Securities and Exchange Commission v. CalPacific Equity Group, LLC et al
Securities and Exchange Commission |
Daniel R Baker, CalPacific Equity Group, LLC and Demosthenes Dritsas |
2:2014cv05754 |
July 24, 2014 |
US District Court for the Central District of California |
Alicia G. Rosenberg |
John F. Walter |
Securities/Commodities |
Available Case Documents
The following documents for this case are available for you to view or download:
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Filing 30 FINAL JUDGMENT AS TO DEFENDANT DANIEL R. BAKER by Judge John F. Walter that Baker is liable for disgorgement of $40,865, prejudgment interest on disgorgement of $2,086.28, and a civil penalty of $40,865 pursuant to Section 20(d) of the Securities Act of 1933, 15 USC section 77t(d), and Section 21(d)(3) of the Securities Exchange Act of 1934, 15 USC section 78u(d)(3). Baker shall satisfy this obligation by paying $83,816.28 to the Securities and Exchange Commission in five pay ments according to the following schedule: (1)$10,000 within 30 days after entry of this Final Judgment; (2) $10,000 within 90 days after entry of this Final Judgment; (3) $10,000 within 180 days after entry of this Final Judgment; (4) $10,000 within 270 days after entry of this Final Judgment; and (5) $43,816.28 plus any unpaid post-judgment interest amounts within one year after entry of this Final Judgment. (Case CLOSED). (jp) |
Filing 25 ORDER ON PLAINTIFF'S MOTION TO SET DISGORGEMENT AND CIVIL PENALTY AGAINST DEFENDANT DEMOSTHENES DRITSAS AND FINAL JUDGMENT AGAINST DEMOSTHENES DRITSAS by Judge John F. Walter. IT IS ORDERED AND ADJUDGED that Dritsas is liable for disgorgement of $82,525, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest of $6,399.38, and a civil penalty of $150,000 pursuant to Section 20(d) of the Securities Act of 1933 [15 USC 77t(d)] and Section 21(d)(3) of the Securities Exchange Act of 1934 [15 USC 78u(d)]. Dritsas shall satisfy this obligation by paying $238,924.38 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. There being no just reason for delay, pursuant to Rule 54(b) of the FRCP, the Clerk is ordered to enter this Final Judgment forthwith and without further notice. (jp) |
Filing 11 FINAL JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF AS TO DEFENDANT CALPACIFIC EQUITY GROUP, LLC by Judge John F. Walter. IT IS HEREBY ORDERED AND ADJUDGED that CalPacific and its agents, servants, employees, attorneys, and all persons in active concert or participation with them who receive actual notice of this Final Judgment by personal service or otherwise are permanently restrained and enjoined. FURTHER ORDERED AND ADJUDGED that CalPacific is liable for disgorgement of $306,013 re presenting profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest of $10,890.74, and a civil penalty of $306,013 pursuant to Section 20(d) of the Securities Act [15 USC section 77t(d)] and Sec tion 21(d)(3) of the Exchange Act [15 USC section 78u(d)]. CalPacific shall satisfy this obligation by paying $622,916.74 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. FURTHER ORDERED AND ADJUDGED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (jp) |
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