Some selected documents for this case are included below.
| Date Filed | # | Document Text |
|---|
| April 24, 2007 | 1 | COMPLAINT against all defendants. Filed by Securities And Exchange Commission. (Fee Waived) (bw, COURT STAFF) (Filed on 4/24/2007) Additional attachment(s) added on 4/26/2007 (bw, COURT STAFF). |
| April 24, 2007 | 2 | Consent of Fred D. Anderson to Entry of Final Judgment by Securities And Exchange Commission (bw, COURT STAFF) (Filed on 4/24/2007) Additional attachment(s) added on 4/26/2007 (bw, COURT STAFF). |
| April 24, 2007 | 3 | ADR SCHEDULING ORDER: Case Management Statement due by 7/24/2007. Case Management Conference set for 7/31/2007 01:30 PM. (bw, COURT STAFF) (Filed on 4/24/2007) Additional attachment(s) added on 4/26/2007 (bw, COURT STAFF). |
| April 27, 2007 | 4 | Proof of Service of Summons and Complaint ( 1 ) by Securities And Exchange Commission on Nancy R. Heinen (Mitchell, Robert) (Filed on 4/27/2007) Modified on 4/30/2007 (bw, COURT STAFF). |
| May 1, 2007 | 5 | Declination to Proceed Before a U.S. Magistrate Judge by Securities And Exchange Commission. (Attachments: # 1 Certificate of Service)(Mitchell, Robert) (Filed on 5/1/2007) |
| May 2, 2007 | 6 | CLERK'S NOTICE of Impending Reassignment to U.S. District Judge (pmc, COURT STAFF) (Filed on 5/2/2007) |
| May 2, 2007 | 7 |  ORDER REASSIGNING CASE. Case reassigned to District Judge Jeremy Fogel for all further proceedings and Magistrate Howard R. Lloyd remains the Referral Judge for this case. Signed by the Executive Committee on 5/2/07. (srm, COURT STAFF) (Filed on 5/2/2007) |
| May 3, 2007 | 8 | NOTICE of Appearance by Miles F. Ehrlich (Ehrlich, Miles) (Filed on 5/3/2007) |
| May 8, 2007 | 10 | STIPULATION by Nancy Heinen. (Ehrlich, Miles) (Filed on 5/8/2007) |
| May 16, 2007 | 11 | AMENDED COMPLAINT against all defendants. Filed bySecurities And Exchange Commission. (Mitchell, Robert) (Filed on 5/16/2007) |
| May 31, 2007 | 12 | ANSWER of Defendant Nancy R. Heinen to Plaintiff's Amended Complaint by Nancy Heinen. (Ehrlich, Miles) (Filed on 5/31/2007) Modified on 5/31/2007 (bw, COURT STAFF). |
| July 11, 2007 | 13 | CLERK'S NOTICE Case Management Conference rescheduled for 9/7/2007 10:30 AM. Case Management Statement due by 8/20/2007. (jfsec, COURT STAFF) (Filed on 7/11/2007) |
| July 13, 2007 | 14 | ADR Certification (ADR L.R. 3-5b) of discussion of ADR options (Ehrlich, Miles) (Filed on 7/13/2007) |
| July 13, 2007 | 15 | NOTICE of need for ADR Phone Conference (ADR L.R. 3-5 d) (Ehrlich, Miles) (Filed on 7/13/2007) |
| August 27, 2007 | 16 | Certificate of Interested Entities by Mark Philip Fickes Certificate of Non-party Interested Entities or Persons (Fickes, Mark) (Filed on 8/27/2007) |
| August 28, 2007 | 17 | ADR Clerks Notice Setting ADR Phone Conference on 9/5/07 at 3:00 p.m. Please take note that plaintiff's counsel initiates the call to all parties. (tjs, COURT STAFF) (Filed on 8/28/2007) |
| August 30, 2007 | 18 | Certificate of Interested Entities by Miles F. Ehrlich (Ehrlich, Miles) (Filed on 8/30/2007) |
| August 31, 2007 | 19 | JOINT CASE MANAGEMENT STATEMENT filed by Securities And Exchange Commission. (Fickes, Mark) (Filed on 8/31/2007) |
| September 7, 2007 | 20 | Minute Entry: Initial Case Management Conference held on 9/7/2007 before Judge Jeremy Fogel (Date Filed: 9/7/2007). Further Case Management Conference set for 3/14/2008 10:30 AM. (Court Reporter Raynee Mercado.) (dlm, COURT STAFF) (Date Filed: 9/7/2007) |
| November 2, 2007 | 21 | First MOTION to Quash filed by Wendy Howell. Motion Hearing set for 12/11/2007 10:00 AM in Courtroom 2, 5th Floor, San Jose. (Holland, Erin) (Filed on 11/2/2007) |
