Securities and Exchange Commission v. Daniel J Lama

Justia Dockets & Filings Ninth Circuit California Central District Securities and Exchange Commission v. Daniel J Lama

Securities and Exchange Commission v. Daniel J Lama

Plaintiff:	Securities and Exchange Commission
Defendant:	Daniel J Lama
Case Number:	5:2014cv00996
Filed:	May 19, 2014
Court:	US District Court for the Central District of California
Presiding Judge:	John E. McDermott
Presiding Judge:	John A. Kronstadt
Nature of Suit:	Securities/Commodities

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Date Filed	Document Text
May 30, 2014	Filing 11 FINAL JUDGMENT AS TO DEFENDANT DANIEL J. LAMA by Judge John A. Kronstadt. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $11,502, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $680, and a civil penalty in the amount of $34,506 pursuant to Section 21A of the Exchange Act [15 U.S.C. § 78u-1]. Defendant shall satisfy this obligation by paying $46,688 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. (see attached document for details.) (MD JS-6, Case Terminated). (lom)

Date Filed

Document Text

May 30, 2014

Filing 11 FINAL JUDGMENT AS TO DEFENDANT DANIEL J. LAMA by Judge John A. Kronstadt. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $11,502, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $680, and a civil penalty in the amount of $34,506 pursuant to Section 21A of the Exchange Act [15 U.S.C. § 78u-1]. Defendant shall satisfy this obligation by paying $46,688 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. (see attached document for details.) (MD JS-6, Case Terminated). (lom)

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Defendant: Daniel J Lama
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Plaintiff: Securities and Exchange Commission
Represented By:	Daniel A Weinstein
Represented By:	David J Van Havermaat
Represented By:	Brian O Quinn
Represented By:	Scott W Friestad
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