Securities And Exchange Commission v. GLR Capital Management, LLC et al
| Securities And Exchange Commission |
| GLR Capital Management, LLC, GLR Advisors, LLC, Geringer, Luck & Rode, LLC, John A Geringer and GLR Growth Fund, L.P. |
| 5:2012cv02663 |
| May 24, 2012 |
| US District Court for the Northern District of California |
| San Jose Office |
| Santa Clara |
| Howard R. Lloyd |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
| Defendant |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
273
ORDER granting 270 Voluntary Dismissal re Defendant GLR Capital Management, LLC and Relief Defendant GLR Growth Fund, L.P. The Clerk shall close this file. Signed by Judge Edward J. Davila on 5/27/2016. (ejdlc1S, COURT STAFF) (Filed on 5/27/2016)
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Filing
271
ORDER. IT IS HEREBY ORDERED that upon entry of this Order, GLR Capital Management, LLC, is hereby removed as General Partner of GLR Growth Fund, L.P.A separate order will issue addressing the Special Master's Motion for fees and expenses. Signed by Judge Edward J. Davila on 5/2/2016. (ejdlc1S, COURT STAFF) (Filed on 5/2/2016)
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Filing
249
CASE MANAGEMENT CONFERENCE ORDER. The hearings and deadlines provided in the Case Management Order filed on 8/3/2015 are VACATED. A Further Case Management Conference is scheduled for 10:00 a.m. on 2/25/2016. On or before 2/18/2016, the SEC and the Special Master shall file statements. Signed by Judge Edward J. Davila on 11/25/2015. (ejdlc1S, COURT STAFF) (Filed on 11/25/2015)
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Filing
245
ORDER OF SUA SPONTE REFERRAL AS TO WHETHER CASES ARE RELATED: This action is REFERRED to the Honorable Judge Edward J. Davila under Rule 3-12(c) for a determination of whether this action is related to SEC v. GLR Capital Management, LLC, No. C 12-02663 EJD (N.D.Cal.). Signed by Judge Charles R. Breyer on 11/18/2015. (afmS, COURT STAFF) (Filed on 11/19/2015)
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Filing
239
ORDER RE: 236 RECEIVER'S MOTION FILED ON 9/29/2015; ADVANCING CASE MANAGEMENT CONFERENCE. On or before 10/30/2015, the Receiver shall file a brief supplemental declaration. The motion hearing currently scheduled for 9:00 a.m. on 11/5/2015 i s reset to 10:00 a.m. on that same date. All parties, including the Receiver and the SEC, shall appear in person. The court advances the Case Management Conference scheduled for 11/19/2015 to coincide with the motion hearing at 10:00 a.m. on 11/5/2015. On or before 10/29/2015, the SEC shall file a Case Management Conference Statement. Signed by Judge Edward J. Davila on 10/21/2015. (ejdlc1S, COURT STAFF) (Filed on 10/21/2015)
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Filing
196
SECOND ORDER Appointing Special Master. Signed by Judge Edward J. Davila on 4/3/2015. (ejdlc1S, COURT STAFF) (Filed on 4/3/2015)
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Filing
191
ORDER granting 180 Motion for Reappointment of Special Master. The SEC shall forthwith provide a proposed order of appointment which incorporates the amendments discussed at the hearing. The court schedules this case for a Case Management Conference at 10:00 a.m. on 8/6/2015. An updated Case Management Statement shall be filed on or before 7/30/2015. Signed by Judge Edward J. Davila on 4/2/2015. (ejdlc1S, COURT STAFF) (Filed on 4/2/2015)
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Filing
184
STATUS CONFERENCE ORDER. As indicated at the hearing, the stay originally ordered on February 13, 2013 (Docket Item No. 73 ) is DISSOLVED. The Clerk shall administratively re-open this file. 2. Pursuant to ADR Local Rule 7-2, this case is referre d to Magistrate Judge Nathanael Cousins for a settlement conference to occur at 9:30 a.m. on April 2, 2015. The hearing before the undersigned on Plaintiff's Motion to Reappoint the Special Master (Docket Item No. 180 ) will remain scheduled for 10:00 a.m. but will trail the settlement conference. ***Case reopened. Signed by Judge Edward J. Davila on 3/12/2015. (ecg, COURT STAFF) (Filed on 3/12/2015)
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Filing
153
ORDER VACATING CASE MANAGEMENT CONFERENCE. In light of the recently-extended stay of this action, the Case Management Conference scheduled for 3/28/2014 is VACATED and will be reset by the court when appropriate. Signed by Judge Edward J. Davila on 2/14/2014. (ejdlc1S, COURT STAFF) (Filed on 2/14/2014)
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Filing
151
ORDER Appointing Special Master signed by Judge Edward J. Davila on February 11, 2014. (ejdlc4S, COURT STAFF) (Filed on 2/11/2014)
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Filing
136
ORDER CONTINUING MOTION HEARING. The hearing on 77 Motion for Appointment of a Receiver is CONTINUED to a special setting on 1/27/2014 at 9:00 a.m. The court advises that only the named parties to this action will be allowed to enter an appearance and present argument at the motion hearing. Signed by Judge Edward J. Davila on 1/14/2014. (ejdlc1, COURT STAFF) (Filed on 1/14/2014)
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Filing
110
ORDER RE RECUSAL. Signed by Judge Lucy H. Koh on 08/27/2013. (lhklc1, COURT STAFF) (Filed on 8/27/2013)
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Filing
109
Order by Hon. Lucy H. Koh granting (101) Motion to Continue in case 5:12-cv-02663-LHK.Associated Cases: 5:12-cv-02663-LHK, 5:13-cv-01290-LHK(lhklc3, COURT STAFF) (Filed on 7/24/2013)
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Filing
106
ORDER GRANTING STIPULATION TO CONTINUE DEADLINE FOR COMPLETION OF SETTLEMENT CONFERENCE AND REQUEST TO VACATE SETTLEMENT CONFERENCE SCHEDULED FOR JULY 26,2013. Signed by Judge Lucy H. Koh on 7/22/2013. (lhklc3, COURT STAFF) (Filed on 7/22/2013)
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Filing
98
ORDER Re Motion to Seal. Signed by Judge Lucy H. Koh on 6/24/2013. (lhklc3, COURT STAFF) (Filed on 6/24/2013)
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Filing
73
Order by Hon. Lucy H. Koh granting 72 Stipulation for Stay of Civil Proceedings.(lhklc3, COURT STAFF) (Filed on 2/13/2013)
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Filing
71
ORDER FOR DEFENDANT KEITH E. RODE TO FILE CASE MANAGEMENT CONFERENCE STATEMENT. Signed by Judge Lucy H. Koh on 2/12/2013. (lhklc3, COURT STAFF) (Filed on 2/12/2013)
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Filing
70
Order by Hon. Lucy H. Koh granting 63 Motion for Permission for Electronic Case Filing.(lhklc3, COURT STAFF) (Filed on 2/11/2013)
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Filing
51
Order by Hon. Lucy H. Koh granting 45 Motion to Amend/Correct ; Christopher A. Luck and Keith E. Rode are required to E-FILE any response to the amended document within 14 days of this Order.(lhklc3, COURT STAFF) (Filed on 1/22/2013)
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Filing
36
Order by Hon. Lucy H. Koh granting 34 Stipulation to Modify Asset Freeze.(lhklc3, COURT STAFF) (Filed on 8/28/2012)
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Filing
15
Order by Hon. Lucy H. Koh granting 8 Motion for Preliminary Injunction and Ancillary Relief.(lhklc3, COURT STAFF) (Filed on 6/12/2012)
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