to accrue pursuant to 28 USC 1961. (lc) Modified on 7/11/2012 (lc). Modified on 7/11/2012 (lc).
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Filing
77
FINAL JUDGMENT AND PERMANENT INJUNCTION filed by Judge S. James Otero against defendant RaFael R Sanchez. Defendant Martinez is liable, jointly and severally with defendant Alex Martinez, for disgorgement of $9,901,536.00 representing ill-gotten gains as a result of the conduct alleged in the Complaint, plus prejudgment interest thereon in the amount of $1,110,418.15, for a total judgment of $11,011,954.15. Defendant shall satisfy this obligation by paying $11,011,954.15 within 14 days after entry of this Final Judgment.Sanchez shall pay a civil penalty in the amount of $398,321.00. Post-judgment interest to accrue pursuant to 28 USC 1961. (MD JS-6. Case Terminated) (lc) Modified on 7/2/2012 (lc).
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Filing
64
JUDGMENT OF PERMANENT INJUNCTION filed by Judge S. James Otero against defendant Rafael Sanchez and his agents etc. from violating Section 17(a) of the Securities Act of 1933 etc.Defendant shall pay disgorgement of ill-gotten gains, prejudgment inter est thereon, and a civil penalty.Court shall determine the amounts of the disgorgement and civil penalty upon motion of the Commission. Prejudgment interest shall be calculated from April 1, 2009, based on the rate of interest used by the Internal Revenue Service for the underpayment of federal income tax. (lc)
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Filing
63
JUDGMENT OF PERMANENT INJUNCTION filed by Judge S. James Otero against defendant MAMW REAL ESTATE FUND GENERAL PARTNER, LLC and its agents etc. from violating Section 17(a) of the Securities Act of 1933 etc.Defendant shall pay disgorgement of ill-got ten gains, prejudgment interest thereon, and a civil penalty.Court shall determinethe amounts of the disgorgement and civil penalty upon motion of the Commission. Prejudgment interest shall be calculated from April 1, 2009, based on the rate of interest used by the Internal Revenue Service for the underpayment of federal income tax. (lc)
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Filing
62
JUDGMENT OF PERMANENT INJUNCTION filed by Judge S. James Otero against Alex Martinez Alex Martinez and his agents etc. from violating Section 17(a) of the Securities Act of 1933 etc.Defendant shall pay disgorgement of ill-gotten gains, prejudgment in terest thereon, and a civil penalty.Court shall determinethe amounts of the disgorgement and civil penalty upon motion of theCommission. Prejudgment interest shall be calculated from April 1, 2009, basedon the rate of interest used by the Internal Revenue Service for the underpayment of federal income tax. (lc)
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