Securities and Exchange Commission v. Nationwide Automated Systems Inc et al
| Securities and Exchange Commission |
| Joel Gillis, Oasis Studio Rentals #3 LLC, Nationwide Automated Systems Inc, Edward Wishner, Oasis Studio Rentals #2 LLC and Oasis Studio Rentals LLC |
| Robert Nairn and Piruz Khorvash |
| Michael Beresford, Barbara Ortwein, H. Gilbert Jones, Hattie Beresford, Carol Van Horst, John Walter Madison, Hilton Worldwide, Inc. and Harvey R. Ganz |
| William Hoffman and Creditors |
| ALEJANDRO "ALEX" TREJO |
| 2:2014cv07249 |
| September 17, 2014 |
| US District Court for the Central District of California |
| Frederick F Mumm |
| S James Otero |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Defendant |
Docket Report
RSS Track this Docket
This docket was last retrieved on March 26, 2019. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 337 NOTICE OF MOTION AND MOTION for Order for (A) Resolving Disputed Claim and Approving Proposed Allowed Claim Amounts; (B) Approving Proposed Distribution Plan; and (C) Authorizing Receiver to Make Interim Distributions filed by Receiver William Hoffman. Motion set for hearing on 4/29/2019 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order, #3 Proof of Service) (Fates, Edward) |
| Filing 336 NOTICE OF MOTION re APPLICATION for Hearing Seventeenth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #334 , APPLICATION for Hearing Seventeenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #335 filed by Receiver William Hoffman. Motion set for hearing on 4/29/2019 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 335 APPLICATION for Hearing Seventeenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 4/29/2019 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 334 APPLICATION for Hearing Seventeenth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 4/29/2019 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 333 STATUS REPORT Receiver's Eighteenth Interim Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 332 SCHEDULING NOTICE by Judge S. James Otero. The Court finds the following motions suitable for disposition without oral argument and vacates the hearing on the MOTION for Order for Approval of Sale of ATM Business filed by Receiver William Hoffman [ECF #328] and the MOTION for Order for Approval of Settlement Agreement with Howard Markowtiz filed by Receiver William Hoffman. [ECF No. 329]., set for hearing on March 4, 2019. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 331 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement Agreement with Howard Markowtiz #329 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 330 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Sale of ATM Business #328 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 329 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement Agreement with Howard Markowtiz filed by Receiver William Hoffman. Motion set for hearing on 3/4/2019 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 328 NOTICE OF MOTION AND MOTION for Order for Approval of Sale of ATM Business filed by Receiver William Hoffman. Motion set for hearing on 3/4/2019 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla (with Exhibit A), #2 Proposed Order) (Fates, Edward) |
Filing 327
ORDER APPROVING SETTLEMENT AGREEMENT WITH ROBERT VALDEZ AND RELATED PARTIES #323 by Judge S. James Otero: 1. The Receiver's Motion is granted. 2. The Settlement Agreement, a copy of which is attached as Exhibit 1 to the Declaration of Aaron J. Kudla in support of the Motion, is approved. (lc)
|
|
Filing 326
ORDER APPROVING SIXTEENTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY and NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF #319 by Judge S. James Otero: Allen Matkins' fees and costs for the Fifteenth Application Period are allowed and approved, on an interim basis, in the amounts of $97,976.55 and $5,522.01, respectively. Receiver is authorized and directed to pay Allen Matkins $73,533.24 in fees and $5,522.01 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc)
|
|
Filing 325
ORDER APPROVING SIXTEENTH INTERIM FEE APPLICATION OF THE RECEIVER, WILLIAM HOFFMAN OF TRIGILD, INC., FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #318 by Judge S. James Otero: Receiver's fees and costs for the Fifteenth Application Period are allowed and approved, on an interim basis, in the amounts of $226,174.50 and $2,262.94, respectively. Receiver is authorized and directed to pay himself $180,939.60 in fees and $2,262.94 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc)
|
| Filing 324 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement Agreement with Robert Valdez #323 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 323 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement Agreement with Robert Valdez filed by Receiver William Hoffman. Motion set for hearing on 1/28/2019 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla (with Exhibit 1), #2 Proposed Order) (Fates, Edward) |
| Filing 322 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing Sixteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #318 , APPLICATION for Hearing Sixteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #319 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 321 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Receiver Exhibit (non-trial) #317 . The following error(s) was/were found: Title page is missing. Other error(s) with document(s): MISSING LR-11-3/8 required filer, attorney, court and case information. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. You need not take any action in response to this notice unless and until the Court directs you to do so. (lc) |
| Filing 320 NOTICE OF MOTION re APPLICATION for Hearing Sixteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #318 , APPLICATION for Hearing Sixteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #319 filed by Receiver William Hoffman. Motion set for hearing on 1/28/2019 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 319 APPLICATION for Hearing Sixteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 1/28/2019 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 318 APPLICATION for Hearing Sixteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 1/28/2019 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 317 EXHIBIT Filed filed by Receiver William Hoffman. as to Status Report #316 . (Fates, Edward) |
| Filing 316 STATUS REPORT Receiver's Seventeenth Interim Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
|
Filing 315
ORDER APPROVING FIFTEENTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLEMALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER, FOR PAYMENT OFFEES AND REIMBURSEMENT OF EXPENSES #301 by Judge S. James Otero (lc)
|
|
Filing 314
ORDER APPROVING FIFTEENTH INTERIM FEE APPLICATION OF THE RECEIVER, WILLIAM HOFFMAN OF TRIGILD, INC., FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #300 by Judge S. James Otero: Receiver's fees and costs for theFifteenth Application Period are allowed and approved, on an interim basis, in the amounts of $301,928.25 and $3,355.93, respectively. Receiver is authorized and directed to pay himself $241,542.60 in fees and $3,355.93 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc)
|
|
Filing 313
ORDER APPROVING SETTLEMENT AGREEMENT WITH CORY N. SLATER #307 by Judge S. James Otero: (lc)
|
|
Filing 312
ORDER APPROVING SETTLEMENT AGREEMENT WITH SEAN SULLIVAN AND RELATED PARTIES #304 by Judge S. Ja mes Otero (lc)
|
|
Filing 311
ORDER APPROVING FINAL FEE APPLICATION OF MCGRAIL & BENSINGER LLP, LOCALCOUNSEL IN NEW YORK TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OFEXPENSE #303 Judge S. James Otero:McGrail's fees and costs are allowed andapproved, on a final basis, in the amounts of $44,247 and $1,196.93, respectively. Receiver is authorized and directed to pay McGrail (i) $5,835.40 (20%) in fees that were voluntarily held back for the period from November 10,2017 through March 31, 2018, and (ii) $15,070 in fees and $35 in expenses for the period of April 1, 2018 through August 31, 2018, for atotal payment of $20,940.40. (lc)
|
|
Filing 310
ORDER APPROVING FOURTH INTERIM FEE APPLICATION OF DUFFY KRUSPODIN, LLP,CERTIFIED PUBLIC ACCOUNTANT TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #302 by Judge S. James Otero: Duffy's fees for the Fourth Application Period are allowed and approved, on an interim basis, in the amount of $16,412.13. The Receiver is authorized and directed to pay Duffy $13,129.70 in fees from assets of the receivership estate, which amountsreflect an interim payment of 80% of the allowed fees. (lc)
|
| Filing 309 SCHEDULING NOTICE by Judge S. James Otero. The Court finds the following motions suitable for disposition without oral argument and vacates the hearing on APPLICATION for Hearing Fifteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. [ECF #300], the APPLICATION for Hearing Fifteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman [ECF #301], the APPLICATION for Hearing Fourth Interim Fee Application of Duffy Kruspodin, LLP, Certified Public Accountant to the Receiver, for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman. [ECF #302], the APPLICATION for Hearing Final Fee Application of McGrail & Bensinger LLP, Local Counsel in New York to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. [ECF #303] and the MOTION for Order for Approval of Settlement Agreement with Sean Sullivan and Related Parties filed by Receiver William Hoffman. [ECF #304], set for November 26, 2018. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 308 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Settlement Approval of Settlement with Cory N. Slater #307 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 307 NOTICE OF MOTION AND MOTION for Settlement Approval of Settlement with Cory N. Slater filed by Receiver William Hoffman. Motion set for hearing on 12/10/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 306 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement Agreement with Sean Sullivan and Related Parties #304 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 305 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing Fifteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #301 , APPLICATION for Hearing Fourth Interim Fee Application of Duffy Kruspodin, LLP, Certified Public Accountant to the Receiver, for Payment of Fees and Reimbursement of Expense #302 , APPLICATION for Hearing Final Fee Application of McGrail & Bensinger LLP, Local Counsel in New York to the Receiver, for Payment of Fees and Reimbursement of Expenses #303 , APPLICATION for Hearing Fifteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #300 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 304 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement Agreement with Sean Sullivan and Related Parties filed by Receiver William Hoffman. Motion set for hearing on 11/26/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 303 APPLICATION for Hearing Final Fee Application of McGrail & Bensinger LLP, Local Counsel in New York to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 11/26/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 302 APPLICATION for Hearing Fourth Interim Fee Application of Duffy Kruspodin, LLP, Certified Public Accountant to the Receiver, for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman. Application set for hearing on 11/26/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 301 APPLICATION for Hearing Fifteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 11/26/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 300 APPLICATION for Hearing Fifteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 11/26/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
|
Filing 299
ORDER APPROVING SETTLEMENT OF RECEIVER'S CLAIMS AGAINST CITY NATIONAL BANK, MARK SOFFA, BRIAN FITZWILLIAM AND BETTY SALEH FITZWILLIAM by Judge S. James Otero: The Receiver's Motion is granted. 2. The Settlement Agreement, a copy of which is attached as Exhibit 2 tothe Declaration of Michael R. Newhouse in support of the Motion, is approved. #285 (yl)
|
|
Filing 298
ORDER APPROVING SETTLEMENT AGREEMENT WITH CAROLE BOLOTIN by Judge S. James Otero: The Receiver's Motion is granted. The Settlement Agreement, a copy of which is attached as Exhibit A to the Declaration of Aaron J. Kudla in support of the Motion, is approved. granting #287 (yl)
|
| Filing 297 NOTICE of Decision: In the State Court Class and Individual Actions Preliminarily Approving Settlement and Providing for Notice; Declaration of David N. Bigelow filed by Special Counsel for Receiver William Hoffman. (Bigelow, David) |
| Filing 296 SCHEDULING NOTICE by Judge S. James Otero. The Court finds the following motions suitable for disposition without oral argument and vacates the hearing on the MOTION for approval of settlement agreement with Carole Bolotin filed by Receiver, William J. Hoffman [ECF #285] and the MOTION for approval of settment of receivers claims against City National Bank, Mark Soffa, Brian Fitzwilliam and Bett Saleh Fitzwilliam filed by Special Receiver, William J. Hoffman [ECF # 287], set for September 10, 2018. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 295 STATUS REPORT Receiver's Sixteenth Interim Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
|
Filing 294
ORDER APPROVING FIRST AND FINAL FEE APPLICATION OF DAMIAN and VALORI, LLP, LOCAL COUNSEL IN FLORIDA TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #281 by Judge S. James Otero: Damian and Valori, LLP's fees and costs for the Application Period are allowed and approved, on a final basis, in the amounts of $9,157.50 and $1,840.38, respectively. The Receiver is authorized and directed to pay Damian and Valori, LLP $9,157.50 in fees and $1,840.38 in costs from assets of the receivership estate. (lc)
