Securities and Exchange Commission v. Mangiapane Jr.
Securities and Exchange Commission |
Pawel P. Dynkowski, Matthew W. Brown, Jacob Canceli, Gerard J. D Amaro, Joseph Mangiapane Jr, Nathan M. Michaud, Marc J. Riviello, Adam S. Rosengard, Florian R. Ternes, Gary Heath, Richard A. Bailey and James Meagher |
Serina M Meagher |
United States of America |
1:2009cv00361 |
May 20, 2009 |
US District Court for the District of Delaware |
Wilmington Office |
XX US, Outside State |
Joseph F Bataillon |
Sherry R Fallon |
Securities/Commodities |
15 U.S.C. § 77 |
Both |
Docket Report
This docket was last retrieved on June 14, 2018. A more recent docket listing may be available from PACER.
Document Text |
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Filing 193 FINAL JUDGMENT in favor of Securities and Exchange Commission against Joseph Mangiapane Jr in the amount of $52,000 (CASE CLOSED). Signed by Judge Joseph F. Bataillon on 6/14/2018. (crb) |
Filing 192 MOTION for Entry of Consent Judgment - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Consent, #2 Exhibit B - Proposed Final Judgment)Motions referred to Sherry R. Fallon.(Schlegelmilch, Stephan) Modified on 6/14/2018 (lih). |
Motions No Longer Referred: #192 MOTION for Entry of Consent Judgment (lih) |
Filing 191 JUDGMENT in favor of Securities and Exchange Commission against Richard A. Bailey in the amount of $279,445.91. Signed by Judge Joseph F. Bataillon on 6/6/2018. (ceg) |
Remark: Copy of Final Judgment (D.I. #191 ) mailed to Defendant Richard A. Bailey. (ceg) |
Filing 190 Amended OPENING BRIEF in Support re #188 MOTION for Entry of Judgment under Rule 54(b) filed by Securities and Exchange Commission.Answering Brief/Response due date per Local Rules is 5/15/2018. (Attachments: #1 Exhibit 1)(Schlegelmilch, Stephan) Modified on 5/2/2018 (lih). |
Filing 189 OPENING BRIEF in Support re #188 MOTION for Entry of Judgment under Rule 54(b) filed by Securities and Exchange Commission.Answering Brief/Response due date per Local Rules is 5/14/2018. (Attachments: #1 Exhibit 1)(Schlegelmilch, Stephan) Modified on 4/30/2018 (lih). |
CORRECTING ENTRY: Docket clerk has deleted the memorandum of law and exhibit previously attached to D.I. #188 due to documents being filed incorrectly. Counsel is advised to re-file the memorandum separately using the appropriate event code. (lih) |
ORAL ORDER: On April 27, 2018, Plaintiff filed a Motion for Entry of Judgment. (D.I. #188 ) The accompanying Memorandum of Law, (D.I. #189 ), does not comply with the citation practice described in: (1) Local Rule 7.1.3(a)(5) and Bluebook (20th ed.) Rule B1.1, which specify citations in the text of the brief; and (2) Local Rule 7.1.3(a)(6), which requires all references to earlier-filed papers in any civil action to include a citation to the docket item ("D.I.") number. In accordance with Local Rule 5.1.2(b), the Court hereby ORDERS Plaintiff to file with the Court a corrected version of Plaintiff's Memorandum of Law, (D.I. #189 ), in compliance with the Local Rules, no later than Friday, May 5, 2018. Signed by Judge Joseph F. Bataillon on 4/30/2018. (nmg) Modified on 4/30/2018 (nmg). |
Filing 188 MOTION for Entry of Judgment under Rule 54(b)as to Defendant Richard A. Bailey - filed by Securities and Exchange Commission. (Attachments: # 1 Memorandum of Law, # 2 Exhibit 1, #3 Text of Proposed Order)(Schlegelmilch, Stephan) Modified on 4/30/2018 (lih). |
Filing 187 ORDER, Setting Hearings( The Final Pretrial Conference is rescheduled for 7/9/2018 at 10:00 AM before Judge Joseph F. Bataillon in Courtroom #2 of the Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549.), ORDER, terminating Hearings: The 5/15/2018 Jury Trial is CANCELLED. At the Pretrial Conference, the Court will schedule a trial date with the parties. ORDER finding as moot #182 MOTION to Preclude Expert Testimony of Steven Thornton, #174 MOTION to Strike #157 MEMORANDUM in Support, Declaration of John Busacca, #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr.. Signed by Judge Joseph F. Bataillon on 4/9/2018. (nmfn) |
Filing 186 ORAL ORDER: Pursuant to the Court's Scheduling Order, (D.I. 105-1), no motions in limine are to be filed. Therefore, the Court DENIES without prejudice Plaintiff's motions in limine. (D.I. #178 , D.I. #180 ). Signed by Judge Joseph F. Bataillon on 4/5/2018. (Lawrence, Tiwauna) |
Filing 185 VERDICT SHEET by Securities and Exchange Commission . (Attachments: #1 Exhibit A - Plaintiff's Proposed Form of Verdict, #2 Exhibit B - Defendant's Proposed Form of Verdict)(Schlegelmilch, Stephan) |
Filing 184 Joint Proposed Jury Instructions by Securities and Exchange Commission . (Schlegelmilch, Stephan) Modified on 4/5/2018 (lih). |
NOTE TO COUNSEL: The court does not need courtesy copies of the daubert/motion in limine briefing. (lih) |
Filing 183 DECLARATION re #182 MOTION to Preclude by Securities and Exchange Commission. (Attachments: #1 Exhibit Thornton Deposition Transcript, #2 Exhibit Thornton Report, #3 Exhibit Thornton Declaration)(Bowers, John) Modified on 4/5/2018 (lih). |
Filing 182 MOTION to Preclude Expert Testimony of Steven Thornton - filed by Securities and Exchange Commission. Motions referred to Sherry R. Fallon.(Bowers, John) Modified on 4/5/2018 (lih). |
Filing 181 DECLARATION re #180 MOTION in Limine by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Newman Statement, #2 Exhibit B - Newman Deposition, #3 Exhibit C - Jandt Statement)(Kisslinger, Paul) Modified on 4/5/2018 (lih). |
Filing 180 MOTION in Limine - filed by Securities and Exchange Commission. (Kisslinger, Paul) Modified on 4/5/2018 (lih). |
Filing 179 DECLARATION re #178 MOTION To Preclude by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Moseman Statement, #2 Exhibit B - Moseman Deposition Transcript)(Kisslinger, Paul) Modified on 4/4/2018 (lih). |
Filing 178 MOTION To Preclude Trial Testimony of George H. Moseman - filed by Securities and Exchange Commission. (Kisslinger, Paul) Modified on 4/4/2018 (lih). |
Filing 177 NOTICE of Taking of Oral Deposition by Securities and Exchange Commission (Kisslinger, Paul) |
Filing 176 ORDER granting #173 Stipulation and Pretrial Scheduling Order filed by Securities and Exchange Commission, ORDER, Setting Scheduling Order Deadlines ( Proposed Pretrial Order, final version of proposed jury instructions and proposed form of verdict, including any objections and/or counter proposals due by 4/6/2018.) See order for further details and deadlines. Signed by Judge Joseph F. Bataillon on 3/28/2018. (nmfn) |
