IN RE: Bank of America Corp.
Plaintiff - Appellee: Public Pension Funds, The Public Pension Fund Group, Steven J. Sklar, as (IRA Account Beneficiary), on behalf of himself and all others similarly situated, Rhonda Wilson, Alma Alvarez, Michael R. Bahnmaier, Mark Adams, Elizabeth Eagen, Vernon C. Dailey, Richard Adame, Arlene Kahn, Petra Chatman, Stichting Pensioenfonds ABP, Grant Mitchell, New York State Teachers' Retirement System, Public Employees' Retirement Association of Colorado, Steve R. Graber, Individually, as assignee of claims of the SRG 2008 Trust, Schwab SP500 Index Fund, Schwab 1000 Index Fund, Schwab Institutional Select SP500 Fund, Schwab Dividend Equity Fund, Schwab Core Equity Fund, Schwab Premier Equity Fund, Schwab Fundamental US Large Company Index Fund, Schwab Total Stock Market Index Fund, Schwab SP500 Index Portfolio, Schwab Markettrack Growth Portfolio, Schwab Markettrack Balanced Portfolio, Schwab Investments, Schwab Capital Trust, Dr. Salomon Melgen, Flor Melgen, SFM Holdings Limited Partnership, International Fund Management S.A., Deka International S.A. Luxemburg, Deka Investment GmbH, DI, Aaron Katz, Joel Katz, Sylvia Weissmann, Parker Family Investments L.L.C., Jeffrey R. Parker, The 1997 Jeffrey R. Parker Family Trust, Drew E. Parker, The 1994 Drew E. Parker Family Trust, Keith D. Parker, Julie M. Sorin, The 1991 Jeffrey R. Parker Family Trust, The 1994 Julie P. Mantell Family Trust, Michael A. Parker, Mark D. Wender, Elliot Wender, Penina Wender, Stanley L. Wender, Razelle M. Wender, Jill W. Goldstein, Jerry E. Finger, Ambassador Life Insurance Company, Select Investors Exchange Fund, L.P., Richard Finger, JEF Family Trust, 1976 Real Estate Trust, Walter Finger, The Jerry E. Finger Family Trust D/T/D 12/28/1989, The Jerry E. Finger Family Trust, Leo R. Jalenak, Peggy E. Jalenak, KERS & Co., Robert Gegnas, 198 Locha Drive, Jupiter, FL 334587752, Steven L. Shapiro, Harvey M. Mitnick, Nathan A. Friedman, Bonnie Friedman, Kenneth A. Ciullo, Joanna Ciullo, Thomas P. DiNapoli, Comptroller of the State of New York, as Administrative Head of The New York State and Local Retirement Systems and as Sole Trustee of The New York State Common Retirement Fund, Schwab Financial Services Fund and O. Temple Sloan, Jr.
Defendant - Appellee: Bank of America Corp., Gary A. Carlin, Nelson Chai, Kenneth D. Lewis, John A. Thain, Frank P. Bramble, Sr., John T. Collins, William Barnet, III, Gary L. Countryman, Tommy R. Franks, Charles K. Gifford, Monica C. Lozano, Walter E. Massey, Thomas J. May, Patricia E. Mitchell, Thomas M. Ryan, Meredith R. Spangler, Robert L. Tillman, Jackie M. Ward, Neil A. Cotty, Joe L. Price, Banc of America Securities L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America, J. Steele Alphin, Amy Woods Brinkley, Barbara J. Desoer, Liam E. McGee, Timothy J. Mayopoulos, Brian T. Moynihan, Bruce L. Hammonds, Richard K. Struthers, Bank of America Corporation Corporate Benefits Committee Defendants, Bank of America Compensation and Benefits Committee Defendants, Keith T. Banks, Teresa Brenner, Carol T. Christ, Armando M. Codina, Virgis W. Colbert, Gregory Curl, John D. Finnegan, Gregory Fleming, Fox-Pitt Kelton Cochran Caronia Waller (USA) L.L.C., J.C. Flowers & Co., L.L.C., Judith Mayhew Jonas, Peter Kraus, Aulana L. Peters, Joseph W. Prueher, Ann N. Reese, Michael Ross, Charles O. Rossotti, Peter Stingi, Thomas K. Montag, Kenneth D. Davis, Martin I. Fineberg, Kenneth A. Lewis, Bank of America Corporation, 100 N. Tryon Street, Charlotte, NC 28255, Joseph L. Price, Merrill Lynch & Co., Inc., 4 World Financial Cneter, New York, NY 10080 and Jeremy Fineberg
Objector - Appellant: Orloff Family Trust DTD 10/3/91, Orloff Family Trust DTD 12/31/01 and St. Stephen, Inc.