|
|
Filing 293
ORDER APPROVING FIRST INTERIM FEE APPLICATION OF MCGRAIL and BENSINGER LLP, LOCAL COUNSEL IN NEW YORK TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #280 by Judge S. James Otero: McGrail's fees and costs for the First Application Period are allowed and approved, on an interim basis, in the amounts of $29,177 and $1,161.93, respectively. The Receiver is authorized and directed to pay McGrail $23,341.60 in fees and $1,161.93 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of theallowed fees and 100% of the allowed costs. (lc)
|
|
Filing 292
ORDER APPROVING FOURTEENTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLEMALLORY and NATSIS LLP,GENERAL COUNSEL TO THERECEIVER, FOR PAYMENT OFFEES AND REIMBURSEMENT OF EXPENSES #279 by Judge S. James Otero: Allen Matkins' fees and costs for the Fourteenth Application Period are allowed and approved, on an interim basis, in the amounts of $214,990.65 and $25,513.01, respectively.The Receiver is authorized and directed to pay Allen Matkins $171,992.52 in fees and $25,513.01 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc)
|
|
Filing 291
ORDER APPROVING FOURTEENTH INTERIM FEE APPLICATION OF THE RECEIVER, WILLIAM HOFFMAN OF TRIGILD, INC., FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #278 by Judge S. James Otero: The Receiver's fees and costs for the Fourteenth Application Period are allowed and approved, on an interim basis, in the amounts of $200,878 and $14,925.82, respectively. The Receiver is authorized and directed to pay himself $160,702.40 in fees and $14,925.82 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc)
|
|
Filing 290
ORDER APPROVING SETTLEMENT AGREEMENT WITH ROBERT A. KELLER, JR. #277 by Judge S. James Otero (lc)
|
| Filing 289 SCHEDULING NOTICE by Judge S. James Otero. The Court finds the following motions suitable for disposition without oral argument and vacates the hearing on the MOTION for Order for Approval of Settlement Agreement with Robert A. Keller, Jr. filed by Receiver William Hoffman. [ECF #227], the APPLICATION for Hearing Fourteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman [ [ECF #278], the APPLICATION for Hearing Fourteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman [ECF #279], the APPLICATION for Hearing First Interim Fee Application of McGrail & Bensinger LLP, Local Counsel in New York to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. [ECF #280], and the APPLICATION for Hearing First and Final Fee Application of Damian & Valori LLP, Local Counsel in Florida to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. [ECF #281], set for August 20, 2018. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 288 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Settlement Approval of Of Receiver's Claims Against City National Bank, Mark Soffa, Brian Fitzwilliam and Betty Saleh Fitzwilliam Memorandum of Points and Authorities #287 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 287 NOTICE OF MOTION AND MOTION for Settlement Approval of Of Receiver's Claims Against City National Bank, Mark Soffa, Brian Fitzwilliam and Betty Saleh Fitzwilliam Memorandum of Points and Authorities filed by Receiver William Hoffman. Motion set for hearing on 9/10/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of William J. Hoffman in Support of Motion for Approval of Settlement of Receiver's Claims Against City National Bank, Mark Soffa, Brian Fitzwilliam and Betty Saleh Fitzwilliam, #2 Declaration of Michael R. Newhouse in Support of Motion for Approval of Settlement of Receiver's Claims Against City National Bank, Mark Soffa, Brian Fitzwilliam and Betty Saleh Fitzwilliam, #3 Proposed Order Approving Settlement of Receiver's Claims Against City National Bank, Mark Soffa, Brian Fitzwilliam and Betty Saleh Fitzwilliam) (Attorney David N Bigelow added to party William Hoffman(pty:rc)) (Bigelow, David) |
| Filing 286 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement Agreement With Carole Bolotin #285 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 285 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement Agreement With Carole Bolotin filed by Receiver William Hoffman. Motion set for hearing on 9/10/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 284 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing Fourteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #278 , APPLICATION for Hearing First and Final Fee Application of Damian & Valori LLP, Local Counsel in Florida to the Receiver, for Payment of Fees and Reimbursement of Expenses #281 , APPLICATION for Hearing Fourteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #279 , APPLICATION for Hearing First Interim Fee Application of McGrail & Bensinger LLP, Local Counsel in New York to the Receiver, for Payment of Fees and Reimbursement of Expenses #280 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 283 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement Agreement with Robert A. Keller, Jr. #277 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 282 NOTICE OF MOTION re APPLICATION for Hearing Fourteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #278 , APPLICATION for Hearing First and Final Fee Application of Damian & Valori LLP, Local Counsel in Florida to the Receiver, for Payment of Fees and Reimbursement of Expenses #281 , APPLICATION for Hearing Fourteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #279 , APPLICATION for Hearing First Interim Fee Application of McGrail & Bensinger LLP, Local Counsel in New York to the Receiver, for Payment of Fees and Reimbursement of Expenses #280 filed by Receiver William Hoffman. Motion set for hearing on 8/20/2018 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 281 APPLICATION for Hearing First and Final Fee Application of Damian & Valori LLP, Local Counsel in Florida to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 8/20/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 280 APPLICATION for Hearing First Interim Fee Application of McGrail & Bensinger LLP, Local Counsel in New York to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 8/20/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 279 APPLICATION for Hearing Fourteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 8/20/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 278 APPLICATION for Hearing Fourteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 8/20/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 277 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement Agreement with Robert A. Keller, Jr. filed by Receiver William Hoffman. Motion set for hearing on 8/20/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
|
Filing 276
ORDER APPROVING SETTLEMENT WITH RAMIN SHAFAIE AND THUAN PHAM #272 by Judge S. James Otero (lc)
|
| Filing 275 STATUS REPORT Receiver's Fifteenth Interim Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 274 The Court finds the following motion suitable for disposition without oral argument and vacates the MOTION for Order for Approval of Settlement With Ramin Shafaie and Thuan Pham filed by Receiver William Hoffman [ecf #272], set for hearing on June 4, 2018. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 273 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Ramin Shafaie and Thuan Pham #272 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 272 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Ramin Shafaie and Thuan Pham filed by Receiver William Hoffman. Motion set for hearing on 6/4/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
|
Filing 271
ORDER APPROVING SETTLEMENT WITH JOEL AND BARBARA ROBBINS by Judge S. James Otero. Good cause appearing therefor, hereby orders as follows: 1. The Receiver's Motion #262 is granted; and 2. The Settlement Agreement, a copy of which is attached as Exhibit A to the Declaration of Aaron J. Kudla in support of the Motion, is approved. (smo)
|
| Filing 270 MINUTES (IN CHAMBERS) by Judge S. James Otero :ORDER GRANTING RECEIVER'S THIRTEENTH INTERIM FEE APPLICATION #263 ; GRANTING RECEIVER'S COUNSEL'S THIRTEENTH INTERIM FEE APPLICATION #264 .(1) It is ORDERED that the Receiver William Hoffman's fees and costs for the Thirteenth Application Period are allowed and approved, on an interim basis, in the amounts of $158,642.50 and $3,113.38 respectively. (2) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay himself $126,914.00 in fees and $3,113.38 in costs from assets of the receivership estate, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs.(3) It is ORDERED that Allen Matkins Leck Gamble Mallory & Natsis LLP's fees andcosts for the Thirteenth Application Period are allowed and approved, on an interim basis, in the amounts of $223,920.90 and $34,142.83, respectively.(4) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Allen Matkins Leck Gamble Mallory & Natsis LLP $179,136.72 in fees and$34,142.83 in costs, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc) |
| Filing 269 The Court finds the following motions suitable for disposition without oral argument and vacates the MOTION for Order for Approval of Settlement With Joel and Barbara Robbins filed by Receiver William Hoffman [ECF #262], APPLICATION for Hearing Thirteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman [ECF #263], and the APPLICATION for Hearing Thirteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. [ECF #264], set for hearing on April 16, 2018. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 268 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Joel and Barbara Robbins #262 Re Non-Receipt Of Opposition To Motion filed by Receiver William Hoffman. (Hsu, Tim) |
| Filing 267 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing Thirteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #263 , APPLICATION for Hearing Thirteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #264 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 266 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Joel and Barbara Robbins #262 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 265 NOTICE OF MOTION re APPLICATION for Hearing Thirteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #263 , APPLICATION for Hearing Thirteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #264 filed by Receiver William Hoffman. Motion set for hearing on 4/16/2018 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 264 APPLICATION for Hearing Thirteenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 4/16/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 263 APPLICATION for Hearing Thirteenth Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 4/16/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 262 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Joel and Barbara Robbins filed by Receiver William Hoffman. Motion set for hearing on 4/16/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 261 STATUS REPORT Receiver's Fourteenth Interim Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 260 MINUTES (IN CHAMBERS) by Judge S. James Otero: ORDER GRANTING RECEIVER'S TWELFTH INTERIM FEE APPLICATION #249 ; GRANTING RECEIVER'S COUNSEL'S TWELFTH INTERIM FEE APPLICATION #250 .(1) It is ORDERED that the Receiver William Hoffman's fees and costs for the Twelfth Application Period are allowed and approved, on an interim basis, in the amounts of $167,927.25 and $6,439.58 respectively. (2) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay himself $134,341.80 in fees and $6,439.58 in costs from assets of the receivership estate, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins Leck Gamble Mallory & Natsis LLP's fees andcosts for the Twelfth Application Period are allowed and approved, on an interimbasis, in the amounts of $182,921.40 and $26,608.39, respectively. (4) It is ORDERED that Receiver William Hoffman is authorized and directed to payAllen Matkins Leck Gamble Mallory & Natsis LLP $146,337.12 in fees and$26,608.39 in costs, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc) |
| Filing 259 AMENDED SCHEDULING NOTICE by Judge S. James Otero. The Court finds the following motions suitable for disposition without oral argument and vacates the APPLICATION for Hearing Twelfth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. [ECF #249] and the APPLICATION for Hearing Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman [ECF # 250]., set for hearing on February 12, 2018. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 258 The Court finds the following motions suitable for disposition without oral argument and vacates the APPLICATION for Hearing Twelfth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. [ECF #249] and the Renewed NOTICE OF MOTION AND MOTION for Order for Approval of Procedures for the Administration of Investor and Creditor Claims against the Receivership Estate filed by Receiver William Hoffman [ECF # 247]., set for hearing on February 12, 2018. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
|
Filing 257
ORDER APPROVING SETTLEMENT WITH ANITA AND MORT GREEN #248 by Judge S. James Otero. The Court hereby orders as follows: 1. The Receiver's Motion is granted. 2. The Settlement Agreement, a copy of which is attached as Exhibit A to the Declaration of Aaron J. Kudla in support of the Motion, is approved. (lom)
|
|
Filing 256
ORDER APPROVING PROCEDURES FOR THE ADMINISTRATION OF INVESTOR AND CREDITOR CLAIMSAGAINST THE RECEIVERSHIP ESTATE #247 by Judge S. James Otero. The Court hereby orders as follows: 1. The Receiver's Motion is granted. 2. The claim procedures proposed in the Motion for the administration of investor and creditor claims against the receivership estate are hereby approved. (lom)
