Oppenheimerfunds, et al v. Stockwell, et al
| STEPHEN LOWE, KENNETH MILHEM, ROBERT RIVERA, JOSEPH STOCKWELL and FRANK TACKMANN |
| SCOTT S. COTTIER, RONALD H. FIELDING, DANIEL G. LOUGHRAN, MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, OPPENHEIMERFUNDS, INC, JOHN V. MURPHY, OPPENHEIMERFUNDS DISTRIBUTOR, INC., BRIAN W. WIXTED and TROY E. WILLIS |
| 15-1139 |
| April 20, 2015 |
| U.S. Court of Appeals, Tenth Circuit |
| Securities, Commodities, Exch. |
Docket Report
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This docket was last retrieved on May 26, 2015. A more recent docket listing may be available from PACER.
| Document Text |
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| [10274573] Returned mail filed. Addressed To: Jonathan Krasne Levine. Reason Returned: No longer at this address. Document Returned: 5/12/15 Court order. Action Taken: none. [15-1138, 15-1139] [Entered: 05/26/2015 04:52 PM] |
| [10272549] Returned mail filed. Addressed To: Jonathan Krane Levine. Reason Returned: No longer at this address. Document Returned: Order of 04/28/2015. [15-1139] [Entered: 05/18/2015 02:25 PM] |
| [10271045] Mandate issued. [15-1138, 15-1139] [Entered: 05/12/2015 11:05 AM] |
| [10271044] Vacated and Remanded; Terminated on the merits after submissions without oral hearing; Written, unsigned, unpublished; Judges Hartz, Gorsuch and Matheson, per curiam. [15-1138, 15-1139] [Entered: 05/12/2015 11:04 AM] |
| [10269390] Notice of appearance filed by Mr. Matthew Larrabee for Massachusetts Mutual Life Insurance Company, John V. Murphy, Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimerfunds, Inc and OppenheimerFunds Distributor, Inc.. CERT. OF INTERESTED PARTIES: y. Served on 05/04/2015. Manner of Service: email [15-1139] [Entered: 05/05/2015 02:52 PM] |
| [10269134] Corporate disclosure statement filed by Mr. Lino S. Lipinsky de Orlov for Massachusetts Mutual Life Insurance Company, John V. Murphy, Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimerfunds, Inc and OppenheimerFunds Distributor, Inc. in 15-1139. --[Edited 05/05/2015 by SDS to remove from case 15-703] [15-1139] LSL [Entered: 05/04/2015 05:21 PM] |
| [10269211] Notice of appearance submitted by Lino S. Lipinsky de Orlov for Appellants Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, Massachusetts Mutual Life Insurance Company, OppenheimerFunds Distributor, Inc., Oppenheimerfunds, Inc, Troy E. Willis and Brian W. Wixted for court review. Certificate of Interested Parties: Yes. Served on 05/05/2015. Manner of Service: email. [15-1139]--[Edited 05/05/2015 by JM to remove PDF pleading was filed by the court on 5/5/15.]--[Edited 05/05/2015 by LG, to correct service date due to error on the original pleading] LSL [Entered: 05/05/2015 10:23 AM] |
| [10269296] Notice of appearance filed by Mr. Lino S. Lipinsky de Orlov for Massachusetts Mutual Life Insurance Company, Brian W. Wixted, Ronald H. Fielding, Daniel G. Loughran, Scott S. Cottier, Troy E. Willis, Oppenheimerfunds, Inc and OppenheimerFunds Distributor, Inc. CERT. OF INTERESTED PARTIES: y. Served on 05/04/2015. Manner of Service: email. [15-1139] [Entered: 05/05/2015 12:46 PM] |
| [10269132] Notice of appearance submitted by Matthew L. Larrabee for for court review. Certificate of Interested Parties: Yes. Served on 05/04/2015. Manner of Service: email. --[Edited 05/05/2015 by AD. PDF removed, pleading redocketed 5-5-15] [15-1139] LSL [Entered: 05/04/2015 05:18 PM] |