Case Number: 13-1830
Filed: May 9, 2013
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: CONTRACT-Stockholder Suits
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Plaintiff - appellee: Public Pension Funds
Represented By: Ann Lipton
Represented By: Gregory M. Castaldo
Represented By: Jennifer L. Joost
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Plaintiff - appellee: The Public Pension Fund Group
Represented By: Gregory M. Castaldo
Represented By: Max W. Berger
Represented By: Jennifer L. Joost
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Plaintiff - appellee: Steven J. Sklar, as (IRA Account Beneficiary), on behalf of himself and all others similarly situated
Represented By: James Abram Harrod
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Plaintiff - appellee: Rhonda Wilson
Represented By: Andrew M. Volk
Represented By: Stephen J. Fearon
Represented By: Steven E. Fineman
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Plaintiff - appellee: Alma Alvarez
Represented By: Andrew M. Volk
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Plaintiff - appellee: Michael R. Bahnmaier
Represented By: William B. Federman
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Plaintiff - appellee: Mark Adams
Represented By: Andrew M. Volk
Represented By: Steven E. Fineman
Represented By: Christopher Lometti
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Plaintiff - appellee: Elizabeth Eagen
Represented By: Steven E. Fineman
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Plaintiff - appellee: Vernon C. Dailey
Represented By: Andrew M. Volk
Represented By: Steven E. Fineman
Represented By: Peter W. Overs
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Plaintiff - appellee: Richard Adame
Represented By: Steven E. Fineman
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Plaintiff - appellee: Arlene Kahn
Represented By: Steven E. Fineman
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Plaintiff - appellee: Petra Chatman
Represented By: Steven E. Fineman
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Plaintiff - appellee: Stichting Pensioenfonds ABP
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Grant Mitchell
Represented By: Gregory M. Castaldo
Represented By: Robert N. Kaplan
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Plaintiff - appellee: New York State Teachers' Retirement System
Represented By: Jonathan H. Beemer
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Plaintiff - appellee: Public Employees' Retirement Association of Colorado
Represented By: Jonathan H. Beemer
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Plaintiff - appellee: Steve R. Graber, Individually, as assignee of claims of the SRG 2008 Trust
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Schwab SP500 Index Fund
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab 1000 Index Fund
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab Institutional Select SP500 Fund
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab Dividend Equity Fund
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab Core Equity Fund
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab Premier Equity Fund
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab Fundamental US Large Company Index Fund
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab Total Stock Market Index Fund
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab SP500 Index Portfolio
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab Markettrack Growth Portfolio
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab Markettrack Balanced Portfolio
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab Investments
Represented By: Steven E. Fineman
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Plaintiff - appellee: Schwab Capital Trust
Represented By: Steven E. Fineman
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Plaintiff - appellee: Dr. Salomon Melgen
Represented By: Joshua B. Spector
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Plaintiff - appellee: Flor Melgen
Represented By: Joshua B. Spector
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Plaintiff - appellee: SFM Holdings Limited Partnership
Represented By: Joshua B. Spector
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Plaintiff - appellee: International Fund Management S.A.
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Deka International S.A. Luxemburg
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Deka Investment GmbH
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: DI
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Aaron Katz
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Joel Katz
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Sylvia Weissmann
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Parker Family Investments L.L.C.