|
| Filing 255 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Receiver's Notice of Motion, #251 . The following error(s) was/were found: This Notice of Motion event is used only when filer files a Motion only and without a notice of motion and fails to set a hearing. Filer has used this notice of motion event and has linked to 2 pending applications no. 249, 250 both of which are already set on Judge's motion calendar for 2/12/18 10:00, and has thus created 2 extra duplicative hearings on calendar. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. You need not take any action in response to this notice unless and until the Court directs you to do so. (lc) |
| Filing 254 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing Twelfth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #249 , APPLICATION for Hearing Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #250 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 253 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Anita and Mort Green #248 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 252 NOTICE OF NON-OPPOSITION to Renewed NOTICE OF MOTION AND MOTION for Order for Approval of Procedures for the Administration of Investor and Creditor Claims against the Receivership Estate #247 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 251 NOTICE OF MOTION re APPLICATION for Hearing Twelfth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #249 , APPLICATION for Hearing Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #250 filed by Receiver William Hoffman. Motion set for hearing on 2/12/2018 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 250 APPLICATION for Hearing Twelfth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 2/12/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 249 APPLICATION for Hearing Twelfth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 2/12/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 248 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Anita and Mort Green filed by Receiver William Hoffman. Motion set for hearing on 2/12/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 247 Renewed NOTICE OF MOTION AND MOTION for Order for Approval of Procedures for the Administration of Investor and Creditor Claims against the Receivership Estate filed by Receiver William Hoffman. Motion set for hearing on 2/12/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
|
Filing 246
ORDER APPROVING SETTLEMENT WITH NICHOLAS D CLELAND. THE 1/8/17 HEARING IS HEREBY VACATED #244 by Judge S. James Otero (lc)
|
| Filing 245 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Nicholas D. Cleland #244 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 244 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Nicholas D. Cleland filed by Receiver William Hoffman. Motion set for hearing on 1/8/2018 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
|
Filing 243
ORDER DENYING MOTION FOR PROCEDURES FOR THE ADMINISTRATION OF INVESTOR AND CREDITOR CLAIMS AGAINST THE RECEIVERSHIP ESTATE #239 by Judge S. James Otero (lc)
|
| Filing 242 SCHEDULING NOTICE OF ADVANCING TIME OF HEARING by Judge S. James Otero re: NOTICE OF MOTION AND MOTION for Order for Approval of Procedures for the Administration of Investor and Creditor Claims against the Receivership Estate #239 . The Court advances the time of the hearing on said motion from 10:00 a.m. to 9:00 a.m. on 12/4/2017 before Judge S. James Otero. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 241 STATUS REPORT Receiver's Thirteenth Interim Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 240 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Procedures for the Administration of Investor and Creditor Claims against the Receivership Estate #239 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 239 NOTICE OF MOTION AND MOTION for Order for Approval of Procedures for the Administration of Investor and Creditor Claims against the Receivership Estate filed by Receiver William Hoffman. Motion set for hearing on 12/4/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
|
Filing 238
MINUTES (in chambers): ORDER GRANTING RECEIVER'S ELEVENTH INTERIM FEE APPLICATION #229 ; GRANTING RECEIVER'S COUNSEL'S ELEVENTH INTERIM FEE APPLICATION #230 ; GRANTING RECEIVER'S TAX ACCOUNTANT'S THIRD INTERIM FEE APPLICATION #231 by Judge S. James Otero. For the foregoing reasons, the Court GRANTS the Applications, and accordingly rules as follows: (1) It is ORDERED that the Receiver William Hoffman's fees and costs for the Eleventh Application Period are allowed and approved, on an interim basis, in the amounts of $215,181.50 and $7,665.15 respectively. (2) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay himself $172,145.20 in fees and $7,665.15 in costs from assets of the receivership estate, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins Leck Gamble Mallory & Natsis LLP's fees and costs for the Eleventh Application Period are allowed and approved, on an interim basis, in the amounts of $152,366.40 and $18,469.33, respectively. (4) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Allen Matkins Leck Gamble Mallory & Natsis LLP $121,893.12 in fees and $18,469.33 in costs, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (5) It is ORDERED that Duffy, Kruspodin & Company, LLP's fees incurred between September 1, 2016 and May 15, 2017 are allowed and approved, on an interim basis, in the amount of $13,011.47. (6) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Duffy, Kruspodin & Company, LLP $10,409.18 in fees from assets of the receivership estate, which amount reflects an interim payment of 80% of the allowed fees. IT IS SO ORDERED. (lom)
|
| Filing 237 The Court finds the following motions suitable for disposition without oral argument and vacates the APPLICATION for Hearing Eleventh Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman [ECF #229], the APPLICATION for Hearing Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman [ECF #230], and the APPLICATION for Hearing Third Interim Fee Application of Duffy, Kruspodin & Company, LLP, Tax Accountant to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman., set for hearing on October 16, 2017. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 236 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing Eleventh Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #229 , APPLICATION for Hearing Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #230 , APPLICATION for Hearing Third Interim Fee Application of Duffy, Kruspodin & Company, LLP, Tax Accountant to the Receiver, for Payment of Fees and Reimbursement of Expenses #231 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 235 Notice of Electronic Filing re Order on Motion for Order #234 e-mailed to verdries@lbbslaw.com bounced due to 550 5.1.1 RESOLVER.ADR.RecipNotFound; not found. The primary e-mail address associated with the attorney record has been deleted. Pursuant to Local Rules it is the attorneys obligation to maintain all personal contact information including e-mail address in the CM/ECF system. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (ew) TEXT ONLY ENTRY |
|
Filing 234
ORDER APPROVING SETTLEMENT WITH EMILIO AND ELIZABETH MALUJE #227 by Judge S. James Otero (lc)
|
| Filing 233 PROOF OF SERVICE filed by Receiver William Hoffman, re APPLICATION for Hearing Eleventh Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #229 , APPLICATION for Hearing Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #230 , Notice of Motion,, #232 , APPLICATION for Hearing Third Interim Fee Application of Duffy, Kruspodin & Company, LLP, Tax Accountant to the Receiver, for Payment of Fees and Reimbursement of Expenses #231 served on September 1, 2017. (Fates, Edward) |
| Filing 232 NOTICE OF MOTION re APPLICATION for Hearing Eleventh Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #229 , APPLICATION for Hearing Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #230 , APPLICATION for Hearing Third Interim Fee Application of Duffy, Kruspodin & Company, LLP, Tax Accountant to the Receiver, for Payment of Fees and Reimbursement of Expenses #231 filed by Receiver William Hoffman. Motion set for hearing on 10/16/2017 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 231 APPLICATION for Hearing Third Interim Fee Application of Duffy, Kruspodin & Company, LLP, Tax Accountant to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 10/16/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 230 APPLICATION for Hearing Eleventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 10/16/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 229 APPLICATION for Hearing Eleventh Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 10/16/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 228 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Emilio and Elizabeth Maluje #227 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 227 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Emilio and Elizabeth Maluje filed by Receiver William Hoffman. Motion set for hearing on 9/18/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 226 STATUS REPORT Receiver's Twelfth Interim Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 225 MINUTES (IN CHAMBERS) by Judge S. James Otero: ORDER GRANTING RECEIVER'S TENTH INTERIM FEE APPLICATION #220 ; GRANTING RECEIVER'S COUNSEL'S TENTH INTERIM FEEAPPLICATION #221 .(1) It is ORDERED that the Receiver William Hoffman's fees and costs for the Tenth Application Period are allowed and approved, on an interim basis, in the amounts of $223,707.50 and $5,955.74, respectively. (2) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay himself $178,966.00 in fees and $5,955.74 in costs from assets of the receivership estate, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins Leck Gamble Mallory and Natsis LLP's fees and costs for the Tenth Application Period are allowed and approved, on an interim basis, in the amounts of $134,453.70 and $20,335.64, respectively. (4) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Allen Matkins Leck Gamble Mallory and Natsis LLP $107,562.96 in fees and $20,335.64, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc) |
| Filing 224 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #221 , APPLICATION for Hearing Tenth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #220 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 223 PROOF OF SERVICE filed by Receiver William Hoffman, re Notice of Motion,, #222 , APPLICATION for Hearing Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #221 , APPLICATION for Hearing Tenth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #220 served on May 24, 2017. (Fates, Edward) |
| Filing 222 NOTICE OF MOTION re APPLICATION for Hearing Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #221 , APPLICATION for Hearing Tenth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #220 filed by Receiver William Hoffman. Motion set for hearing on 6/26/2017 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 221 APPLICATION for Hearing Tenth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 6/26/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 220 APPLICATION for Hearing Tenth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 6/26/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
|
Filing 219
ORDER GRANTING MOTION FOR APPROVAL OF SETTLEMENTS WITH BETTE L. KLEIN, THE BETTE L. KLEIN FAMILY TRUST, AND SHERMAN OAKS MANAGEMENT CORP. MONEY PURCHASE PENSION PLAN by Judge S. James Otero. Good cause appearing therefor, hereby orders as follows: 1. The Receiver's Motion #216 is granted; and 2. The Klein Settlement Agreement, a copy of which is attached as Exhibit 1 to the Declaration of Aaron J. Kudla in Support of the Motion is approved. (smo)
|
| Filing 218 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Bette L. Klein, The Bette L. Klein Family Trust, and Sherman Oaks Management Corp. Money Purchase Pension Plan; Memorandum of Points and Authorities #216 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 217 STATUS REPORT Receiver's Eleventh Interim Report filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 216 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Bette L. Klein, The Bette L. Klein Family Trust, and Sherman Oaks Management Corp. Money Purchase Pension Plan; Memorandum of Points and Authorities filed by Receiver William Hoffman. Motion set for hearing on 5/30/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration Aaron J. Kudla with Exhibit 1, #2 Proposed Order, #3 Affidavit Proof of Service) (Hsu, Tim) |
| Filing 215 NOTICE of Change of address by Edward G Fates attorney for Receiver William Hoffman. Changing attorneys address to One America Plaza, 600 West Broadway, 27th Floor, San Diego, CA 92101-0903. Filed by Receiver William Hoffman. (Attachments: #1 Proof of Service)(Fates, Edward) |
| Filing 214 MINUTES (IN CHAMBERS) by Judge S. James Otero: The Court DENIES the EX PARTE APPLICATION for Order for Order Allowing Interested Parties to Intervene inOpposition to Sealing of Opposition to Sealing of Court File filed by Interested Parties Piruz Khorvash, Robert Nairn, Barbara Ortwein, CarolVan Horst #131 . (lc) |
|
Filing 213
ORDER GRANTING MOTION FOR APPROVAL OF SETTLEMENT WITH ANDREW BLAINE MILLER AND THE ANDREW BLAINE MILLER TRUST #211 by Judge S. James Otero. The Court hereby orders as follows: 1. The Receiver's Motion is granted; and 2. The Settlement Agreement, a copy of which is attached as Exhibit 1 to the Declaration of Aaron J. Kudla submitted in support of the Motion is approved. (lom)
|