Filing 175 ORDER granting #172 First MOTION Pursuant to Rule 83.5(d) . Signed by Judge Joseph F. Bataillon on 3/28/2018. (nmfn) |
Filing 174 MOTION to Strike Declaration of John Busacca attached to #157 MEMORANDUM in Support - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Deposition of John Busacca, #2 Text of Proposed Order)(Schlegelmilch, Stephan) Modified on 3/23/2018 (lih). |
Motions No Longer Referred: #172 First MOTION Motion Pursuant to Rule 83.5(d) (lih) |
Filing 173 STIPULATED PRETRIAL SCHEDULING ORDER by Securities and Exchange Commission. (Kisslinger, Paul) Modified on 3/22/2018 (lih). |
Filing 172 First MOTION Motion Pursuant to Rule 83.5(d) - filed by Joseph Mangiapane Jr. Motions referred to Sherry R. Fallon.(Liguori, James) |
CORRECTING ENTRY: The text of D.I. #157 has been modified to reflect that the document is a memorandum in OPPOSITION to D.I. #150 rather than a memorandum in support as it was incorrectly filed. (lih) |
CORRECTING ENTRY: Docket clerk has deleted the Motion to Withdraw a document previously filed as D.I. 172 due to document being filed incorrectly. Counsel is advised to refile the motion using the MOTION event code rather than the response to a motion event code. Counsel is further advised that per the entry of reassignment dated 2/6/2018, this case is now assigned to Judge Joseph F. Bataillon and referred to Magistrate Judge Sherry R. Fallon per the entry dated 2/28/2018. All documents filed in this matter should contain the correct case caption. (lih) |
CORRECTING ENTRY: Pursuant to conversation with counsel, D.I. numbers #173 and #174 have been deleted and will be refiled using the correct event codes at a later time. (lih) |
Filing 171 Joint DISCOVERY STATUS REPORT by Securities and Exchange Commission. (Schlegelmilch, Stephan) Modified on 3/12/2018 (lih). |
Filing 170 NOTICE OF SERVICE of subpoena filed by Securities and Exchange Commission.(Schlegelmilch, Stephan) |
Filing 169 ORAL ORDER: The Proposed Pretrial Order is now due on 4/6/2018, prior to the rescheduled pretrial conference. Signed by Judge Joseph F. Bataillon on 3/5/18. (Brunswick, Amy) |
ORAL ORDER- IT IS HEREBY ORDERED that: by no later than close of business on 3/9/2018, the parties shall file a joint status report, limited to no more than six pages, that outlines any pending discovery issues that need to be addressed in advance of the pretrial conference set for 4/11/2018. Ordered by Judge Sherry R. Fallon on 3/2/2018. (lih) |
Filing 168 ORAL ORDER - After a telephone conference with the parties. The Final Pretrial Conference is rescheduled for 4/11/2018 at 01:00 PM in Courtroom 6C before Judge Joseph F. Bataillon. The Jury Trial is set for 5/15/2018 at 09:30 AM in Courtroom 4B before Judge Joseph F. Bataillon. Signed by Judge Joseph F. Bataillon on 3/1/2018. (Lawrence, Tiwauna) |
Filing 167 ORAL ORDER REFERRING CASE to Magistrate Judge Sherry R. Fallon. The court is aware there may be discovery issues between the parties. Accordingly, all pretrial discovery issues are referred to Magistrate Judge Fallon for resolution. Signed by Judge Joseph F. Bataillon on 2/28/18. (Brunswick, Amy) |
Filing 166 ORAL ORDER: In light of the Consent Judgment as to Defendant Richard A. Bailey, (D.I. 155), signed by Judge Gregory M. Sleet on January 23, 2018, Plaintiff's Motion for Summary Judgment against Defendant Richard A. Bailey, (D.I. 148), is dismissed as moot. Signed by Judge Joseph F. Bataillon on 2/28/18. (Brunswick, Amy) |
Filing 165 NOTICE OF SERVICE of subpoena filed by Securities and Exchange Commission.(Schlegelmilch, Stephan) |
Filing 164 NOTICE of by Securities and Exchange Commission of Subpoenas (Bowers, John) |
Filing 163 NOTICE of Appearance by John J. Bowers on behalf of Securities and Exchange Commission (Bowers, John) |
Filing 162 RESPONSE TO OBJECTIONS by Securities and Exchange Commission re #156 Memorandum in Opposition . (Schlegelmilch, Stephan) |
Filing 161 DECLARATION re #160 Reply Brief by Securities and Exchange Commission. (Attachments: #1 Attachment 1, #2 Attachment 2, #3 Attachment 3, #4 Attachment 4, #5 Attachment 5, #6 Attachment 6)(Schlegelmilch, Stephan) |
Filing 160 REPLY BRIEF re #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr. filed by Securities and Exchange Commission. (Schlegelmilch, Stephan) |
Filing 159 ORDER REASSIGNING CASE. Case reassigned to Judge Joseph F. Bataillon, Senior United States District Judge, United States District Court for the District of Nebraska, for all further proceedings. Judge Gregory M. Sleet no longer assigned to case. Signed by Judge Leonard P. Stark on 2/6/18. (gvw) |
Filing 158 PROPOSED ORDER Stipulation and Proposed Order Amending the Pre-Trial Conference Date by Joseph Mangiapane Jr. (Liguori, James) |
DEFICIENCY NOTICE by the Court issued to Defendant Joseph Mangiapane Jr. re #158 Proposed Order: There being no reason given for the request, the court will not act on it until one is provided, either by an amended stipulation or joint letter. (mdb) |
Filing 157 MEMORANDUM in Opposition re #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr. filed by Joseph Mangiapane Jr.Answering Brief/Response due date per Local Rules is 2/9/2018. (Attachments: #1 Exhibit Declaration of Lowery, #2 Exhibit Declaration of Thornton, #3 Exhibit Declaration of Busacca, #4 Exhibit Declaration of Mangiapane)(Liguori, James) Modified on 3/19/2018 (lih). |
Filing 156 First MEMORANDUM in Opposition re #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr. filed by Joseph Mangiapane Jr.Reply Brief due date per Local Rules is 2/2/2018. (Liguori, James) |
Filing 155 CONSENT JUDGMENT re #154 Proposed Consent Judgment. Party Richard A. Bailey terminated. Signed by Judge Gregory M. Sleet on 1/23/2018. (mdb) |
Filing 154 PROPOSED CONSENT JUDGMENT as to Defendant Richard A. Bailey by Securities and Exchange Commission. (Attachments: #1 Exhibit Consent of Defendant Richard A. Bailey)(Schlegelmilch, Stephan) Modified on 1/19/2018 (mdb). |
SO ORDERED - re #153 Stipulation Imposing Briefing Schedule for Plaintiff's Motion for Partial Summary Judgment filed by Joseph Mangiapane Jr, Set Briefing Schedule: re #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr.. (Answering Brief due 1/26/2018., Reply Brief due 2/9/2018). Ordered by Judge Gregory M. Sleet on 1/18/2018. (mdb) |