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Jeffrey R. Parker
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: The 1997 Jeffrey R. Parker Family Trust
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Drew E. Parker
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: The 1994 Drew E. Parker Family Trust
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Keith D. Parker
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Julie M. Sorin
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: The 1991 Jeffrey R. Parker Family Trust
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: The 1994 Julie P. Mantell Family Trust
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Michael A. Parker
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Mark D. Wender
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Elliot Wender
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Penina Wender
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Stanley L. Wender
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Razelle M. Wender
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Jill W. Goldstein
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Jerry E. Finger
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Ambassador Life Insurance Company
Represented By:
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Plaintiff - appellee: Select Investors Exchange Fund, L.P.
Represented By:
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Plaintiff - appellee: Richard Finger
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: JEF Family Trust
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: 1976 Real Estate Trust
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Walter Finger
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: The Jerry E. Finger Family Trust D/T/D 12/28/1989
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: The Jerry E. Finger Family Trust
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Leo R. Jalenak
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Peggy E. Jalenak
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: KERS & Co.
Represented By: Jay W. Eisenhofer
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Plaintiff - appellee: Robert Gegnas, 198 Locha Drive, Jupiter, FL 334587752
Represented By: Alan L. Frank
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Plaintiff - appellee: Steven L. Shapiro
Represented By: Alan L. Frank
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Plaintiff - appellee: Harvey M. Mitnick
Represented By: Alan L. Frank
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Plaintiff - appellee: Nathan A. Friedman
Represented By: Alan L. Frank
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Plaintiff - appellee: Bonnie Friedman
Represented By: Alan L. Frank
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Plaintiff - appellee: Kenneth A. Ciullo
Represented By: Justin M. Tarshis
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Plaintiff - appellee: Joanna Ciullo
Represented By: Justin M. Tarshis
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Plaintiff - appellee: Thomas P. DiNapoli, Comptroller of the State of New York, as Administrative Head of The New York State and Local Retirement Systems and as Sole Trustee of The New York State Common Retirement Fund
Represented By: Jonathan H. Beemer
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Plaintiff - appellee: Schwab Financial Services Fund
Represented By: Steven E. Fineman
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Plaintiff - appellee: O. Temple Sloan, Jr.
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Bank of America Corp.
Represented By: Eric Michael Roth
Represented By: Jamie Zysk Isani
Represented By: Lewis J. Liman
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Gary A. Carlin
Represented By:
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Defendant - appellee: Nelson Chai
Represented By: David W.T. Daniels
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Defendant - appellee: Kenneth D. Lewis
Represented By: Andrew J. Ceresney
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: John A. Thain
Represented By: Adam J. Wasserman
Represented By: Allen W. Burton
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Defendant - appellee: Frank P. Bramble, Sr.
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: John T. Collins
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: William Barnet, III
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Gary L. Countryman
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Tommy R. Franks
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Charles K. Gifford
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Monica C. Lozano
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Walter E. Massey
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Thomas J. May
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Patricia E. Mitchell
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Thomas M. Ryan
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Meredith R. Spangler
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Robert L. Tillman
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Jackie M. Ward
Represented By: Charles Duggan
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Neil A. Cotty
Represented By: Audra J. Soloway
Represented By: Charles Duggan
Represented By: Brad S. Karp
Represented By: Daniel J. Kramer
Represented By: Lewis J. Liman
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Joe L. Price
Represented By: Charles Duggan
Represented By: Melissa J. Armstrong
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
Represented By: Daniel H. Tabak
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Defendant - appellee: Banc of America Securities L.L.C.