| Filing 212 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Andrew Blaine Miller and the Andrew Blaine Miller Trust #211 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 211 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Andrew Blaine Miller and the Andrew Blaine Miller Trust filed by Receiver William Hoffman. Motion set for hearing on 4/10/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration Aaron J. Kudla with Exhibit 1, #2 Proposed Order) (Hsu, Tim) |
| Filing 210 MINUTES (IN CHAMBERS) by Judge S. James Otero: ORDER GRANTING RECEIVER'S NINTH INTERIM FEE APPLICATION #206 ; GRANTING RECEIVER'S COUNSEL'S NINTH INTERIM FEEAPPLICATION #207 . (1) It is ORDERED that the Receiver William Hoffman's fees and costs for the Ninth Application Period are allowed and approved, on an interim basis, in the amounts of $231,602.00 and $9,513.00, respectively.(2) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay himself $185,281.60 in fees and $9,513.00 in costs from assets of the receivership estate, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins Leck Gamble Mallory & Natsis LLP's fees and costs for the Ninth Application Period are allowed and approved, on an interim basis, in the amounts of $98,794.35 and $16,490.01, respectively. (4) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Allen Matkins Leck Gamble Mallory & Natsis LLP $79,035.48 in fees and $16,490.01, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc) |
| Filing 209 PROOF OF SERVICE filed by Receiver William Hoffman, re APPLICATION for Hearing Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #207 , Notice of Motion,, #208 , APPLICATION for Hearing Ninth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #206 served on February 27, 2017. (Fates, Edward) |
| Filing 208 NOTICE OF MOTION re APPLICATION for Hearing Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #207 , APPLICATION for Hearing Ninth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #206 filed by Receiver William Hoffman. Motion set for hearing on 3/27/2017 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 207 APPLICATION for Hearing Ninth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 3/27/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 206 APPLICATION for Hearing Ninth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 3/27/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
|
Filing 205
ORDER GRANTING MOTION FOR APPROVAL OF SETTLEMENT WITH KIM FERNANDEZ #200 by Judge S. James Otero (lc)
|
| Filing 204 RESPONSE IN SUPPORT of NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Kim Fernandez #200 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
|
Filing 203
ORDER GRANTING MOTION FOR APPROVAL OF SETTLEMENT WITH RON L. MOSKOWITZ AND RLMFINANCIAL SERVICES, INC. #199 by Judge S. James Otero (lc)
|
| Filing 202 RESPONSE IN SUPPORT of NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Ron L. Moskowitz and RLM Financial Services, Inc. #199 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 201 STATUS REPORT Receiver's Tenth Interim Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 200 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Kim Fernandez filed by Receiver William Hoffman. Motion set for hearing on 2/27/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration Aaron J. Kudla with Exhibit 1, #2 Proposed Order) (Hsu, Tim) |
| Filing 199 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Ron L. Moskowitz and RLM Financial Services, Inc. filed by Receiver William Hoffman. Motion set for hearing on 2/13/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration Aaron J. Kudla with Exhibit 1, #2 Proposed Order) (Hsu, Tim) |
|
Filing 198
ORDER GRANTING MOTION FOR APPROVAL OF SETTLEMENT WITH ELLIOT SKLAR #197 by Judge S. James Otero (lc)
|
| Filing 197 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Elliot Sklar filed by Receiver William Hoffman. Motion set for hearing on 1/17/2017 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration Aaron J. Kudla ISO Motion with Exhibit 1, #2 Proposed Order, #3 Affidavit Proof of Service) (Hsu, Tim) |
| Filing 195 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing Second Interim Fee Application of Duffy, Kruspodin & Company, LLP, Tax Accountant to the Receiver, for Payment of Fees and Reimbursement of Expenses #192 , APPLICATION for Hearing Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #191 , APPLICATION for Hearing Eighth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #190 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 194 PROOF OF SERVICE filed by Receiver William Hoffman, re APPLICATION for Hearing Second Interim Fee Application of Duffy, Kruspodin & Company, LLP, Tax Accountant to the Receiver, for Payment of Fees and Reimbursement of Expenses #192 , APPLICATION for Hearing Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #191 , Notice of Motion,, #193 , APPLICATION for Hearing Eighth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #190 served on November 28, 2016. (Fates, Edward) |
| Filing 193 NOTICE OF MOTION re APPLICATION for Hearing Second Interim Fee Application of Duffy, Kruspodin & Company, LLP, Tax Accountant to the Receiver, for Payment of Fees and Reimbursement of Expenses #192 , APPLICATION for Hearing Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #191 , APPLICATION for Hearing Eighth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #190 filed by Receiver William Hoffman. Motion set for hearing on 12/27/2016 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 192 APPLICATION for Hearing Second Interim Fee Application of Duffy, Kruspodin & Company, LLP, Tax Accountant to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 12/27/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 191 APPLICATION for Hearing Eighth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 12/27/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 190 APPLICATION for Hearing Eighth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 12/27/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
|
Filing 189
ORDER GRANTING MOTION FOR APPROVAL OF SETTLEMENTS WITH (A) CAROLYN R. AND THOMAS P. THOMPSON, AND (B) DAVID BISHOP, PATTY BISHOP, AND PLANET IMPORT, INC. #188 by Judge S. James Otero (lc)
|
| Filing 188 NOTICE OF MOTION AND MOTION for Order for Approval Of Settlements With (A) Carolyn R. And Thomas P. Thompson, And (B) David Bishop, Patty Bishop, And Planet Import, Inc. filed by Receiver William Hoffman. Motion set for hearing on 12/5/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration Aaron J. Kudla ISO Motion For Approval of Settlements, with Exhibits 1-2, #2 Proposed Order) (Hsu, Tim) |
| Filing 187 NOTICE TO PARTIES by District Judge S. James Otero. Effective November 7, 2016, Judge Otero will be located at the 1st Street Courthouse, COURTROOM 10C on the 10th floor, located at 350 W. 1st Street, Los Angeles, California 90012. All Court appearances shall be made in Courtroom 10C of the 1st Street Courthouse, and all mandatory chambers copies shall be hand delivered to the judge's mail box outside the Clerk's Office on the 4th floor of the 1st Street Courthouse. The location for filing civil documents in paper format exempted from electronic filing and for viewing case files and other records services remains at the United States Courthouse, 312 North Spring Street, Room G-8, Los Angeles, California 90012. The location for filing criminal documents in paper format exempted from electronic filing remains at Edward R. Roybal Federal Building and U.S. Courthouse, 255 East Temple Street, Room 178, Los Angeles, California 90012. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (rrp) TEXT ONLY ENTRY |
| Filing 186 STATUS REPORT Receiver's Ninth Interim Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
|
Filing 185
ORDER GRANTING RECEIVER'S MOTION FOR APPROVAL OF SETTLEMENT WITH SEYMOURAND BARBARA PHILLIPS #184 by Judge S. James Otero (lc)
|
| Filing 184 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Seymour and Barbara Phillips filed by Receiver William Hoffman. Motion set for hearing on 10/31/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 183 NOTICE of Change of address by Tim C Hsu attorney for Receiver William Hoffman. Changing attorneys address to 865 South Figueroa Street, Suite 2800, Los Angeles, CA 90017-2543. Filed by Receiver William Hoffman. (Hsu, Tim) |
|
Filing 182
ORDER GRANTING RECEIVER'S MOTION FOR APPROVAL OF SETTLEMENT WITH DENVER AND AFSANEH DALE #179 by Judge S. James Otero (lc)
|
| Filing 196 MINUTES (IN CHAMBERS) by Judge S. James Otero: ORDER GRANTING RECEIVER'S EIGHTH INTERIM FEE APPLICATION #190 ; GRANTING RECEIVER'S COUNSEL'S EIGHTH INTERIM FEEAPPLICATION #191 ; GRANTING RECEIVER'S TAX ACCOUNTANT'S SECOND INTERIM FEE APPLICATION #192 . (1) It is ORDERED that the Receiver William Hoffman's fees and costs for the Eighth Application Period are allowed and approved, on an interim basis, in the amounts of $217,041.00 and $6,731.11 respectively.(2) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay himself $173,632.80 in fees and $6,731.11 in costs from assets of the receivership estate, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins Leck Gamble Mallory & Natsis LLP's fees and costs for the Eighth Application Period are allowed and approved, on an interim basis, in the amounts of $116,666.10 and $19,738.45, respectively. (4) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Allen Matkins Leck Gamble Mallory & Natsis LLP $93,332.88 in fees and $19,738.45 in costs, the amounts of which reflect an interim payment of 80% of the allowed feesand 100% of the allowed costs. (5) It is ORDERED that Duffy, Kruspodin & Company, LLP's fees incurred between October 1, 2015 and August 31, 2016 are allowed and approved, on an interim basis, in the amount of $26,464.95.(6) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Duffy, Kruspodin & Company, LLP $21,171.96 in fees from assets of there ceivership estate, which amount reflects an interim payment of 80% of the allowed fees. (lc) .Modified on 12/13/2016 (lc). (LATE DOCKETING DUE TO CLERKS OFFICE ERROR). |
| Filing 181 MINUTES (IN CHAMBERS) by Judge S. James Otero:ORDER GRANTING RECEIVER'S SEVENTH INTERIM FEE APPLICATION #174 ; GRANTING RECEIVER'S COUNSEL'S SEVENTH INTERIM FEE APPLICATION #175 ; GRANTING RECEIVER'S SPECIAL COUNSEL'S FIRST AND FINAL FEE APPLICATION #176 .(1) It is ORDERED that the Receiver William Hoffman's fees and costs for the Seventh Application Period are allowed and approved, on an interim basis, in the amounts of $273,069.75 and $11,228.64 respectively. (2) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay himself $218,455.80 in fees and $11,228.64 in costs from assets of the receivership estate, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins Leck Gamble Mallory & Natsis LLP's fees andcosts for the Seventh Application Period are allowed and approved, on an interimbasis, in the amounts of $115,700.40 and $13,121.66, respectively.(4) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Allen Matkins Leck Gamble Mallory & Natsis LLP $92,560.32 in fees and $13,121.66 in costs, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (5) It is ORDERED that Goold Patterson's fees and costs incurred between November 2015 and June 2016 are allowed and approved, on a final basis, in the amounts of $7,951.50 and $11.80, respectively. (6) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Goold Patterson $7,951.50 in fees and $11.80 in costs from assets of the receivership estate, which amounts reflect final payment of the allowed fees and costs. (lc) |
| Filing 180 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing First and Final Fee Application of Goold Patterson, Special Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #176 , APPLICATION for Hearing Seventh Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #174 , APPLICATION for Hearing Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #175 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 179 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement With Denver and Afsaneh Dale filed by Receiver William Hoffman. Motion set for hearing on 9/19/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 178 PROOF OF SERVICE filed by Receiver William Hoffman, re APPLICATION for Hearing First and Final Fee Application of Goold Patterson, Special Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #176 , APPLICATION for Hearing Seventh Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #174 , Notice of Motion,, #177 , APPLICATION for Hearing Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #175 served on August 15, 2016. (Fates, Edward) |
| Filing 177 NOTICE OF MOTION re APPLICATION for Hearing First and Final Fee Application of Goold Patterson, Special Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #176 , APPLICATION for Hearing Seventh Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #174 , APPLICATION for Hearing Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #175 filed by Receiver William Hoffman. Motion set for hearing on 9/12/2016 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 176 APPLICATION for Hearing First and Final Fee Application of Goold Patterson, Special Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 9/12/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 175 APPLICATION for Hearing Seventh Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 9/12/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 174 APPLICATION for Hearing Seventh Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 9/12/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 173 STATUS REPORT Receiver's Eighth Interim Report filed by Receiver William Hoffman. (Fates, Edward) |
|
Filing 172
ORDER APPROVING SETTLEMENT AGREEMENT WITH WILLIAM FIRESTONE AND RELATED PARTIES #166 . The Settlement Agreement, Stipulated Judgment, and Pledge Agreement attached to the Declaration of Aaron J. Kudla in Support of the Motionare approved by Judge S. James Otero (lc)