Filing 153 STIPULATION imposing Briefing Schedule for Plaintiff's Motion for Partial Summary Judgment by Joseph Mangiapane Jr. (Liguori, James) |
Filing 152 RESPONSE to Discovery Request from Securities and Exchange Commission filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B)(Schlegelmilch, Stephan) |
Filing 151 DECLARATION re #150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr. by Securities and Exchange Commission. (Attachments: #1 Attachment 1, #2 Attachment 2, #3 Attachment 3, #4 Attachment 4, #5 Attachment 5, #6 Attachment 6, #7 Attachment 7, #8 Attachment 8, #9 Attachment 9, #10 Attachment 10, #11 Attachment 11, #12 Attachment 12, #13 Attachment 13, #14 Attachment 14, #15 Attachment 15, #16 Attachment 16, #17 Attachment 17, #18 Attachment 18, #19 Attachment 19, #20 Attachment 20, #21 Attachment 21, #22 Attachment 22, #23 Attachment 23)(Schlegelmilch, Stephan) Modified on 1/5/2018 (mdb). |
Filing 150 MOTION for Summary Judgment Against Defendant Joseph Mangiapane, Jr. - filed by Securities and Exchange Commission. (Attachments: #1 Memorandum in Support, #2 Text of Proposed Order)(Schlegelmilch, Stephan) Modified on 1/5/2018 (mdb). |
Filing 149 DECLARATION re #148 MOTION for Summary Judgment Against Defendant Richard Bailey by Securities and Exchange Commission. (Attachments: #1 Attachment 1, #2 Attachment 2, #3 Attachment 3, #4 Attachment 4, #5 Attachment 5, #6 Attachment 6, #7 Attachment 7, #8 Attachment 8, #9 Attachment 9, #10 Attachment 10, #11 Attachment 11, #12 Attachment 12, #13 Attachment 13, #14 Attachment 14)(Schlegelmilch, Stephan) Modified on 1/5/2018 (mdb). |
Filing 148 MOTION for Summary Judgment Against Defendant Richard Bailey - filed by Securities and Exchange Commission. (Attachments: #1 Memorandum in Support, #2 Text of Proposed Order)(Schlegelmilch, Stephan) Modified on 1/5/2018 (mdb). |
Filing 147 RESPONSE to Discovery Request from Securities and Exchange Commission - re #145 Request for Production of Documents, #144 Interrogatories Propounded filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A)(Schlegelmilch, Stephan) |
Filing 146 NOTICE OF SERVICE of subpoena filed by Securities and Exchange Commission. (Attachments: #1 Exhibit)(Schlegelmilch, Stephan) |
SO ORDERED - re #143 MOTION for Pro Hac Vice Appearance of Attorney Elizabeth Lowery, Esquire filed by Joseph Mangiapane Jr. Ordered by Judge Gregory M. Sleet on 12/11/2017. (mdb) |
Filing 145 REQUEST for Production of Documents directed to Plaintiff Securities and Exchange Commission filed by Joseph Mangiapane Jr.(Liguori, James) |
Filing 144 First INTERROGATORIES Propounded to Plaintiff Securities and Exchange Commission filed by Joseph Mangiapane Jr.(Liguori, James) |
Filing 143 MOTION for Pro Hac Vice Appearance of Attorney Elizabeth Lowery, Esquire - filed by Joseph Mangiapane Jr. (Liguori, James) |
Filing 142 NOTICE to Take Deposition filed by Securities and Exchange Commission.(Kisslinger, Paul) |
Minute Entry for proceedings held before Judge Gregory M. Sleet - Discovery Telephone Conference held on 11/7/2017. Discussion regarding the issues presented in the Joint Agenda Letter ( #141 ). The parties were ordered to remain on the line and attempt to resolve some of their issues. The trial date will remain as scheduled, but should the parties find that an extension is needed, the court will convene a telephone conference upon the parties' request. (Court Reporter Kevin Maurer.) (mdb) |
Filing 141 Joint Letter to Honorable Gregory M. Sleet from Stephan J. Schlegelmilch regarding Discovery Teleconference Agenda. (Schlegelmilch, Stephan) |
Filing 140 RESPONSE to Discovery Request from Securities and Exchange Commission - re #136 Request for Production of Documents, #135 Interrogatories Propounded filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B)(Schlegelmilch, Stephan) |
ORAL ORDER - A Discovery Telephone Conference (#3) has been set in this matter for Tuesday, November 7, 2017, at 3:00 PM (EST). A Joint Agenda letter shall be filed no later than the close of business on Friday, November 3, 2017 (a sample agenda letter can be located on the court's website). After having three discovery teleconferences, the parties must provide the court with a joint submission requesting permission for an additional teleconference. Plaintiff's counsel shall arrange the call and contact chambers at (302) 573-4559 once all parties are on the line. Ordered by Judge Gregory M. Sleet on 11/2/2017. (ctd) |
Filing 139 SUBPOENA filed by Joseph Mangiapane Jr directed to USA Office of Central District of California, c/o U.S. Attorney Sandra R. Brown for 11/1/2017 (Attachments: #1 Schedule A)(Liguori, James) |
Filing 138 ORDER - denying #129 Motion to Transfer Case. Signed by Judge Gregory M. Sleet on 10/10/2017. (mdb) |
Filing 137 First PROPOSED ORDER To Shorten time for Hearing on Mangiapane's Motion to Postpone the Deposition of Matthew Brown Currently Scheduled for October 10, 2017, in Tampa, Florida by Joseph Mangiapane Jr. (Attachments: #1 Exhibit Exhibit for Defendant Joseph Mangiapane Jr., Application for Entry of an Order Shortening time for Hearing on Mangiapane's Motion to Postpone the Deposition of Matthew Brown Currently Scheduled for October 10, 2017 in Tampa, FL)(Liguori, James) |
Filing 136 REQUEST for Production of Documents directed to Plaintiff filed by Joseph Mangiapane Jr.(Liguori, James) |
Filing 135 First INTERROGATORIES Propounded to Plaintiff filed by Joseph Mangiapane Jr.(Liguori, James) |
ORAL ORDER - The Proposed Order ( #137 ) is STRICKEN. The parties shall follow the court's discovery dispute resolution procedures, which can be found on www.ded.uscourts.gov. Ordered by Judge Gregory M. Sleet on 10/3/2017. (mdb) |
Filing 134 SUBPOENA filed by Joseph Mangiapane Jr directed to USA Office of Central District of California, c/o U.S. Attorney Sandra R. Brown for 10/13/17 (Attachments: #1 Schedule A)(Liguori, James) |
Filing 133 NOTICE to Take Deposition of Joseph Mangiapane on November 15, 2017 filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Schlegelmilch, Stephan) |
Filing 132 SUBPOENA filed by Joseph Mangiapane Jr directed to Elizabeth Lowery, Esq. Freeman Mathis & Gary, LLP for 10/13/2017 (Attachments: #1 SChedule A)(Liguori, James) |