Represented By: Audra J. Soloway
Represented By: Brad S. Karp
Represented By: Daniel J. Kramer
Represented By: Lewis J. Liman
Represented By: Daniel H. Tabak
Represented By: Jennifer Windom
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Defendant - appellee: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Represented By: Adam Selim Hakki
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Defendant - appellee: Bank of America
Represented By: Peter Hein
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Defendant - appellee: J. Steele Alphin
Represented By: Charles Duggan
Represented By: Peter Hein
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
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Defendant - appellee: Amy Woods Brinkley
Represented By: Charles Duggan
Represented By: Peter Hein
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
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Defendant - appellee: Barbara J. Desoer
Represented By: Eric Michael Roth
Represented By: Peter Hein
Represented By: Lewis J. Liman
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Defendant - appellee: Liam E. McGee
Represented By: Peter Hein
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
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Defendant - appellee: Timothy J. Mayopoulos
Represented By: Charles Duggan
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Defendant - appellee: Brian T. Moynihan
Represented By: Charles Duggan
Represented By: Peter Hein
Represented By: Lewis J. Liman
Represented By: Eric Michael Roth
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Defendant - appellee: Bruce L. Hammonds
Represented By: Eric Michael Roth
Represented By: Peter Hein
Represented By: Lewis J. Liman
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Defendant - appellee: Richard K. Struthers
Represented By: Eric Michael Roth
Represented By: Peter Hein
Represented By: Lewis J. Liman
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Defendant - appellee: Bank of America Corporation Corporate Benefits Committee Defendants
Represented By: Peter Hein
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Defendant - appellee: Bank of America Compensation and Benefits Committee Defendants
Represented By: Peter Hein
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Defendant - appellee: Keith T. Banks
Represented By: Charles Duggan
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Defendant - appellee: Teresa Brenner
Represented By: Charles Duggan
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Defendant - appellee: Carol T. Christ
Represented By: Julie A. North
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Defendant - appellee: Armando M. Codina
Represented By: Julie A. North
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Defendant - appellee: Virgis W. Colbert
Represented By: Charles Duggan
Represented By: Julie A. North
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Defendant - appellee: Gregory Curl
Represented By: Charles Duggan
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Defendant - appellee: John D. Finnegan
Represented By: Julie A. North
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Defendant - appellee: Gregory Fleming
Represented By: Jonathan Polkes
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Defendant - appellee: Fox-Pitt Kelton Cochran Caronia Waller (USA) L.L.C.
Represented By: Richard C. Pepperman
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Defendant - appellee: J.C. Flowers & Co., L.L.C.
Represented By: Richard C. Pepperman
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Defendant - appellee: Judith Mayhew Jonas
Represented By: Julie A. North
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Defendant - appellee: Peter Kraus
Represented By: James N. Benedict
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Defendant - appellee: Aulana L. Peters
Represented By: Julie A. North
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Defendant - appellee: Joseph W. Prueher
Represented By: Julie A. North
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Defendant - appellee: Ann N. Reese
Represented By: Julie A. North
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Defendant - appellee: Michael Ross
Represented By: David W.T. Daniels
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Defendant - appellee: Charles O. Rossotti
Represented By: Charles Duggan
Represented By: Julie A. North
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Defendant - appellee: Peter Stingi
Represented By: Richard D. Bernstein
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Defendant - appellee: Thomas K. Montag
Represented By: Charles Duggan
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Defendant - appellee: Kenneth D. Davis
Represented By:
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Defendant - appellee: Martin I. Fineberg
Represented By: Jay W. Eisenhofer
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Defendant - appellee: Kenneth A. Lewis
Represented By:
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Defendant - appellee: Bank of America Corporation, 100 N. Tryon Street, Charlotte, NC 28255
Represented By: Audra J. Soloway
Represented By: Brad S. Karp
Represented By: Daniel J. Kramer
Represented By: Lewis J. Liman
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Defendant - appellee: Joseph L. Price
Represented By: Jennifer Windom
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Defendant - appellee: Merrill Lynch & Co., Inc., 4 World Financial Cneter, New York, NY 10080
Represented By: Adam Selim Hakki
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Defendant - appellee: Jeremy Fineberg
Represented By: Jay W. Eisenhofer
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Objector - appellant: Orloff Family Trust DTD 10/3/91
Represented By: Forrest S. Turkish
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Objector - appellant: Orloff Family Trust DTD 12/31/01
Represented By: Forrest S. Turkish
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Objector - appellant: St. Stephen, Inc.
Represented By: Forrest S. Turkish
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