In Re: Lehman Brothers Inc.
Plaintiff: DNB Markets, Inc., FKA DnB Nor Markets, Inc.
Appellant: ANZ Securities, Inc., BMO Capital Markets Corp., FKA Harris Nesbitt Corp., BNY Mellon Capital Markets, LLC, Cabrera Capital Markets, LLC, DnB Nor Markets, Inc., BNP Paribas FS, LLC, as successor in interest to Fortis Securities, LLC,, FKA Fortis Investment Services, LLC, National Australia Bank Ltd., SunTrust Robinson Humphrey, Inc. and The Williams Capital Group, L.P.
Appellee: James W. Giddens, as Trustee for the SIPA Liquidation of Lehman Brothers Inc.
Case Number: 14-3686
Filed: October 3, 2014
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Bkrup Appeals 801

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Date Filed Description
December 14, 2015 Summary ANZ Securities v. Giddens

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Plaintiff: DNB Markets, Inc., FKA DnB Nor Markets, Inc.
Represented By:
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Appellant: ANZ Securities, Inc.
Represented By: Luke Ashe Barefoot
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Appellant: BMO Capital Markets Corp., FKA Harris Nesbitt Corp.
Represented By: Luke Ashe Barefoot
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Appellant: BNY Mellon Capital Markets, LLC
Represented By: Luke Ashe Barefoot
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Appellant: Cabrera Capital Markets, LLC
Represented By: Luke Ashe Barefoot
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Appellant: DnB Nor Markets, Inc.
Represented By: Luke Ashe Barefoot
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Appellant: BNP Paribas FS, LLC, as successor in interest to Fortis Securities, LLC,, FKA Fortis Investment Services, LLC
Represented By: Luke Ashe Barefoot
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Appellant: National Australia Bank Ltd.
Represented By: Luke Ashe Barefoot
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Appellant: SunTrust Robinson Humphrey, Inc.
Represented By: Luke Ashe Barefoot
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Appellant: The Williams Capital Group, L.P.
Represented By: Luke Ashe Barefoot
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Appellee: James W. Giddens, as Trustee for the SIPA Liquidation of Lehman Brothers Inc.
Represented By: Michael Elliot Salzman
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