Filing 131 First REPLY to Response to Motion re #129 MOTION to Transfer Case to Central District of California filed by Joseph Mangiapane Jr. (Attachments: #1 Exhibit Exhibit to Defendant's Reply to Opposition to Motion to Transfer Venue)(Liguori, James) |
Filing 130 ANSWERING BRIEF in Opposition re #129 MOTION to Transfer Case to Central District of California filed by Securities and Exchange Commission.Reply Brief due date per Local Rules is 9/25/2017. (Kisslinger, Paul) |
Filing 129 First MOTION & MEMORANDUM in Support to Transfer Venue to Central District of California filed by Joseph Mangiapane Jr.Answering Brief/Response due date per Local Rules is 9/25/2017. (Liguori, James) Modified on 9/15/2017 (mdb). |
Filing 128 SUBPOENA filed by Joseph Mangiapane Jr directed to United States Attorney's Office c/o US Attorney David C. Weiss for 9/26/2017 (Attachments: #1 Subpoena, Schedule A and Request)(Liguori, James) |
Filing 127 ANSWER to Interrogatories from Defendant Joseph Mangiapane filed by Joseph Mangiapane Jr.(Liguori, James) |
Minute Entry for proceedings held before Judge Gregory M. Sleet - Telephone Conference held on 6/19/2017. The file has yet to be turned over to defendant Mangiapane's new counsel. The Court orders defense counsel to get the file back by the end of this week, and to contact Mr. Buckson as to the status of the retrieval. Should the file be retrieved, the parties are to have a meet-and-confer and attempt to work out some of the issues presented in the joint agenda letter ( #126 ). (Court Reporter Kevin Maurer.) (mdb) |
Filing 126 Letter to Hon. Gregory M. Sleet from Paul W. Kisslinger, SEC regarding Agenda for 6/19 Discovery Conference. (Kisslinger, Paul) |
ORAL ORDER SCHEDULING A DISCOVERY TELECONFERENCE: A Discovery Telephone Conference (#2) is set for Monday, June 19, 2017 at 10:00 AM (EST). A Joint Agenda letter shall be filed no later than noon on Thursday, June 15, 2017 (sample agenda letter can be located on the court's website). The court directs counsel for plaintiff to arrange the call and contact chambers at (302) 573-4559 once all the participants are on the line. Ordered by Judge Gregory M. Sleet on 6/7/2017. (asw) |
CORRECTING ENTRY: The ORAL ORDER SCHEDULING A DISCOVERY TELECONFERENCE dated June 7, 2017 has been corrected regarding the deadline for the Joint Agenda Letter. (asw) |
Filing 125 SUBPOENA Returned Executed as to Michael Mak on May 29, 2017 (Kisslinger, Paul) |
Filing 124 REQUEST for Production of Documents directed to Defendant Joseph Mangiapane, Jr. filed by Securities and Exchange Commission.(Schlegelmilch, Stephan) |
Filing 123 ANSWER to Interrogatories from Joseph Mangiapane, Jr filed by Joseph Mangiapane Jr.(Liguori, James) |
Minute Entry for proceedings held before Judge Gregory M. Sleet - Discovery Telephone Conference (#1) held on 5/22/2017. Discussion on some of the issues presented in the joint agenda letter ( #122 ). The court will consider its options and schedule a follow-up teleconference in due course. (Court Reporter Kevin Maurer.) (mdb) |
Filing 122 Letter to Honorable Gregory M. Sleet from Stephan Schlegelmilch regarding Agenda for May 22, 2017 Discovery Teleconference. (Schlegelmilch, Stephan) |
ORAL ORDER - A Discovery Telephone Conference (#1) is set for Monday, May 22, 2017, at 2:00 PM (EST). A Joint Agenda letter shall be filed no later than noon on Wednesday, May 17, 2017 (sample agenda letter can be located on the court's website). The court directs counsel for plaintiff to arrange the call and contact chambers at (302) 573-4559 once all the participants are on the line. Ordered by Judge Gregory M. Sleet on 5/8/2017. (ctd) |
Pro Hac Vice Attorney Anthony N. DeMint for Joseph Mangiapane Jr. added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (lmm) |
SO ORDERED - re #120 MOTION for Pro Hac Vice Appearance of Attorney Anthony DeMint, Esquire filed by Joseph Mangiapane Jr. Ordered by Judge Gregory M. Sleet on 5/1/2017. (mdb) |
Filing 121 Letter to Honorable Gregory M. Sleet from Stephan J. Schlegelmilch regarding Discovery Dispute. (Schlegelmilch, Stephan) |
Filing 120 MOTION for Pro Hac Vice Appearance of Attorney Anthony DeMint, Esquire - filed by Joseph Mangiapane Jr. (Liguori, James) |
Filing 119 NOTICE of Withdrawal of counsel by Robert S. Wolf and Jason Canale - filed by Joseph Mangiapane Jr. (Liguori, James) Modified on 4/27/2017 (mdb). |
Filing 118 OPENING BRIEF in Support re #117 MOTION to Compel Responses to Discovery and to Deem Admitted Requests for Admission filed by Securities and Exchange Commission.Answering Brief/Response due date per Local Rules is 5/10/2017. (Kisslinger, Paul) Modified on 4/26/2017 (mdb). |
Filing 117 MOTION to Compel Responses to Discovery and to Deem Admitted Requests for Admission - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Declaration of Stephen Schlegelmilch, #2 Exhibit 2 - Proposed Order)(Kisslinger, Paul) Modified on 4/26/2017 (mdb). |
ORAL ORDER - The Motion to Compel and Opening Brief ( #117 , #118 ) are STRICKEN. The parties shall refer to the discovery dispute procedure found on the Court's website. Ordered by Judge Gregory M. Sleet on 4/26/2017. (mdb) |
Filing 116 NOTICE OF SERVICE of Requests for Admission, Interrogatories, and Requests for Production of Records filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Discovery Propounded)(Schlegelmilch, Stephan) |
Filing 115 NOTICE OF SERVICE of Requests for Admission, Interrogatories, and Requests for Production of Records filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Discovery Requests Propounded)(Schlegelmilch, Stephan) |
Filing 114 SO ORDERED - re #113 MOTION to Take Deposition of Chad Smanjak filed by Securities and Exchange Commission. Signed by Judge Gregory M. Sleet on 4/12/2017. (mdb) |
Filing 113 MOTION to Take Deposition of Chad Smanjak - filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Schlegelmilch, Stephan) |
CORRECTING ENTRY: The deficiency notice previously entered has been removed from the docket. The parties are directed to disregard it. (mdb) |
Filing 112 ORAL ORDER re #110 Order Setting Mediation Conferences. The mediation conference set for Thursday, December 8, 2016 at 10:00 a.m. between plaintiff and defendant Mangiapane only has been rescheduled to Monday, February 13, 2016 beginning at 11:00 a.m. There shall be no further submissions of the parties. All other provisions of the Court's Order dated 10/24/16 remain in full force and effect. Ordered by Judge Mary Pat Thynge on 12/1/16. (cak) |