| November 2, 2007 | 22 | Proposed Order ORDER GRANTING NON-PARTY WENDY HOWELLS 21 MOTION TO QUASH SUBPOENAS by Wendy Howell. (Attachments: # 1 Exhibit EXHIBIT A)(Holland, Erin) (Filed on 11/2/2007) Modified on 11/5/2007 (gm, COURT STAFF). |
| November 2, 2007 | 23 | Declaration of ERIN HOLLAND IN SUPPORT OF 21 MOTION TO QUASH OR IN THE ALTERNATIVE, FOR ISSUANCE OF A PROTECTIVE ORDER filed byWendy Howell. (Holland, Erin) (Filed on 11/2/2007) Modified on 11/5/2007 (gm, COURT STAFF). Modified on 11/6/2007 (sp, COURT STAFF). |
| November 5, 2007 | 24 | STIPULATION Stipulated Protective Order by Securities And Exchange Commission. (Attachments: # 1 Exhibit Exhibit A to Stipulated Protective Order# 2 Exhibit Exhibit B to Stilulated Protective Order)(Fickes, Mark) (Filed on 11/5/2007) |
| November 13, 2007 | 25 | STIPULATED PROTECTIVE ORDER (MODIFIED BY THE COURT). Signed by Magistrate Judge Howard R. Lloyd on 11/13/2007. (hrllc2, COURT STAFF) (Filed on 11/13/2007) |
| November 14, 2007 | 26 | STIPULATION to Continue Motion Hearing until 12/18/07 by Nancy Heinen. (Ehrlich, Miles) (Filed on 11/14/2007) |
| November 15, 2007 | 27 | STIPULATION AND ORDER Continuing Filing Deadlines and Hearing Date. Defendant's opposition to motion to quash due by 11/27/2007. Non-party Howell's reply due by 12/4/2007. Motion hearing set for 12/18/2007, 10:00 AM. Signed by Magistrate Judge Howard R. Lloyd on 11/15/2007. (hrllc2, COURT STAFF) (Filed on 11/15/2007) |
| November 20, 2007 | 28 | STIPULATION and [Proposed] Order Continuing Hearing on Motion to Quash by Nancy Heinen. (Ehrlich, Miles) (Filed on 11/20/2007) |
| November 26, 2007 | 29 | STIPULATION AND ORDER Continuing Filing Deadlines and Hearing Date. Defendant's opposition brief due by 12/10/2007. Non-party Howell's reply due by 12/21/2007. Motion hearing on motion to motion to quash continued to 1/15/2008, 10:00 AM. Signed by Magistrate Judge Howard R. Lloyd on 11/26/2007. (hrllc2, COURT STAFF) (Filed on 11/26/2007) |
| December 10, 2007 | 30 | Proposed Order Joint Stipulation Regarding Non-Party Howell's 21 Motion to Quash by Wendy Howell. (Holland, Erin) (Filed on 12/10/2007) Modified on 12/11/2007 (gm, COURT STAFF). |
| December 12, 2007 | 31 | STIPULATION AND ORDER re Non-Party Wendy Howell's Motion to Quash. Motion hearing set for 1/15/2008 vacated. Signed by Magistrate Judge Howard R. Lloyd on 12/12/2007. (hrllc2, COURT STAFF) (Filed on 12/12/2007) |
| January 4, 2008 | 32 | STIPULATION Governing Documents Produced by KPMG LLP by Nancy Heinen. (Ehrlich, Miles) (Filed on 1/4/2008) |
| January 24, 2008 | 33 | STIPULATION Governing Howell Documents by Nancy Heinen. (Ehrlich, Miles) (Filed on 1/24/2008) |
| March 4, 2008 | 34 | CASE MANAGEMENT STATEMENT Second Joint Case Management Statement filed by Securities And Exchange Commission. (Mitchell, Robert) (Filed on 3/4/2008) |
| March 14, 2008 | 35 | Minute Entry: Further Case Management Conference held on 3/14/2008 before Judge Jeremy Fogel (Date Filed: 3/14/2008). Further Case Management Conference set for 6/13/2008 10:30 AM. Jury Selection set for 4/3/2009 01:30PM. Pretrial Conference set for 3/20/2009 11:00 AM. (Court Reporter Summer Clanton.) (dlm, COURT STAFF) (Date Filed: 3/14/2008) |
| March 26, 2008 | 36 | STIPULATION and Proposed Scheduling Order by Securities And Exchange Commission. (Fickes, Mark) (Filed on 3/26/2008) |
| April 1, 2008 | 37 | ORDER GRANTING re 36 Stipulation and Scheduling Order. Signed by Judge Jeremy Fogel on 3/27/08. (dlm, COURT STAFF) (Filed on 4/1/2008) |
| June 4, 2008 | 38 | JOINT CASE MANAGEMENT STATEMENT THIRD AND [PROPOSED] ORDER filed by Securities And Exchange Commission. (Mitchell, Robert) (Filed on 6/4/2008) |
| June 23, 2008 | 39 | CLERK'S NOTICE Case Management Conference set for 8/15/2008 10:30 AM. (dlm, COURT STAFF) (Filed on 6/23/2008) |
