Securities and Exchange Commission v. Marcus A. Luna et al
| Securities and Exchange Commission |
| Paul L Gomez, Marcus Aaron Luna, Dustin S Smith and Norrell L Walker |
| 2:2016cv07333 |
| September 29, 2016 |
| US District Court for the Central District of California |
| Steve Kim |
| Beverly Reid O'Connell |
| Securities/Commodities |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
48
FINAL JUDGMENT AS TO DEFENDANT MARCUS A. LUNA by Judge Beverly Reid O'Connell. IT IS ORDERED that the SEC's Motion for Entry of Final Judgment by Default Against Defendant Marcus A. Luna is hereby GRANTED. FURTHER ORDERED, ADJUDGED, AND DEC REED that Defendant is permanently restrained and enjoined. FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $13,331,883, representing profits gained as a result of the conduct alleged in the Complaint, togethe r with prejudgment interest thereon in the amount of $402,476, for a total of $13,734,359. That amount includes Defendant's joint and several liability with defendants Norrell L. Walker, Paul L. Gomez, and Dustin S. Smith for any amounts that they are ordered to pay as disgorgement and prejudgment interest in this action. (jp)
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Filing
41
FINAL JUDGMENT AS TO DEFENDANT DUSTIN S. SMITH by Judge Beverly Reid O'Connell. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined. FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable fo r disgorgement of $237,361, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $7,165, and a civil penalty in the amount of $15,000 pursuant to S ection 20(d) of the Securities Act, 15 USC 77t(d) and Section 21(d)(3) of the Exchange Act, 15 USC 78u(d)(3). Defendant shall satisfy this obligation by paying $259,526 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. (SEE ATTACHMENT FOR FURTHER DETAILS). Related to: Stipulation for Judgment 39 . (jp)
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Filing
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JUDGMENT AS TO DEFENDANT NORRELL L. WALKER 30 by Judge Beverly Reid O'Connell. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined. (SEE ATTACHMENT FOR FURTHER DETAILS). (jp)
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Filing
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JUDGMENT AS TO DEFENDANT DUSTIN S. SMITH by Judge Beverly Reid O'Connell. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined. (SEE ATTACHMENT FOR FURTHER DETAILS). (jp)
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Filing
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JUDGMENT AS TO DEFENDANT PAUL L. GOMEZ by Judge Beverly Reid O'Connell. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined. (SEE ATTACHMENT FOR FURTHER DETAILS). (jp)
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Filing
11
ORDER TO SHOW CAUSE RE: DISMISSAL FOR LACK OF PROSECUTION by Judge Beverly Reid O'Connell. Response to Order to Show Cause due by 12/9/2016. (rfi)
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