CORRECTING ENTRY: DI 112 removed from the docket. Motion was filed in error and has been terminated. (cak) |
Filing 111 Return of Undeliverable Mail sent to Richard A Bailey to his address of record. (cak) |
Filing 110 ORDER Setting Mediation Conferences: A Mediation Conference is set for 12/8/2016 at 10:00 AM in Courtroom 2B before Judge Mary Pat Thynge with plaintiff and defendant Mangiapane ONLY. SEE ORDER FOR DETAILS. Signed by Judge Mary Pat Thynge on 10/24/16. (cak) |
Filing 109 ORAL ORDER: A teleconference with Judge Thynge, SEC and defendant Bailey ONLY has been scheduled for Tuesday, November 1, 2016 at 11:00 AM Eastern Time. Mr. Bailey is required to be on the teleconference. Counsel for the SEC shall initiate the teleconference call. Ordered by Judge Mary Pat Thynge on 10/24/16. (cak) |
CORRECTING ENTRY: DI 109 was removed from the docket and will be redocketed with corrections. (cak) |
Filing 108 ORDER Setting Teleconference: Plaintiff's counsel to initiate the call. A Telephone Conference is set for 10/24/2016 at 10:30 AM Eastern Time before Judge Mary Pat Thynge. Signed by Judge Mary Pat Thynge on 9/28/16. (cak) |
CASE REFERRED to Chief Magistrate Judge Thynge for Mediation. Please see Standing Order dated January 20, 2016, regarding disclosure of confidential ADR communications. A link to the standing order is provided here for your convenience at # http://www.ded.uscourts.gov/general-orders/magistrate-judges-standing-order-adr-mediation (cak) |
SO ORDERED - re #105 Proposed Scheduling: Case referred to the Magistrate Judge for the purpose of exploring ADR. (All Discovery due by 12/1/2017., Dispositive Motions due by 1/5/2018., Proposed Pretrial Order due by 4/13/2018., A Final Pretrial Conference is set for 4/30/2018 at 10:00 AM in Courtroom 4A before Judge Gregory M. Sleet., A 5-day Jury Trial is set for 5/14/2018 at 09:30 AM in Courtroom 4A before Judge Gregory M. Sleet). Ordered by Judge Gregory M. Sleet on 9/26/2016. (mdb) |
CORRECTING ENTRY: The Proposed Scheduling Order ( #105 ) has been replaced to correct the deadline for the Final Pretrial Order. (mdb) |
Filing 107 Letter to Gary Heath from the Court - re #106 Letter. A copy of the Order/Judgment ( #100 ) was mailed to the defendant with this letter. (mdb) |
Filing 106 Letter to Judge Sleet from Gary Heath regarding receipt of order and judgment - re #100 Order/Judgment. (mdb) |
Filing 105 Proposed SCHEDULING ORDER by Securities and Exchange Commission (Attachments: #1 Text of Proposed Order Proposed Scheduling Order)(Schlegelmilch, Stephan) Modified on 9/26/2016 (mdb). (Attachment 1 replaced on 9/26/2016) (mdb). |
ORAL ORDER re #104 Joint Status Report - The parties' proposed schedule is ADOPTED-IN-PART: Daubert Motions are not to be filed before this Judge. Evidentiary issues will be handled at the Final Pretrial Conference and during trial (see Scheduling Order at www.ded.uscourts.gov). The Final Pretrial Conference is set for 4/30/2018 at 10:00 AM in Courtroom 4A, and a 5-day Jury Trial is set for 5/14/2018 at 9:30 AM in Courtroom 4A. This case is referred to the Magistrate Judge for the purpose of exploring ADR. The parties shall wait to be contacted by the unassigned Magistrate Judge. The plaintiff is directed to file a (Proposed) Scheduling Order that includes the complete case schedule and the directives in this order, by 9/26/2016. Ordered by Judge Gregory M. Sleet on 9/13/2016. (mdb) |
Filing 104 Joint STATUS REPORT by Securities and Exchange Commission. (Schlegelmilch, Stephan) |
Filing 103 ORDER - denying #91 Motion to Quash filed by Serina M Meagher. Party Serina M Meagher terminated. Signed by Judge Gregory M. Sleet on 7/26/2016. (mdb) |
Filing 102 STATUS REPORT ORDER: Status Report due by 8/26/2016. Signed by Judge Gregory M. Sleet on 7/26/2016. (asw) |
Filing 101 CONSENT JUDGMENT in favor of Securities and Exchange Commission against Florian R. Ternes in the amount of 150,224.75. Signed by Judge Gregory M. Sleet on 7/26/2016. (mdb) |
Remark - The Order ( #103 ) has been mailed to Movant Serina Meagher and Sand Canyon Corporation at the addresses listed on the plainitff's certificate of serice of their answering brief ( #95 ). (mdb) |
Filing 100 ORDER/FINAL JUDGMENT - granting Motion for Summary Judgment ( #92 ). Judgment is hereby entered in favor of United States of America against Gary Heath in the amount of $203,156.20. (See judgment for more details). Signed by Judge Gregory M. Sleet on 6/7/2016. (mdb) |
Filing 99 ORDER TO ANSWER re Serina M Meagher, #91 MOTION to Quash. Notice of Compliance deadline set for 6/21/2016. Signed by Judge Gregory M. Sleet on 6/7/2016. (asw) |
Filing 98 REPLY BRIEF In Support of the Securities and Exchange Commission's Motion for Summary Judgment Against Defendant Gary C. Heath - re #92 Motion for Summary Judgment filed by Securities and Exchange Commission. (Schlegelmilch, Stephan) Modified on 4/14/2016 (mdb). |
Filing 97 RESPONSE to Motion - re #92 Motion for Summary Judgment filed by Gary Heath.(aah) Modified on 4/8/2016 (mdb). |
Filing 96 DECLARATION re #95 Answering Brief in Opposition of Serina M. Meagher's Motion to Quash by Securities and Exchange Commission. (Attachments: #1 Exhibit Ex. 1 - Demand Letter, #2 Exhibit Ex. 2 - Credit Application, #3 Exhibit Ex. 3 - Payments, #4 Exhibit Ex. 4 - Payment History)(White, Christy) Modified on 4/4/2016 (mdb). |
Filing 95 ANSWERING BRIEF in Opposition re #91 MOTION to Quash filed by Securities and Exchange Commission.Reply Brief due date per Local Rules is 4/14/2016. (White, Christy) |
Filing 94 NOTICE of Appearance by Christy White on behalf of Securities and Exchange Commission (White, Christy) |
Filing 93 OPENING BRIEF in Support re #92 Motion for Summary Judgment Against Defendant Gary C. Heath filed by Securities and Exchange Commission.Answering Brief/Response due date per Local Rules is 4/14/2016. (Attachments: #1 Exhibit A (part 1), #2 Exhibit A (part 2), #3 Exhibit A (part 3), #4 Exhibit A (part 4), #5 Exhibit A (part 5), #6 Exhibit A (part 6), #7 Exhibit B, #8 Exhibit C)(Schlegelmilch, Stephan) Modified on 3/28/2016 (mdb). |
Filing 92 MOTION for Summary Judgment - filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Schlegelmilch, Stephan) |
CORRECTING ENTRY: The Motion for Summary Judgment against defendant Gary Heath (formerly DI 92) have been removed from the docket to correct filing errors. Counsel will re-file the documents accordingly. (mdb) |