|
| Filing 171 The Court finds the following motion suitable for disposition without oral argument and vacates the hearing re the MOTION for Order for Approval of Settlement with William Firestone and Related Parties filed by Receiver William Hoffman. [ECF # 166], set for hearing on July 11, 2016. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
|
Filing 170
ORDER APPROVING SETTLEMENT WITH ANN AND DONALD NOEL #169 by Judge S. James Otero (lc)
|
| Filing 169 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Ann and Donald Noel filed by Receiver William Hoffman. Motion set for hearing on 8/1/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 168 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with William Firestone and Related Parties #166 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 167 NOTICE OF ERRATA filed by Receiver William Hoffman. correcting NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with William Firestone and Related Parties #166 Errata Re Declaration of Aaron J. Kudla in Support of Motion for Approval of Settlement With William Firestone and Related Parties (Fates, Edward) |
| Filing 166 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with William Firestone and Related Parties filed by Receiver William Hoffman. Motion set for hearing on 7/11/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
|
Filing 165
MINUTES (IN CHAMBERS): ORDER GRANTING RECEIVER'S SIXTH INTERIM FEE APPLICATION #156 ; GRANTING RECEIVER'S COUNSEL'S SIXTH INTERIM FEE APPLICATION #157 by Judge S. James Otero. The Court GRANTS the Applications, and accordingly rules as follows: (1) It is ORDERED that the Receiver William Hoffman's fees and costs for the Sixth Application Period are allowed and approved, on an interim basis, in the amounts of $298,002.75 and $9,725.50, respectively. (2) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay himself $238,402.20 in fees and $9,725.50 in costs from assets of the receivership estate, the amounts of which reflect an interim payment of 80 percent of the allowed fees and 100 percent of the allowed costs. (3) It is ORDERED that Allen Matkins Leck Gamble Mallory and Natsis LLP's fees and costs for the Sixth Application Period are allowed and approved, on an interim basis, in the amounts of $136,535.40 and $7,766.97, respectively. (4) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Allen Matkins Leck Gamble Mallory & Natsis LLP $109,228.32 in fees and $7,766.97 in costs, the amounts of which reflect an interim payment of 80 percent of the allowed fees and 100 percent of the allowed costs. (lom)
|
| Filing 164 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing Sixth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #157 , APPLICATION for Hearing Sixth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #156 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
|
Filing 163
ORDER GRANTING LEAVE TO FILE UNDER SEAL THE RECEIVER'S RESPONSE TO COURT ORDER DATED MAY 16, 2016 #160 by Judge S. James Otero. (vv)
|
| Filing 162 PROOF OF SERVICE filed by Receiver William Hoffman, re APPLICATION to file document Application for Leave to File Under Seal the Receiver's Response to Court Order Dated May 16, 2016 under seal #160 , Sealed Declaration in SupportDeclaration #161 served on May 25, 2016. (Fates, Edward) |
| Filing 161 SEALED DECLARATION IN SUPPORT OF APPLICATION to file document Application for Leave to File Under Seal the Receiver's Response to Court Order Dated May 16, 2016 under seal #160 filed by Receiver William Hoffman.(Fates, Edward) |
| Filing 160 APPLICATION to file document Application for Leave to File Under Seal the Receiver's Response to Court Order Dated May 16, 2016 under seal filed by Receiver William Hoffman. (Attachments: #1 Proposed Order)(Fates, Edward) |
| Filing 159 PROOF OF SERVICE filed by Receiver William Hoffman, re APPLICATION for Hearing Sixth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #157 , Notice of Motion,, #158 , APPLICATION for Hearing Sixth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #156 served on May 23, 2016. (Fates, Edward) |
| Filing 158 NOTICE OF MOTION re APPLICATION for Hearing Sixth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #157 , APPLICATION for Hearing Sixth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #156 filed by Receiver William Hoffman. Motion set for hearing on 6/20/2016 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 157 APPLICATION for Hearing Sixth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 6/20/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 156 APPLICATION for Hearing Sixth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman. Application set for hearing on 6/20/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 155 NOTICE OF FILING TRANSCRIPT filed for proceedings 3/29/16 9:07 a.m. re Transcript #154 THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (Zurborg, Carol) TEXT ONLY ENTRY |
| Filing 154 TRANSCRIPT for proceedings held on 3/29/16 9:07 a.m. Court Reporter: Carol Jean Zurborg, phone number (213) 894-3539. Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Notice of Intent to Redact due within 7 days of this date. Redaction Request due 6/7/2016. Redacted Transcript Deadline set for 6/17/2016. Release of Transcript Restriction set for 8/15/2016. (Zurborg, Carol) |
|
Filing 153
MINUTE ORDER IN CHAMBERS by Judge S. James Otero: The Court is in receipt of an Order re Transfer Pursuant to General Order 14-03 concerning case number 2:16-cv-02929 TJH(FFMx), titled William J. Hoffman v. Jutta Richert, et al.. The Court has received a number of cases purportedly related to the instant litigation in which the Receiver, William J. Hoffman, has initiated separate lawsuits against alleged net winners of the NASI scheme. In light of the nature of the underlying scheme and the possible extent of Receivers' claims, the Court is interested in hearing an estimate from Receiver regarding how many more litigations it plans on initiating, either as a part of this case or as separate actions. Receiver shall file a response to this Order on or before June 30, 2016. (lc)
|
| Filing 152 STATUS REPORT Receiver's Seventh Interim Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 151 SCHEDULING NOTICE OF VACATING STATUS CONFERENCE: by Judge S. James Otero. The Status Conference set for hearing on Friday, May 6, 2016 is vacated. No appearance is required. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
|
Filing 150
ORDER APPROVING SETTLEMENT WITH HARVEY TURELL AND LINDA TURELL #142 by Judge S. James Otero (lc)
|
|
Filing 149
AMENDED ORDER GRANTING RECEIVER'S MOTION FOR AUTHORITY TO (A) PURSUE CLAIMS AGAINST CITY NATIONAL BANK, AND (B) ENGAGE SPECIAL COUNSEL by Judge S. James Otero (lc)
|
| Filing 148 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Harvey Turell and Linda Turell #142 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 147 PROOF OF SERVICE filed by Receiver William Hoffman, re Sealed Document, #146 served on April 29, 2016. (Fates, Edward) |
| Filing 146 SEALED DOCUMENT Errata Re Supplemental Declaration of Michael Newhouse in Support of Receiver's Motion for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel re Sealed Document,, #143 , Order on Motion for Leave to File Document Under Seal,,,,, Motion Hearing,,,,, Set/Reset Deadlines/Hearings,,,, #138 filed by Receiver William Hoffman.(Fates, Edward) |
| Filing 145 PROOF OF SERVICE filed by Receiver William Hoffman, re Sealed Document,, #143 served on April 29, 2016. (Fates, Edward) |
| Filing 144 NOTICE OF LODGING filed of Amended [Proposed] Order Granting Receiver's Motion for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel re Sealed Document,, #143 , SEALED NOTICE OF MOTION AND MOTION for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel re Order on Motion for Leave to File Document Under Seal,,,,, Motion Hearing,,,,, Set/Reset Deadlines/Hearings,, #139 (Attachments: #1 Amended Proposed Order)(Fates, Edward) |
| Filing 143 SEALED DOCUMENT Supplemental Brief in Support of Motion for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel re Order on Motion for Leave to File Document Under Seal,,,,, Motion Hearing,,,,, Set/Reset Deadlines/Hearings,,,, #138 filed by Receiver William Hoffman. (Attachments: #1 Supplemental Declaration of William J. Hoffman, #2 Supplemental Declaration of Michael Newhouse, #3 Declaration of David Wallace, #4 Declaration of Howard B. Miller, #5 Declaration of Robert L. Brace, #6 Declaration of Steven M. Nunez)(Fates, Edward) |
| Filing 142 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Harvey Turell and Linda Turell filed by Receiver William Hoffman. Motion set for hearing on 5/23/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 141 PROOF OF SERVICE filed by Receiver William Hoffman, re SEALED NOTICE OF MOTION AND MOTION for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel re Order on Motion for Leave to File Document Under Seal,,,,, Motion Hearing,,,,, Set/Reset Deadlines/Hearings,, #139 served on April 8, 2016. (Fates, Edward) |
| Filing 140 NOTICE OF LODGING filed of [Proposed] Order Granting Receiver's Motion for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel re SEALED NOTICE OF MOTION AND MOTION for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel re Order on Motion for Leave to File Document Under Seal,,,,, Motion Hearing,,,,, Set/Reset Deadlines/Hearings,, #139 (Attachments: #1 Proposed Order)(Fates, Edward) |
| Filing 139 SEALED NOTICE OF MOTION AND MOTION for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel re Order on Motion for Leave to File Document Under Seal,,,,, Motion Hearing,,,,, Set/Reset Deadlines/Hearings,,,, #138 filed by Receiver William Hoffman. Motion set for hearing on 5/6/2016 at 09:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of William J. Hoffman, #2 Declaration of Michael Newhouse)(Fates, Edward) |
| Filing 137 MINUTES (IN CHAMBERS) by Judge S. James Otero: ORDER GRANTING RECEIVER'S FIFTH INTERIM FEE APPLICATION #120 ; GRANTING RECEIVER'S COUNSEL'S FIFTH INTERIM FEEAPPLICATION #121 . (1) It is ORDERED that the Receiver William Hoffman's fees and costs for the Fifth Application Period are allowed and approved, on an interim basis, in the amounts of $266,819.00 and $3,979.19, respectively.(2) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay himself $213,455.20 in fees and $3,979.19 in costs from assets of the receivership estate, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins Leck Gamble Mallory & Natsis LLP's fees and costs for the Fifth Application Period are allowed and approved, on an interim basis,in the amounts of $108,432.90 and $9,090.32, respectively. (4) It is ORDERED that Receiver William Hoffman is authorized and directed to pay Allen Matkins Leck Gamble Mallory & Natsis LLP $86,746.32 in fees and $9,090.32, the amounts of which reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc) |
| Filing 138 MINUTES OF APPLICATION to file document Receiver's Motion for Authority to (A)Pursue Claims Against City National Bank, and (B) Engage SpecialCounsel and Declarations in Support Thereof under seal filed by ReceiverWilliam Hoffman #118 before Judge S. James Otero.The Court indicates that it would like the receiver to make additional efforts to contact other firms who may be interested in taking this case under the terms that were offered to Mr. Newhouse.Counsel for Receiver indicates that he will submit a supplemental brief or declaration from the receiver indicating his prior communications with law firms and then his discussions with the law firms that has just mentioned. The Court sets a further Status Conference on Friday, May 6, 2016 9:00 a.m.The Court Grants the Application for leave to file under seal a motion to pursue claims against City National Bank [#118]. The motion for authority to pursue claims against City National Bank would be denied without prejudice to renew.Court Reporter: Carol Zurborg.. (lc) |
| Filing 136 NOTICE OF NON-OPPOSITION to APPLICATION to file document Receiver's Motion for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel and Declarations in Support Thereof under seal #118 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 135 Notice of Withdrawal of Motion for Order #131 filed by Non Party Intervenors Piruz Khorvash, Robert Nairn, Barbara Ortwein, Carol Van Horst. (Attachments: #1 Proposed Order Proposed Order)(Nunez, Steven) |
| Filing 134 The Court finds the following motions suitable for disposition without oral argument and vacates the hearing re the APPLICATION for Hearing Fifth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman. #120 , and the APPLICATION for Hearing Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. #121 , set for hearing on April 11, 2016. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 133 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: EX PARTE APPLICATION for Order for Order Allowing Interested Parties to Intervene in Opposition to Sealing of Court File #131 . The following error(s) was found: Missing Proposed Document was not submitted as separate attachment. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lc) |
| Filing 132 NOTICE of Related Case(s) filed by Class Action Plaintiff in Case No. 5:16-cv-00502-R (MRWx) John Walter Madison. Related Case(s): 5:16-cv-00502-R (MRWx) (Attachments: #1 Class Action Complaint)(Denver, Michael) |
| Filing 131 EX PARTE APPLICATION for Order for Order Allowing Interested Parties to Intervene in Opposition to Sealing of Court File filed by Interested Parties Piruz Khorvash, Robert Nairn, Barbara Ortwein, Carol Van Horst. (Nunez, Steven) |