| This entry has been removed from the docket. [lg] When trying to open the document, an error message comes up that the file is damaged. Contacted counsel, and he will refile. [10269130] Notice of appearance submitted by Lino S. Lipinsky de Orlov for Appellants Massachusetts Mutual Life Insurance Company, OppenheimerFunds Distributor, Inc. and Oppenheimerfunds, Inc in 15-1139 for court review. Certificate of Interested Parties: Yes. Served on 05/04/2015. Manner of Service: email. [15-1139, 15-703]--[Edited 05/05/2015 by LG to remove from 15-703] LSL [Entered: 05/04/2015 05:10 PM] |
| [10267852] Notice of appearance submitted by Daniel C. Girard, Dena C. Sharp, and Elizabeth A. Kramer for Appellee Joseph Stockwell in 15-1138 for court review. Certificate of Interested Parties: No. Served on 04/29/2015. Manner of Service: email. --[Edited 04/29/2015 by SDS to remove pdf from entry as the pleading has been filed] [15-1138, 15-1139] DCS [Entered: 04/29/2015 12:39 PM] |
| [10268054] Notice of appearance submitted by Kip B. Shuman and Rusty E. Glenn for Appellee Joseph Stockwell in 15-1138 for court review. Certificate of Interested Parties: No. Served on 04/29/2015. Manner of Service: email. [15-1138, 15-1139]--[Edited 04/29/2015 by LG to remove PDF from entry, as pleading was filed on 4/29/2015] KBS [Entered: 04/29/2015 04:27 PM] |
| [10267874] Notice of appearance filed by Mr. Daniel C Girard, Ms. Elizabeth Antonia Kramer and Ms. Dena Sharp for Joseph Stockwell. CERT. OF INTERESTED PARTIES: n. Served on 04/29/2015. Manner of Service: email. [15-1138, 15-1139] [Entered: 04/29/2015 01:15 PM] |
| [10268060] Notice of appearance filed by Mr. Rusty Glenn and Kip B. Shuman for Joseph Stockwell. CERT. OF INTERESTED PARTIES: n. Served on 04/29/2015. Manner of Service: email [15-1138, 15-1139]--[Edited 04/29/2015 by LG to add another attorney filer] [Entered: 04/29/2015 04:42 PM] |
| [10267511] Order filed by Clerk of the Court (LS). This matter is before the court to confirm the current procedural posture for this appeal. As our case opening letter advised, the only pending deadline is for counsel to enter their appearances, which are due by May 4, 2015. No docketing statement, or transcript order form is required at this time. Served on 04/28/2015. [15-1139] [Entered: 04/28/2015 01:10 PM] |
| [10267572] Notice of appearance submitted by Alan W. Sparer Marc Haber for Appellee Joseph Stockwell in 15-1138, 15-1139 for court review. Certificate of Interested Parties: No. Served on 04/28/2015. Manner of Service: email. --[Edited 04/28/2015 by AD. PDF removed, pleading redocketed 4-28-15] [15-1138, 15-1139] MH [Entered: 04/28/2015 02:37 PM] |
| [10267655] Notice of appearance filed by Mr. Marc Haber and Mr. Alan W. Sparer for Joseph Stockwell. CERT. OF INTERESTED PARTIES: n. Served on 04/28/2015. Manner of Service: email [15-1138, 15-1139] [Entered: 04/28/2015 04:22 PM] |
| [10265365] Civil case docketed. Preliminary record filed. DATE RECEIVED: 04/20/2015. Notice of appearance due on 05/04/2015 for Scott S. Cottier, Ronald H. Fielding, Daniel G. Loughran, Stephen Lowe, Massachusetts Mutual Life Insurance Company, Kenneth Milhem, John V. Murphy, OppenheimerFunds Distributor, Inc., Oppenheimerfunds, Inc, Robert Rivera, Joseph Stockwell, Frank Tackmann, Troy E. Willis and Brian W. Wixted [15-1139] [Entered: 04/20/2015 03:36 PM] |
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