Filing 91 MOTION to Quash - filed by Serina M Meagher. (sar) |
Set Answering Brief Deadline re #91 MOTION to Quash. Answering Brief/Response due date per Local Rules is 4/4/2016. (mdb) |
Filing 90 ORDER - granting #89 Letter Motion for Leave to File Motion for Summary Judgment Against Defendant Gary C. Heath. The Motion and Opening Brief is due by 4/4/2016. Briefing will abide by the Local Rules of this Court. Signed by Judge Gregory M. Sleet on 3/8/2016. (mdb) |
Filing 89 Letter MOTION for Leave to File Motion for Summary Judgment Against Defendant Gary C. Heath - filed by Securities and Exchange Commission. (Schlegelmilch, Stephan) Modified on 2/23/2016 (mdb). |
Filing 88 DEFAULT JUDGMENT in favor of Securities and Exchange Commission against Jacob Canceli - Jacob Canceli terminated as a party to the case. Signed by Judge Gregory M. Sleet on 11/16/2015. (asw) |
Filing 87 MOTION for Default Judgment as to Jacob Canceli - filed by Securities and Exchange Commission. (Attachments: #1 Memorandum In Support, #2 Exhibit 1 (Declaration), #3 Text of Proposed Order Proposed Order)(Schlegelmilch, Stephan) |
Filing 86 DEFAULT JUDGMENT in favor of Securities and Exchange Commission against James Meagher - James Meagher terminated as a party to the case. Signed by Judge Gregory M. Sleet on 9/14/2015. (asw) |
Filing 85 MOTION for Default Judgment as to James Meagher - filed by Securities and Exchange Commission. (Attachments: #1 Memorandum in Support, #2 Exhibit 1 - Declaration of Antony Petrilla, #3 Text of Proposed Order)(Schlegelmilch, Stephan) |
Filing 84 ANSWER to Amended Complaint, re: #9 Amended Complaint by Joseph Mangiapane Jr.(Liguori, James) |
Filing 83 SO ORDERED - re #82 MOTION to Amend/Correct Final Judgment (DI #81 ) as to Pawel P. Dynkowski. AMENDED DEFAULT JUDGMENT in favor of Securities and Exchange Commission against Pawel P. Dynkowski in the amount of $2,585,671.50. Signed by Judge Gregory M. Sleet on 9/9/2015. (mdb) |
Filing 82 MOTION to Amend/Correct Final Judgment as to Pawel P. Dynkowski - filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Proposed Amended Order)(Schlegelmilch, Stephan) |
Filing 81 DEFAULT JUDGMENT in favor of Securities and Exchange Commission against Pawel P. Dynkowski - Pawel P. Dynkowski terminated as a party to the case. Signed by Judge Gregory M. Sleet on 8/31/2015. (asw) |
SO ORDERED, re #80 Stipulation filed by Joseph Mangiapane Jr, Set/Reset Answer Deadlines: Joseph Mangiapane Jr answer due 9/11/2015. Ordered by Judge Gregory M. Sleet on 8/12/2015. (asw) |
Filing 80 STIPULATION for Extension of Time to Respond to Plaintiff's Second Amended Complaint by Joseph Mangiapane Jr. (Liguori, James) |
Filing 79 MOTION for Default Judgment as to Pawel P. Dynkowski - filed by Securities and Exchange Commission. (Attachments: #1 Memorandum In Support, #2 Exhibit A - Declaration In Support of Motion (Part 1 of 2), #3 Exhibit A - Declaration In Support of Motion (Part 2 of 2), #4 Exhibit B - Proposed Order)(Schlegelmilch, Stephan) |
Filing 78 ORDER - denying #50 Motion to Dismiss. Signed by Judge Gregory M. Sleet on 7/29/2015. (mdb) |
Filing 77 Clerk's ENTRY OF DEFAULT as to Richard A. Bailey - Re: #44 Request for Default filed by Securities and Exchange Commission. (asw) |
Filing 76 Clerk's ENTRY OF DEFAULT as to James Meagher - Re: #74 Request for Default filed by Securities and Exchange Commission. (asw) |
Filing 75 Clerk's ENTRY OF DEFAULT as to Pawel P. Dynkowski - Re: #73 Request for Default filed by Securities and Exchange Commission. (asw) |
Filing 74 REQUEST for Default as to James Meagher - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Declaration)(Schlegelmilch, Stephan) |
Filing 73 REQUEST for Default as to Pawel P. Dynkowski - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Declaration)(Schlegelmilch, Stephan) |
Filing 72 Clerk's ENTRY OF DEFAULT as to Jacob Canceli - Re: #71 Request for Default filed by Securities and Exchange Commission. (asw) |
Filing 71 REQUEST for Default as to Jacob Canceli - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Attorney Declaration)(Schlegelmilch, Stephan) |
Filing 70 PROPOSED CONSENT JUDGMENT As To Defendant Florian R. Ternes by Securities and Exchange Commission. (Attachments: #1 Exhibit Consent of Defendant Florian R. Ternes)(Schlegelmilch, Stephan) |
Filing 69 SO ORDERED - re #68 Proposed Order Staying Briefing of Plaintiff's Motion for Partial Summary Judgment. Signed by Judge Gregory M. Sleet on 5/7/2015. (mdb) |
Filing 68 PROPOSED ORDER Staying Briefing Of Plaintiff's Motion for Partial Summary Judgment by Securities and Exchange Commission. (Schlegelmilch, Stephan) |
ORAL ORDER - re #67 Joint Status Report: The parties' request to continue the stay of the briefing deadlines on the plaintiff's motion for partial summary judgment is granted. Within forty five (45) days from the date of this order, the plaintiff shall file a Joint Status Report regarding the status of settlement negotiations. If the parties fail to file a joint status report within forty-five (45) days, a briefing schedule will be reinstated. Plaintiff shall file a proposed order reflecting this oral order by Monday, May 11, 2015. Ordered by Judge Gregory M. Sleet on 5/4/2015. (mdb) |
Filing 67 Joint STATUS REPORT by Securities and Exchange Commission. (Schlegelmilch, Stephan) |
Filing 66 Letter to Judge Sleet from Florian Ternes, dated 3/4/2015 regarding notice of address change. The address has been updated on the docket. (mdb) |
Filing 65 SO ORDERED - re #64 Proposed Order Staying Briefing of Plaintiff's Motion for Partial Summary Judgment filed by Securities and Exchange Commission. Signed by Judge Gregory M. Sleet on 3/19/2015. (mdb) |
Filing 64 PROPOSED ORDER Staying Briefing Of Plaintiff's Motion for Partial Summary Judgment by Securities and Exchange Commission. (Schlegelmilch, Stephan) |
ORAL ORDER - re #63 Joint MOTION Stay Briefing Of Plaintiff's Motion for Partial Summary Judgment Against Defendant Ternes In Light Of Offer of Settlement: The parties' request to stay the briefing deadlines on the plaintiff's motion for partial summary judgment is granted. Within forty five (45) days from the date of this order, the plaintiff shall file a Joint Status Report regarding the status of settlement negotiations. If the parties fail to file a joint status report within forty-five (45) days, a briefing schedule will be reinstated. Plaintiff shall file a proposed order reflecting this oral order by Friday, March 20, 2015. Ordered by Judge Gregory M. Sleet on 3/18/2015. (mdb) |