| Filing 130 Notice of Appearance or Withdrawal of Counsel: for attorney Julio J Ramos counsel for Movant Robert Nairn. Filed by Intervenor Robert Nairn. (Attorney Julio J Ramos added to party Robert Nairn(pty:bkmov))(Ramos, Julio) |
| Filing 129 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #121 , APPLICATION for Hearing Fifth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #120 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 128 SCHEDULING NOTICE OF CONTINUANCE by Judge S. James Otero. Hearing in re APPLICATION to file document Receiver's Motion for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel [#118] is continued to Tuesday, March 29, 2016 @ 9:00 a.m. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
|
Filing 126
ORDER GRANTING THE RECEIVER'S MOTION FOR APPROVAL OF SETTLEMENT WITH FRANCES McCAFFREY #117 by Judge S. James Otero. The Court hereby orders as follows: 1. The Motion is granted; 2. The Settlement Agreement attached to the Declaration of Aaron J. Kudla in Support of the Motion is approved. (lom)
|
| Filing 127 MINUTES (IN CHAMBERS) by Judge S. James Otero: The Court is in receipt of Receiver William J. Hoffman's ("Receiver") Application for Leave to FileUnder Seal Motion for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel ("Application") #118 , filed on March 11, 2016. The Court finds that additional information is required before it can rule on the Application, and accordingly sets a hearing on the Application for Monday, March 28 at 9:00 a.m. The Court will defer ruling on the Application until after the hearing is held. The Court is interested in hearing argument regarding the nature and extent of the allegations, the views of Receiver and the SEC regarding the likely extent of any recovery, and the expected cost of prosecution. (vv) |
| Filing 125 NOTICE of Appearance filed by attorney Steven M Nunez on behalf of Interested Parties Robert Nairn, Carol Van Horst, Barbara Ortwein, Movant Piruz Khorvash (Attorney Steven M Nunez added to party Robert Nairn(pty:ip), Attorney Steven M Nunez added to party Carol Van Horst(pty:ip), Attorney Steven M Nunez added to party Barbara Ortwein(pty:ip), Attorney Steven M Nunez added to party Piruz Khorvash(pty:bkmov))(Nunez, Steven) |
| Filing 124 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Frances McCaffrey #117 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 123 PROOF OF SERVICE filed by Receiver William Hoffman, re APPLICATION for Hearing Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #121 , Notice of Motion,, #122 , APPLICATION for Hearing Fifth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #120 served on March 11, 2016. (Fates, Edward) |
| Filing 122 NOTICE OF MOTION re APPLICATION for Hearing Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #121 , APPLICATION for Hearing Fifth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #120 Notice of Hearing on Fifth Interim Fee Applications of the Receiver, William Hoffman of Trigild, Inc, and His Professionals, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Motion set for hearing on 4/11/2016 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 121 APPLICATION for Hearing Fifth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 4/11/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 120 APPLICATION for Hearing Fifth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman. Application set for hearing on 4/11/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 119 SEALED DECLARATION IN SUPPORT OF APPLICATION to file document Receiver's Motion for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel and Declarations in Support Thereof under seal #118 filed by Receiver William Hoffman.(Fates, Edward) |
| Filing 118 APPLICATION to file document Receiver's Motion for Authority to (A) Pursue Claims Against City National Bank, and (B) Engage Special Counsel and Declarations in Support Thereof under seal filed by Receiver William Hoffman. (Attachments: #1 Proposed Order)(Fates, Edward) |
| Filing 117 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Frances McCaffrey filed by Receiver William Hoffman. Motion set for hearing on 4/4/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 115 The Court finds the following motion suitable for disposition without oral argument and vacates the MOTION for Order for Approval of Settlement with Berwyn Friedman and Elaine Friedman filed by Receiver William Hoffman. #112 , set for hearing on March 7, 2016. See Fed. R. Civ. P. 78(b). No appearance is required. The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
|
Filing 116
ORDER GRANTING The Receiver's Motion for Approval of Settlement with Berwyn Friedman and Elaine Friedman #112 by Judge S. James Otero as follows: (1) The Motion is granted; (2) The Settlement Agreement attached to the Declaration of Aaron J.Kudla in Support of the Motion is approved. (jp)
|
| Filing 114 STATUS REPORT Receiver's Sixth Interim Report filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 113 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Berwyn Friedman and Elaine Friedman #112 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 112 NOTICE OF MOTION AND MOTION for Order for Approval of Settlement with Berwyn Friedman and Elaine Friedman filed by Receiver William Hoffman. Motion set for hearing on 3/7/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
|
Filing 111
ORDER APPROVING JOINT STIPULATION RE REAL PROPERTY OWNED BY DEFENDANT JOEL BARRY GILLIS #110 by Judge S. James Otero: The freeze of the real property is lifted to allow for a sale of the Property pursuant to the procedures, terms, and conditions provided in the Stipulation. (lc)
|
| Filing 110 Joint STIPULATION for Order re Real Property Owned by Defendant Joel Barry Gillis filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Leung, Gary) |
| Filing 109 MINUTES (IN CHAMBERS) by Judge S. James Otero: ORDER GRANTING RECEIVER'S FOURTH INTERIM FEE APPLICATION #101 ; GRANTING RECEIVER'S COUNSEL'S FOURTH INTERIMFEE APPLICATION #102 ; GRANTING RECEIVER'S CERTIFIED PUBLIC ACCOUNTANTS'S FIRST INTERIM FEE APPLICATION #103 . (1) It is ORDERED that the Receiver William Hoffman's fees and costs for the Fourth Application Period are allowed and approved, on an interim basis, in the amounts of $267,064.50 and $9,923.34, respectively. (2) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay himself $213,651.60 in fees and $9,923.34 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins Leck Gamble Mallory & Natsis LLP's fees and costs for the Fourth Application Period are allowed and approved, on an interim basis, in the amounts of $120,108.60 and $14,085.13, respectively. (4) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay Allen Matkins Leck Gamble Mallory & Natsis LLP $96,086.88 in fees and $14,085.13 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (5) It is ORDERED that Duffy, Kruspodin and Company, LLP's fees and costs for the First Application Period are allowed and approved, on an interim basis, in the amounts of $12,735.00 and $30.96, respectively. (6) It is ORDERED that the Receiver William Hoffman is authorized and directed to pay Duffy, Kruspodin and Company, LLP $10,188.00 in fees and $30.96 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc) |
| Filing 108 The Court finds the following motions suitable for disposition without oral argument and vacates the hearing the APPLICATION for Hearing Fourth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman. #101 , the APPLICATION for Hearing Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. #102 , and the APPLICATION for Hearing First Interim Fee Application of Duffy, Kruspodin & Company, LLP, Certified Public Accountants to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. #103 , set for hearing on January 11, 2016. See Fed. R. Civ. P. 78(b). The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 107 NOTICE OF NON-OPPOSITION to APPLICATION for Hearing First Interim Fee Application of Duffy, Kruspodin & Company, LLP, Certified Public Accountants to the Receiver, for Payment of Fees and Reimbursement of Expenses #103 , APPLICATION for Hearing Fourth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #101 , APPLICATION for Hearing Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #102 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 106 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice of Motion,, #104 . The following error(s) was found: Hearing information is incorrect. Clerk notes this filing was filed to reflect the formal LR 6.1 notice of motion text which was not included in the above 3 applications. However it also erroneously set duplicate hearings on each of the 3 "applications" totaling 6 hearings on the Judges Calendar. NOTE: Clerk has TERMED ONLY THE ERRONEOUS DUPLICATE HEARINGS-EACH APPLICATION REMAINS ON CALENDAR FOR 1/11/16 10:00 AM. Filer need NOT respond to this notice. (lc) |
| Filing 105 PROOF OF SERVICE filed by Receiver William Hoffman, re Notice of Motion,, #104 , APPLICATION for Hearing First Interim Fee Application of Duffy, Kruspodin & Company, LLP, Certified Public Accountants to the Receiver, for Payment of Fees and Reimbursement of Expenses #103 , APPLICATION for Hearing Fourth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #101 , APPLICATION for Hearing Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #102 served on December 9, 2015. (Fates, Edward) |
| Filing 104 NOTICE OF MOTION re APPLICATION for Hearing First Interim Fee Application of Duffy, Kruspodin & Company, LLP, Certified Public Accountants to the Receiver, for Payment of Fees and Reimbursement of Expenses #103 , APPLICATION for Hearing Fourth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #101 , APPLICATION for Hearing Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #102 filed by Receiver William Hoffman. Motion set for hearing on 1/11/2016 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 103 APPLICATION for Hearing First Interim Fee Application of Duffy, Kruspodin & Company, LLP, Certified Public Accountants to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 1/11/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 102 APPLICATION for Hearing Fourth Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Application set for hearing on 1/11/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 101 APPLICATION for Hearing Fourth Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman. Application set for hearing on 1/11/2016 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
|
Filing 100
ORDER GRANTING THE RECEIVER'S MOTION FOR APPROVAL OF SETTLEMENT WITH BARBARA ADLER #99 by Judge S. James Otero (lc)
|
| Filing 99 NOTICE OF MOTION AND MOTION for Settlement Approval of Settlement with Barbara Adler filed by Receiver William Hoffman. Motion set for hearing on 12/14/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Proposed Order) (Fates, Edward) |
| Filing 98 STATUS REPORT Receiver's Fifth Interim Report filed by Receiver William Hoffman. (Fates, Edward) |
|
Filing 97
ORDER (A) CONFIRMING STATUS OF STUDIOS MAUI PRODUCTIONS, LLC DBA AKAMAI RV AS A RECEIVERSHIP ENTITY, AND (B) DIRECTING BRANSCOMBE RICHMOND TO TURN OVER ASSETS OF STUDIOS MAUI PRODUCTIONS DBA AKAMAI RV #93 by Judge S. James Otero (lc)
|
| Filing 96 The Court finds the following motion suitable for disposition without oral argument and vacates the hearing re MOTION for Order for (A) Confirmation of Status of Studios Maui Productions, LLC dba Akamai RV as a Receivership Entity, and (B) Directing Branscombe Richmond to Turn Over Assets of Studios Maui Productions dba Akamai RV filed by Receiver William Hoffman. #93 , set for hearing on October 5, 2015. See Fed. R. Civ. P. 78(b). The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 95 MINUTES (IN CHAMBERS) by Judge S. James Otero: ORDER GRANTING RECEIVER'S AND RECEIVER'S COUNSEL'S THIRD INTERIM FEE APPLICATIONS #82 , #83 . (1) It is ORDERED that the Receiver's fees and costs for the Third Application Periodare allowed and approved, on an interim basis, in the amounts of $221,832.50 and$8,064.70, respectively. (2) It is ORDERED that the Receiver is authorized and directed to pay himself $177,466.00 in fees and $8,064.70 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins' fees and costs for the Third Application Period are allowed and approved, on an interim basis, in the amounts of $51,826.50 and $2,951.36, respectively. (4) It is ORDERED that the Receiver is authorized and directed to pay Allen Matkins $41,461.20 in fees and $2,951.36 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc) |
| Filing 94 The Court finds the following motions suitable for disposition without oral argument and vacates the hearing re Third Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #82 , and the Third Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #83 , set for hearing on September 21, 2015. See Fed. R. Civ. P. 78(b). The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 93 NOTICE OF MOTION AND MOTION for Order for (A) Confirmation of Status of Studios Maui Productions, LLC dba Akamai RV as a Receivership Entity, and (B) Directing Branscombe Richmond to Turn Over Assets of Studios Maui Productions dba Akamai RV filed by Receiver William Hoffman. Motion set for hearing on 10/5/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Declaration of Aaron J. Kudla, #2 Declaration of Ted Fates, #3 Proposed Order, #4 Proof of Service) (Fates, Edward) |
|
Filing 92
ORDER GRANTING PLAINTIFF SECURITIES AND EXCHANGE COMMISSIONS MOTION FOR PARTIAL SUMMARY JUDGMENT AND ENTERING PERMANENT INJUNCTION AGAINST DEFENDANTS JOEL GILLIS AND EDWARD WISHNER AND THEIR AGENTS (SEE DOCUMENT FOR SPECIFICS) by Judge S. James Otero (lc) Modified on 9/2/2015 (lc).