Filing 63 Joint MOTION Stay Briefing Of Plaintiff's Motion for Partial Summary Judgment Against Defendant Ternes In Light Of Offer of Settlement - filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Schlegelmilch, Stephan) |
Filing 62 SO ORDERED - re #60 Stipulated Briefing Schedule re Motions for Partial Summary Judgment: Motion and Opening Brief due by 3/19/2015, Answering Brief due by 4/16/2015, Reply Brief due by 4/30/2015. Signed by Judge Gregory M. Sleet on 2/19/2015. (mdb) |
Filing 61 Return of Undeliverable Mail sent to Florian R. Ternes. Defendant Ternes's address has been updated and the document has been resent. (mdb) |
Filing 60 STIPULATION Proposed Briefing Schedule for Plaintiff's Motion for Partial Summary Judgment by Securities and Exchange Commission. (Schlegelmilch, Stephan) |
ORAL ORDER - granting #57 MOTION for Leave to File Motion for Partial Summary Judgment against Defendant Ternes filed by Securities and Exchange Commission. The plaintiff shall file a proposed briefing schedule in the form of a stipulation by February 19, 2015. Ordered by Judge Gregory M. Sleet on 2/12/2015. (mdb) |
Filing 59 Letter REPLY to Response to Motion re #57 MOTION for Leave to File Motion for Partial Summary Judgment against Defendant Ternes filed by Securities and Exchange Commission. (Schlegelmilch, Stephan) |
Filing 58 RESPONSE to Motion re #57 MOTION for Leave to File Motion for Partial Summary Judgment against Defendant Ternes filed by Florian R. Ternes. (mas) |
Filing 57 MOTION for Leave to File Motion for Partial Summary Judgment against Defendant Ternes - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A (plea agreement), #2 Exhibit B (judgment), #3 Exhibit C (email to defendant))(Schlegelmilch, Stephan) |
Filing 56 First REPLY to Response to Motion re #50 MOTION to Dismiss for Failure to State a Claim filed by Joseph Mangiapane Jr. (Liguori, James) |
Filing 55 ANSWERING BRIEF in Opposition re #50 MOTION to Dismiss for Failure to State a Claim filed by Securities and Exchange Commission.Reply Brief due date per Local Rules is 9/16/2013. (Schlegelmilch, Stephan) |
Filing 54 NOTICE OF SUBSTITUTION OF COUNSEL re Joseph Mangiapane Jr: Entry of appearance of attorney James E. Liguori. Attorney Stephen W. Spence terminated. (Liguori, James) |
Filing 53 NOTICE of Appearance by James E. Liguori on behalf of Joseph Mangiapane Jr (Liguori, James) |
Filing 52 OPENING BRIEF in Support re #50 MOTION to Dismiss for Failure to State a Claim filed by Joseph Mangiapane Jr.Answering Brief/Response due date per Local Rules is 8/26/2013. (Spence, Stephen) |
Filing 51 DECLARATION of Robert S. Wolf by Joseph Mangiapane Jr. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Spence, Stephen) |
Filing 50 MOTION to Dismiss for Failure to State a Claim - filed by Joseph Mangiapane Jr. (Attachments: #1 Proposed form of Order)(Spence, Stephen) |
Filing 49 Return of Service Executed by Securities and Exchange Commission. Jacob Canceli served on 7/25/2013, answer due 8/15/2013. (Schlegelmilch, Stephan) |
Filing 48 SO ORDERED, re #47 STIPULATION TO EXTEND TIME for Briefing Regarding Defendant Mangiapane's Motion to Dismiss the Second Amended Complaint to to various proposed dates referenced in the stipulation filed by Joseph Mangiapane Jr. Signed by Chief Judge Gregory M. Sleet on 7/30/13. (mmm) |
Filing 47 STIPULATION TO EXTEND TIME for Briefing Regarding Defendant Mangiapane's Motion to Dismiss the Second Amended Complaint to to various proposed dates referenced in the stipulation - filed by Joseph Mangiapane Jr. (Spence, Stephen) |
Filing 46 OBJECTIONS by Richard A. Bailey to - #44 REQUEST for Default as to Richard A. Bailey, Pawel P. Dynkowski, James Meagher. (mdb) |
Filing 45 ANSWER to #25 Second Amended Complaint by Richard A. Bailey. (mdb) |
Filing 44 REQUEST for Default as to Richard A. Bailey, Pawel P. Dynkowski, James Meagher - filed by Securities and Exchange Commission. (Attachments: #1 Affidavit Exhibit 1)(Schlegelmilch, Stephan) |
Filing 43 ANSWER to #25 Amended Complaint - filed by Florian R. Ternes. (Attachments: #1 Cover Letter)(cla, ) |
Filing 42 AFFIDAVIT of Service for Summons and Second Amended Complaint served on Florian R. Ternes on June 17, 2013, filed by Securities and Exchange Commission. (Schlegelmilch, Stephan) |
Filing 41 PRAECIPE filed by Stephan J. Schlegelmilch on behalf of Securities and Exchange Commission requesting Clerk to issue summons for defendant Jacob Canceli. (cla, ) |
Summons Reissued with Magistrate Consent Notice attached as to Jacob Canceli. Summons mailed to requestor - Stephan J. Schlegelmilch, Assistant Chief Litigation Counsel, U.S. Securities and Exchange Commission, Washington DC; to effect service pursuant to FRCP 4. (cla, ) |
Filing 40 AFFIDAVIT of Service for Summons and Second Amended Complaint served on James Meagher on June 6, 2013, filed by Securities and Exchange Commission. (Schlegelmilch, Stephan) |
SO ORDERED, re #39 STIPULATION TO EXTEND TIME to Answer or Otherwise Respond to Plaintiff's Second Amended Complaint to July 31, 2013 filed by Joseph Mangiapane Jr, Set/Reset Answer Deadlines: Joseph Mangiapane Jr answer due 7/31/2013. Ordered by Chief Judge Gregory M. Sleet on 6/5/2013. (asw) |
Filing 39 STIPULATION TO EXTEND TIME to Answer or Otherwise Respond to Plaintiff's Second Amended Complaint to July 31, 2013 - filed by Joseph Mangiapane Jr. (Spence, Stephen) |
Filing 38 PRAECIPE filed by Stephan J. Schlegelmilch on behalf of Securities and Exchange Commission requesting Clerk to issue summonses for defendants Florian R. Ternes and James Meagher (rbe) |
Filing 37 ORDER GRANTING #35 Intervenor Plaintiff United States' MOTION to Lift Stay filed by United States of America. Signed by Chief Judge Gregory M. Sleet on 5/20/13. (mmm) |
Summons Issued with Magistrate Consent Notice attached as to James Meagher on 5/20/2013; Florian R. Ternes on 5/20/2013. Summonses mailed to requestor - Stephan J. Schlegelmilch, Assistant Chief Litigation Counsel, U.S. Securities and Exchange Commission, Washington DC; to effect service pursuant to FRCP 4. (rbe) |
Filing 36 NOTICE of Service by United States of America re #35 MOTION to Lift Stay (Hanson, Shannon) |