|
| Filing 91 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Hearing Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #83 , NOTICE OF MOTION AND MOTION for Hearing Third Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #82 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
|
Filing 90
ORDER MODIFYING PRETRIAL AND TRIAL DATES by Judge S. James Otero: IT IS HEREBY ORDERED THAT: Discovery Cutoff: 60 days after sentencing in USA v. Gillis, et al., Case No. 2:14-cr-00712-SJO (C.D. Cal.). Motion Cutoff: 42 days after the amended discovery cutoff date Final Pre-Trial Conference: Vacated; Trial Date: Vacated. (shb)
|
|
Filing 89
ORDER GRANTING RELIEF FROM ORDERS DECLINING TRANSFERS OF CLAWBACK ACTIONS #81 . IT IS FURTHER ORDERED that C.D. Cal. Case Nos. CV 15-05737, CV 15-05747, CV 15-05755 be transferred to this Court (along with Magistrate Judge Frederick Mumm) as actions related to this case by Judge S. James Otero (lc)
|
| Filing 88 SUPPLEMENT to NOTICE OF MOTION AND MOTION for Relief from Orders Declining Transfers of Clawback Actions #81 filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 87 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Relief from Orders Declining Transfers of Clawback Actions #81 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 86 NOTICE OF MOTION AND MOTION for Partial Summary Judgment as to against Defendants Gillis and Wishner filed by Plaintiff Securities and Exchange Commission. Motion set for hearing on 9/28/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Stipulation by Defendants Gillis and Wishner for Entry of Partial Summary Judgment, #2 Proposed Order Granting Partial Summary Judgment, #3 Proposed Order Modifying Pretrial and Trial Dates) (Leung, Gary) |
| Filing 85 PROOF OF SERVICE filed by Receiver William Hoffman, re NOTICE OF MOTION AND MOTION for Hearing Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #83 , NOTICE OF MOTION AND MOTION for Hearing Third Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #82 , Notice of Motion,, #84 served on August 18, 2015. (Fates, Edward) |
| Filing 84 NOTICE OF MOTION re NOTICE OF MOTION AND MOTION for Hearing Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #83 , NOTICE OF MOTION AND MOTION for Hearing Third Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #82 filed by Receiver William Hoffman. Motion set for hearing on 9/21/2015 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 83 NOTICE OF MOTION AND MOTION for Hearing Third Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Motion set for hearing on 9/21/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 82 NOTICE OF MOTION AND MOTION for Hearing Third Interim Fee Application of Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman. Motion set for hearing on 9/21/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 81 NOTICE OF MOTION AND MOTION for Relief from Orders Declining Transfers of Clawback Actions filed by Receiver William Hoffman. Motion set for hearing on 9/14/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order) (Fates, Edward) |
| Filing 80 STATUS REPORT Receiver's Fourth Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 79 MINUTES (IN CHAMBERS) by Judge S. James Otero: ORDER GRANTING RECEIVER'S AND RECEIVER'S COUNSEL'S FEE APPLICATIONS #74 , #75 .(1) It is ORDERED that the Receiver's fees and costs for the Second Application Period are allowed and approved, on an interim basis, in the amounts of $206,845.00 and $2,458.08, respectively. (2) It is ORDERED that the Receiver is authorized and directed to pay himself $165,476.00 in fees and $2,458.08 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins' fees and costs for the Second Application Period are allowed and approved, on an interim basis, in the amounts of $67,638.75 and $4,420.18, respectively. (4) It is ORDERED that the Receiver is authorized and directed to pay Allen Matkins $54,111.00 in fees and $4,420.18 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (lc) |
| Filing 78 NOTICE OF NON-OPPOSITION to MOTION for Hearing Second Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #74 , MOTION for Hearing Second Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #75 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 77 PROOF OF SERVICE filed by Receiver William Hoffman, re MOTION for Hearing Second Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #74 , Notice of Motion,, #76 , MOTION for Hearing Second Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #75 served on June 8, 2015. (Fates, Edward) |
| Filing 76 NOTICE OF MOTION re MOTION for Hearing Second Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense #74 , MOTION for Hearing Second Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses #75 filed by Receiver William Hoffman. Motion set for hearing on 7/6/2015 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 75 NOTICE OF MOTION AND MOTION for Hearing Second Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Motion set for hearing on 7/6/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order)(Fates, Edward) |
| Filing 74 NOTICE OF MOTION AND MOTION for Hearing Second Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman. Motion set for hearing on 7/6/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order)(Fates, Edward) |
| Filing 73 STATUS REPORT Receiver's Third Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 72 MINUTES (IN CHAMBERS)by Judge S. James Otero: ORDER GRANTING RECEIVER'S FEE APPLICATIONS #65 , #66 AND GRANTING RECEIVER'S MOTION FOR AUTHORITY TO PURSUECLAWBACK CLAIMS AND APPROVAL OF PROPOSED PROCEDURES #64 . (1) It is ORDERED that the Receiver's fees and costs for the First Application Period are allowed and approved, on an interim basis, in the amounts of $185,125.00 and $14,242.06, respectively. (2) It is ORDERED that the Receiver is authorized and directed to pay himself $148,100.00 in fees and $14,242.06 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (3) It is ORDERED that Allen Matkins' fees and costs for the First Application Period are allowed and approved, on an interim basis, in the amounts of $113,047.65 and $9,080.51, respectively. (4) It is ORDERED that the Receiver is authorized and directed to pay Allen Matkins $90,438.12 in fees and $9,080.51 in costs from assets of the receivership estate, which amounts reflect an interim payment of 80% of the allowed fees and 100% of the allowed costs. (5) The Receiver is authorized to pursue Clawback Claims as those claims are described in the Motion. (6) The proposed procedures for pursuing and settling Clawback Claims laid out in theMotion are approved. (lc) |
| Filing 71 Request for Notice of Interested Parties filed by interested party H. Gilbert Jones, (Attorney Annie Verdries added to party H. Gilbert Jones(pty:ip))(Verdries, Annie) |
| Filing 70 NOTICE OF ORDER VACATING HEARING ON MOTIONS: The Court finds the following motions suitable for disposition without oral argument and vacates the hearing re MOTION for Order for Authority for Receiver to Pursue Clawback Claims and for Approval of Proposed Procedures of Such Claims filed by Receiver William Hoffman. #64 , the MOTION for Hearing First Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. #65 , and the MOTION for Hearing First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman #66 , set for hearing on April 20, 2015. See Fed. R. Civ. P. 78(b). The briefing schedule remains as set by Local Rule. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY |
| Filing 69 NOTICE OF NON-OPPOSITION to MOTION for Hearing First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expense #66 , MOTION for Order for Authority for Receiver to Pursue Clawback Claims and for Approval of Proposed Procedures of Such Claims #64 , MOTION for Hearing First Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #65 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 68 PROOF OF SERVICE filed by Receiver William Hoffman, re MOTION for Hearing First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expense #66 , Notice of Motion,, #67 , MOTION for Hearing First Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #65 served on 3/17/2015. (Fates, Edward) |
| Filing 67 NOTICE OF MOTION re MOTION for Hearing First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expense #66 , MOTION for Hearing First Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses #65 filed by Receiver William Hoffman. Motion set for hearing on 4/20/2015 at 10:00 AM before Judge S. James Otero. (Fates, Edward) |
| Filing 66 NOTICE OF MOTION AND MOTION for Hearing First Interim Fee Application of Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expense filed by Receiver William Hoffman. Motion set for hearing on 4/20/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order)(Fates, Edward) |
| Filing 65 NOTICE OF MOTION AND MOTION for Hearing First Interim Fee Application of the Receiver, William Hoffman of Trigild, Inc., for Payment of Fees and Reimbursement of Expenses filed by Receiver William Hoffman. Motion set for hearing on 4/20/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order)(Fates, Edward) |
| Filing 64 NOTICE OF MOTION AND MOTION for Order for Authority for Receiver to Pursue Clawback Claims and for Approval of Proposed Procedures of Such Claims filed by Receiver William Hoffman. Motion set for hearing on 4/20/2015 at 10:00 AM before Judge S. James Otero. (Attachments: #1 Proposed Order)(Fates, Edward) |
| Filing 63 NOTICE of Appearance filed by attorney Michael P Denver on behalf of Interested Party Michael Beresford (Attorney Michael P Denver added to party Michael Beresford(pty:ip))(Denver, Michael) |
| Filing 62 NOTICE of Appearance filed by attorney Michael P Denver on behalf of Interested Party Hattie Beresford (Attorney Michael P Denver added to party Hattie Beresford(pty:ip))(Denver, Michael) |
| Filing 61 MINUTES OF SCHEDULING CONFERENCE held before Judge S. James Otero. The Court sets the following schedule: Jury Trial: Tuesday, November 17, 2015 at 9:00 a.m.; Pretrial Conference: Monday, November 9, 2015 at 9:00 a.m.; Motion Cutoff: Monday, October 5, 2015 at 10:00 a.m.; Discovery Cutoff: Monday, August 17, 2015; Last Date to Amend: Monday, March 2, 2015. Reference of the above case to the Alternative Dispute Resolution Program is vacated. Settlement is referred to the calendar of Magistrate Judge Frederick F. Mumm for all further proceedings. Court Reporter: Debbie Hino-Spaan. (Refer to attached document for details.) (lom) |
| Filing 60 STATUS REPORT Receiver's Second Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 59 JOINT REPORT Rule 26(f) Discovery Plan of the Parties filed by Plaintiff Securities and Exchange Commission.. (Leung, Gary) |
| Filing 58 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Declaration #57 . The following error(s) was found: Incorrect event selected. The correct event is: Service of summons and complaint returned executed 21 days. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lc) |
| Filing 57 DECLARATION of Gary Y. Leung Regarding Service upon Defendant Joel Gillis filed by Plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 56 NOTICE of Interested Parties filed by Defendant Edward Wishner, (Cohen, Reuven) |
| Filing 55 NOTICE of Interested Parties filed by Defendant Joel Gillis, (Spertus, James) |
| Filing 54 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Edward Wishner Answer to Complaint (Discovery) #50 . The following error(s) was found: Local Rule 7.1-1 No Notice of Interested Parties and/or no copies. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lc) |
| Filing 53 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE:Joel Gillis Answer to Complaint (Discovery) #49 . The following error(s) was found: Local Rule 7.1-1 No Notice of Interested Parties and/or no copies. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lc) |
|
Filing 52
ORDER SETTING SCHEDULING CONFERENCE by Judge S. James Otero. Rule 26 Meeting Report due by 1/19/2015. Scheduling Conference set for 2/2/2015 at 08:30 AM before Judge S. James Otero. (vcr)
|
| Filing 51 Notice of Appearance or Withdrawal of Counsel: for attorney James W Spertus counsel for Defendants Joel Gillis, Nationwide Automated Systems Inc. Adding Dolly K. Hansen as attorney as counsel of record for Joel Gillis, Nationwide Automated Systems, Inc. for the reason indicated in the G-123 Notice. Filed by Defendants Joel Gillis, Nationwide Automated Systems, Inc.. (Spertus, James) |
| Filing 50 ANSWER to Complaint - (Discovery), #3 with JURY DEMAND filed by Defendant Edward Wishner.(Cohen, Reuven) |
| Filing 49 ANSWER to Complaint - (Discovery), #3 with JURY DEMAND filed by defendant Joel Gillis.(Spertus, James) |
|
Filing 48
INITIAL STANDING ORDER upon filing of the complaint by Judge S. James Otero. (vcr)
|
|
Filing 47
MINUTE ORDER IN CHAMBERS by Judge S. James Otero:ORDER APPROVING RECEIVER'S FIRST REPORT AND RECOMMENDATIONS (see document for specifics) #44 . (lc)
|
| Filing 46 Notice of Appearance or Withdrawal of Counsel: for attorney Kyra E Andrassy counsel for Creditor Creditors. Adding Kyra Andrassy as attorney as counsel of record for Creditors for the reason indicated in the G-123 Notice. Filed by Creditor Smiley Wang-Ekvall, LLP. (Attorney Kyra E Andrassy added to party Creditors(pty:cr))(Andrassy, Kyra) |
| Filing 45 Notice of Appearance or Withdrawal of Counsel: for attorney Lei Lei W Ekvall counsel for Creditor Creditors. Adding Lei Lei Wang-Ekvall as attorney as counsel of record for Creditors for the reason indicated in the G-123 Notice. Filed by Creditor Smiley Wang-Ekvall, LLP. (Attorney Lei Lei W Ekvall added to party Creditors(pty:cr))(Ekvall, Lei Lei) |
| Filing 44 STATUS REPORT Receiver's First Report and Recommendations filed by Receiver William Hoffman. (Fates, Edward) |
| Filing 43 WAIVER OF SERVICE Returned Executed filed by Plaintiff Securities and Exchange Commission. upon Edward Wishner waiver sent by Plaintiff on 10/7/2014, answer due 12/6/2014. Waiver of Service signed by Edward Wishner. (Leung, Gary) |
| Filing 41 PROOF OF SERVICE Executed by Plaintiff Securities and Exchange Commission, upon Defendant Nationwide Automated Systems Inc served on 10/2/2014, answer due 10/23/2014. Service of the Summons and Complaint were executed upon Melissa Erickson, Court Appointed Receiver in compliance with Federal Rules of Civil Procedure by service on a domestic corporation, unincorporated association, or public entity. Original Summons NOT returned. (Leung, Gary) |
|
Filing 40
SCHEDULING NOTICE OF VACATING ORDER TO SHOW CAUSE HEARING by Judge S. James Otero. The Court vacates the Order To Show Cause re Preliminary Injunction set for hearing on November 10, 2014. No appearance is required. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vcr) TEXT ONLY ENTRY
|
|
Filing 42
PRELIMINARY INJUNCTION AND ORDERS (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) REQUIRING ACCOUNTINGS; AND (4) APPOINTING A RECEIVER by Judge S. James Otero. IT IS HEREBY ORDERED that the parties' Consent and Stipulation is GRANTED. IT IS FURTHER ORDERED that Defendants Nationwide Automated Systems, Inc. and Joel Gillis, and their officers, agents, servants, employees, attorneys, subsidiaries and affiliates, and those persons in active concert or participation with any of them who receive actual notice of this Order, by personal service or otherwise, and each of them, be and hereby are preliminarily restrained and enjoined from, directly or indirectly, in the absence of any applicable exemption: A. unless a registration statement is in effect as to a security, making use of any means or instruments of transportation or communication in interstate commerce or of the mails to sell such security through the use or medium of any prospects or otherwise. (See document for further details) (bp)
|
| Filing 39 NOTICE of Financial Disclosure filed by defendant Joel Gillis. (Spertus, James) |
| Filing 38 RESPONSE filed by Defendant Edward Wishner TO PART X OF SEPTEMBER 30, 2014 COURT ORDER (Cohen, Reuven) |
| Filing 37 STIPULATION for Preliminary Injunction as to Defendant Gillis filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Leung, Gary) |
| Filing 36 STIPULATION for Preliminary Injunction as to Defendant Wishner filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Leung, Gary) |
| Filing 35 Notice of Appearance or Withdrawal of Counsel: for attorney Elana Dorit Cuzzo counsel for Interested Party Harvey R. Ganz. Filed by Interested Party Harvey R. Ganz. (Attorney Elana Dorit Cuzzo added to party Harvey R. Ganz(pty:ip))(Cuzzo, Elana) |
| Filing 34 Notice of Appearance or Withdrawal of Counsel: for attorney Sharon Z Weiss counsel for Interested Party Harvey R. Ganz. Filed by Interested Party Harvey R. Ganz. (Attorney Sharon Z Weiss added to party Harvey R. Ganz(pty:ip))(Weiss, Sharon) |
| Filing 33 Notice of Appearance or Withdrawal of Counsel: for attorney Payam Khodadadi counsel for Interested Party Hilton Worldwide, Inc.. Adding Payam Khodadadi as attorney as counsel of record for Hilton Worldwide, Inc. for the reason indicated in the G-123 Notice. Filed by Interested Party Hilton Worldwide, Inc.. (Attorney Payam Khodadadi added to party Hilton Worldwide, Inc.(pty:ip))(Khodadadi, Payam) |
| Filing 32 Notice of Appearance or Withdrawal of Counsel: for attorney Tim C Hsu counsel for Receiver William Hoffman. Adding Tim C. Hsu as attorney as counsel of record for William Hoffman, Receiver for the reason indicated in the G-123 Notice. Filed by Receiver William Hoffman. (Attorney Tim C Hsu added to party William Hoffman(pty:rc))(Hsu, Tim) |
| Filing 31 Notice of Appearance or Withdrawal of Counsel: for attorney Edward G Fates counsel for Receiver William Hoffman. Adding Ted Fates as attorney as counsel of record for William Hoffman, Receiver for the reason indicated in the G-123 Notice. Filed by Receiver Ted Fates. (Attorney Edward G Fates added to party William Hoffman(pty:rc))(Fates, Edward) |
|
Filing 30
ORDER EXTENDING THE SEPTEMBER 30, 2014 TEMPORARY RESTRAINING ORDER AND CONTINUING HEARING ON THE ORDER TO SHOW CAUSE by Judge S. James Otero:The hearing on the Courts September 30, 2014 Order To Show Cause Why A Preliminary Injunction Should Not Be Granted is continued to November 10, 2014 at 10:00 a.m.; opposition be filed: October 28, 2014; SEC reply:November 3, 2014; compliance with accounting requirement: October 29, 2014; September 30, 2014 Temporary Restraining Order is hereby extended and shall now expire at1:00 p.m. on November 10, 2014. (lc)
|
|
Filing 29
ORDER by Judge S. James Otero, re Stipulation #28 The financial disclosures required by the Temporary Restraining Order issued on September 30, 2014 are hereby extended to October 15, 2014. All other terms and conditions of the TRO shall remain in full force and effect. (lc)
|
| Filing 28 STIPULATION for Extension of Time to File TRO as to Temporary Restraining Order, #17 filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Leung, Gary) |
| Filing 27 OBJECTION OPPOSITION re: EX PARTE APPLICATION for Temporary Restraining Order Ex Parte Application EX PARTE APPLICATION for Order for Freezing Assets EX PARTE APPLICATION to Expedite Discovery EX PARTE APPLICATION for Order to Show Cause re: Preliminary Injunction and Appointment of a Permanent Receiver #6 filed by Objector ALEJANDRO "ALEX" TREJO. (Attorney Jeffrey D Nadel added to party ALEJANDRO "ALEX" TREJO(pty:obj))(Nadel, Jeffrey) |
| Filing 26 NOTICE of Change of Attorney Business or Contact Information: for attorney Gary Y Leung counsel for Plaintiff Securities and Exchange Commission. Changing address to 444 S. Flower St., Suite 900, Los Angeles, CA 90071. Changing fax number to 213-443-1904. Filed by plaintiff Securities and Exchange Commission. (Leung, Gary) |
| Filing 25 Notice of Appearance or Withdrawal of Counsel: for attorney James W Spertus counsel for Defendants Joel Gillis, Nationwide Automated Systems Inc. Adding James W. Spertus as attorney as counsel of record for Nationwide Automated Systems, Inc. and Joel Gillis for the reason indicated in the G-123 Notice. Filed by defendants Nationwide Automated Systems, Inc. and Joel Gillis. (Attorney James W Spertus added to party Joel Gillis(pty:dft), Attorney James W Spertus added to party Nationwide Automated Systems Inc(pty:dft))(Spertus, James) |
| Filing 24 Notice of Appearance or Withdrawal of Counsel: for attorney Marc Stefan Williams counsel for Defendant Edward Wishner. Adding Marc S. Williams as attorney as counsel of record for Edward Wishner for the reason indicated in the G-123 Notice. Filed by Defendant Edward Wishner. (Attorney Marc Stefan Williams added to party Edward Wishner(pty:dft))(Williams, Marc) |
| Filing 23 STIPULATION for Extension of Time to File DISCLOSURES UNDER PART X OF COURTS SEPTEMBER 30, 2014 ORDER filed by Defendant Edward Wishner. (Attachments: #1 Proposed Order)(Cohen, Reuven) |
| Filing 22 Notice of Appearance or Withdrawal of Counsel: for attorney Reuven L Cohen counsel for Defendant Edward Wishner. Adding Reuven L. Cohen as attorney as counsel of record for Edward Wishner for the reason indicated in the G-123 Notice. Filed by Defendant Edward Wishner. (Attorney Reuven L Cohen added to party Edward Wishner(pty:dft))(Cohen, Reuven) |
|
Filing 21
ORDER TO UNSEAL CASE FILE AND DOCKET by Judge S. James Otero: The Court in the above-captioned case be temporarily filed under seal, the Court having granted the SECs application by entering a September 30, 2014 order temporarily sealing the entire file and docket in this action which provided that the file remain sealed until two business days after the Court issues its ruling on [the SECs] TRO Application, this Court having entered a TRO dated September 30, 2014, andgood cause appearing therefore,IT IS HEREBY ORDERED that the Entire file and the Docket in this action be Unsealed. (lc) Modified on 10/7/2014 (lc).
|
| Filing 20 DECLARATION OF GARY Y. LEUNG IN FURTHER SUPPORT OF PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S EX PARTE APPLICATION FOR A TEMPORARY RESTRAINING ORDER. (lc) Modified on 10/7/2014 (lc). |
| Filing 19 PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S EX PARTE APPLICATION TO FILE THE DECLARATION OF GARY Y. LEUNG IN FURTHER SUPPORT OFITS EX PARTE APPLICATION FOR A TEMPORARY RESTRAINING ORDER TEMPORARILY UNDERSEAL UNDER LOCAL RULE 79-5.1. Lodged order.(lc) Modified on 10/7/2014 (lc). |
| Filing 18 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (et) |
|
Filing 17
TEMPORARY RESTRAINING ORDER AND ORDERS (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTINGS; AND (5) APPOINTING A TEMPORARY RECEIVER, AND ORDER TO SHOW CAUSE REPRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER (SEE DOCUMENT FOR SPECIFICS); Defendants to appear for Order to Show Cause re preliminary injunction hearing 10/27/14 10:00 AM; by Judge S. James Otero (lc)
|
| Filing 16 NOTICE OF ASSIGNMENT to District Judge S. James Otero and Magistrate Judge Frederick F. Mumm. (et) |
| Filing 15 RECOMMENDATION BY PLAINTIFF AND EXCHANGE COMMISSION THAT WILLIAM HOFFMAN BE APPOINTED RECEIVER filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Part 1 to Recommendation). (et) |
| Filing 14 MINUTES (IN CHAMBERS) by Judge S. James Otero: ORDER GRANTING PLAINTIFFS' EX PARTE APPLICATION FOR TEMPORARY RESTRAINING ORDER AND ORDERS (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITEDDISCOVERY; (4) REQUIRING ACCOUNTINGS; AND (5) APPOINTING A TEMPORARYRECEIVER, AND ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER. (lc) |
| Filing 13 DECLARATION of PETER F. DEL GRECO in Support of PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S EX PARTE APPLICATION for Temporary Restraining Order and (1) Orders for Freezing Assets; (2) Prohibiting the destruction of documents; (3) Granting Expedited Discovery; (4) Requiring Accounting; ((5) Appointing a Temporary Receiver and Order to Show Cause re: Preliminary Injunction and Appointment of a Permanent Receiver #6 filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Part 1 to Declaration of Peter Del Greco, #2 Part 2 to Declaration of Peter Del Greco, #3 Part 3 of Declaration of Peter Del Greco, #4 Part 4 to Declaration of Peter Del Greco, #5 Part 5 to Declaration of Peter Del Greco, #6 Part 6 to Declaration of Peter Del Greco, #7 Part 7 to Declaration of Peter Del Greco, #8 Part 8 to Declaration of Peter Del Greco, #9 Part 9 to Declaration of Peter Del Greco, #10 Part 10 to Declaration of Peter Del Greco, #11 Part 11 to Declaration of Peter Del Greco, #12 Part 12 to Declaration of Peter Del Greco, #13 Part 13 to Declaration of Peter Del Greco). (et) |
| Filing 12 DECLARATION of TERI WILKS filed by Plaintiff Securities and Exchange Commission. (et) |
| Filing 11 DECLARATION of SHELDON APPEL filed by Plaintiff Securities and Exchange Commission. (et) |
| Filing 10 DECLARATION of KAPAN WONG filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Part 1 to Declaration of Kapan Wong). (et) |
| Filing 9 DECLARATION of CHERYL SEGER filed by Plaintiff Securities and Exchange Commission. (et) |
| Filing 8 DECLARATION of ROGER BOUDREAU filed by Plaintiff Securities and Exchange Commission. (et) |
| Filing 7 PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S MEMORANDUM OF POINTS AND AUTHORITIES in Support of EX PARTE APPLICATION for Temporary Restraining Order and (1) Orders for Freezing Assets; (2) Prohibiting the destruction of documents; (3) Granting Expedited Discovery; (4) Requiring Accounting; ((5) Appointing a Temporary Receiver and Order to Show Cause re: Preliminary Injunction and Appointment of a Permanent Receiver #6 filed by Plaintiff Securities and Exchange Commission. (et) (Main Document 7 replaced on 10/8/2014) (mat). |
| Filing 6 PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S EX PARTE APPLICATION for Temporary Restraining Order and (1) Orders for Freezing Assets; (2) Prohibiting the destruction of documents; (3) Granting Expedited Discovery; (4) Requiring Accounting; ((5) Appointing a Temporary Receiver and Order to Show Cause re: Preliminary Injunction and Appointment of a Permanent Receiver filed by Plaintiff Securities and Exchange Commission. Lodged Proposed Order.(et) |
| Filing 5 CERTIFICATION AND NOTICE of Interested Parties filed by Plaintiff Securities and Exchange Commission. (et) |
| Filing 4 21 DAY Summons Issued re Complaint - (Discovery) #3 as to Defendants Joel Gillis, Nationwide Automated Systems Inc, Oasis Studio Rentals #2 LLC, Oasis Studio Rentals #3 LLC, Oasis Studio Rentals LLC, Edward Wishner. (et) |
| Filing 3 COMPLAINT against Defendants and Relief Defendants Joel Gillis, Nationwide Automated Systems Inc, Oasis Studio Rentals #2 LLC, Oasis Studio Rentals #3 LLC, Oasis Studio Rentals LLC, Edward Wishner. Case assigned to Judge S. James Otero for all further proceedings. Discovery referred to Magistrate Judge Frederick F Mumm.(Filing fee $ 400: NO FEE REQUIRED.), filed by Plaintiff Securities and Exchange Commission. (et) |
|
Filing 2
ORDER by Judge S. James Otero: Granting #1 Application for Temporarily Sealing Plaintiff's entire application for TRO filed on September 17, 2014. (et)
|
| Filing 1 PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S EX PARTE APPLICATION to File Plaintiff's Application for TRO Temporarily Under Seal Local Rule 79-5.1 filed by Plaintiff Securities and Exchange Commission. Lodged Proposed Order.(et) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Central District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