Filing 35 MOTION to Lift Stay - filed by United States of America. (Hanson, Shannon) |
Filing 34 NOTICE of Appearance by Stephan J. Schlegelmilch on behalf of Securities and Exchange Commission (Schlegelmilch, Stephan) |
Filing 33 CONSENT JUDGMENT as to Adam S. Rosengard re #32 PROPOSED CONSENT JUDGMENT. Signed by Chief Judge Gregory M. Sleet on 2/22/2013. (asw) |
Filing 32 PROPOSED CONSENT JUDGMENT As to Adam S. Rosengard by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Proposed Final Judgment As To Adam S. Rosengard)(Kisslinger, Paul) |
Filing 31 CONSENT AND FINAL JUDGMENT AS TO DEFENDANT MATTHEW W. BROWN, in favor of Securities and Exchange Commission against Matthew W. Brown. Signed by Chief Judge Gregory M. Sleet on 7/2/2012. (asw) |
Filing 30 PROPOSED CONSENT JUDGMENT of Matthew W. Brown by Securities and Exchange Commission. (Attachments: #1 Consent of Matthew W. Brown to Final Judgment)(Kisslinger, Paul) |
Filing 29 CONSENT JUDGMENT as to Marc J. Riviello. Signed by Chief Judge Gregory M. Sleet on 2/3/2012. (asw) |
Filing 28 PROPOSED CONSENT JUDGMENT of Defendant Marc J. Riviello by Securities and Exchange Commission. (Attachments: #1 Consent of Marc J. Riviello)(Kisslinger, Paul) |
Filing 27 CONSENT JUDGMENT as to Defendant Nathan M. Michaud. Signed by Chief Judge Gregory M. Sleet on 1/24/2012. (asw) |
Filing 26 CONSENT JUDGMENT as to Defendant Gerard J. D'Amaro. Signed by Chief Judge Gregory M. Sleet on 1/24/2012. (asw) |
Filing 25 Second AMENDED COMPLAINT against James Meagher- filed by Securities and Exchange Commission.(Kisslinger, Paul) |
Filing 24 PROPOSED CONSENT JUDGMENT as to Gerard D'Amaro by Securities and Exchange Commission. (Attachments: #1 Signed Consent - D'Amaro)(Kisslinger, Paul) |
Filing 23 PROPOSED CONSENT JUDGMENT of Defendant Nathan MIchaud by Securities and Exchange Commission. (Attachments: #1 Consent -- Nathan Michaud)(Kisslinger, Paul) |
Filing 22 ORDER granting #19 MOTION to Lift Stay to File Second Amended Complaint filed by Securities and Exchange Commission, granting #13 MOTION to Lift Stay To File Settlement Documents filed by Securities and Exchange Commission. Signed by Chief Judge Gregory M. Sleet on 12/20/2011. (asw) |
Filing 21 Letter to Chief Judge Sleet from Paul W. Kisslinger regarding Motion to Amend Complaint to add additional defendant - re #19 MOTION to Lift Stay to File Second Amended Complaint. (Kisslinger, Paul) |
Filing 20 NOTICE OF SUBSTITUTION OF COUNSEL re Joseph Mangiapane Jr: Entry of appearance of attorney Stephen W. Spence. Attorney Kathleen M. Jennings terminated. (Spence, Stephen) |
Filing 19 MOTION to Lift Stay to File Second Amended Complaint - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Proposed Second Amended Complaint, #2 Exhibit 2 - Redline comparison First and Second Amended Complaint)(Kisslinger, Paul) |
Filing 18 NOTICE of of Change of Firm Affiliation of Robert S. Wolf & Jason Canales - Admitted Pro Hac Vice by Joseph Mangiapane Jr re SO ORDERED, Add Attorneys Pro Hac Vice (Jennings, Kathleen) |
Pro Hac Vice Attorney Jason Canales,Robert S. Wolf for Joseph Mangiapane Jr added for electronic noticing. (rbe) |
Filing 17 MOTION for Pro Hac Vice Appearance of Attorney Jason Canales - filed by Joseph Mangiapane Jr. (Attachments: #1 Certification of Jason Canales)(Jennings, Kathleen) |
Filing 16 MOTION for Pro Hac Vice Appearance of Attorney Robert S. Wolf - filed by Joseph Mangiapane Jr. (Attachments: #1 Certification of Robert S. Wolf)(Jennings, Kathleen) |
Filing 15 NOTICE of Appearance by Kathleen Jennings on behalf of Joseph Mangiapane Jr (Jennings, Kathleen) |
SO ORDERED, re #16 MOTION for Pro Hac Vice Appearance of Attorney Robert S. Wolf filed by Joseph Mangiapane Jr, #17 MOTION for Pro Hac Vice Appearance of Attorney Jason Canales filed by Joseph Mangiapane Jr. Ordered by Chief Judge Gregory M. Sleet on 5/16/2011. (asw) |
Filing 14 NOTICE of Withdrawal of Counsel by United States of America as to Seth Beausang (Hanson, Shannon) |
Filing 13 MOTION to Lift Stay To File Settlement Documents - filed by Securities and Exchange Commission. (Kisslinger, Paul) |
Remark: Per counsel's request, mailing address updated for attorney Jan A.T. van Amerongen, Jr. (rbe) |
Filing 12 ANSWER to Amended Complaint re #9 Amended Complaint with Jury Demand by Gary Heath.(mmm) |
Filing 11 Return of Service Executed by Securities and Exchange Commission. Richard A. Bailey served on 5/14/2010, answer due 6/4/2010. (Kisslinger, Paul) |
Filing 10 Return of Service Executed by Securities and Exchange Commission. Gary Heath served on 4/7/2010, answer due 4/28/2010. (Kisslinger, Paul) |
Summons Issued as to Richard A. Bailey on 4/27/2010; Gary Heath on 4/27/2010; Florian R. Ternes on 4/27/2010. (ksr) |
Filing 9 AMENDED COMPLAINT against Matthew W. Brown, Jacob Canceli, Gerard J. D Amaro, Pawel P. Dynkowski, Joseph Mangiapane Jr, Nathan M. Michaud, Marc J. Riviello, Adam S. Rosengard- filed by Securities and Exchange Commission.(Kisslinger, Paul) |
SO ORDERED, re #8 MOTION to Lift Stay for Limited Purpose of Filing and Serving Amended Complaint filed by Securities and Exchange Commission. The plaintiff is directed to file the Amended Complaint on the docket as soon as possible. Signed by Chief Judge Gregory M. Sleet on 3/24/10. (mmm) |
Filing 8 MOTION to Lift Stay for Limited Purpose of Filing and Serving Amended Complaint - filed by Securities and Exchange Commission. (Attachments: #1 Exhibit Proposed Amended Complaint, #2 Exhibit Redline of Proposed Amended Complaint)(Kisslinger, Paul) |
Filing 7 AFFIDAVIT of Service served on Pawel Dynkowski on 06-25-2009, filed by Securities and Exchange Commission. (Kisslinger, Paul) |
Filing 6 ORDER granting #3 Motion to Stay; granting #5 Motion to Intervene and Stay. Signed by Chief Judge Gregory M. Sleet on 6/19/09. (mmm) |
Filing 5 MOTION to Intervene and for Stay of Proceedings - filed by United States of America. (Attachments: #1 Text of Proposed Order Proposed Order)(Hanson, Shannon) |
SO ORDERED, re #4 MOTION for Pro Hac Vice Appearance of Attorney Gregory J. Morse, Esquire filed by Gerard J. D Amaro. Ordered by Chief Judge Gregory M. Sleet on 6/17/2009. (asw) |
Filing 4 MOTION for Pro Hac Vice Appearance of Attorney Gregory J. Morse, Esquire - filed by Gerard J. D Amaro. (van Amerongen, Jan) |
Filing 3 MOTION to Stay Proceedings - filed by Gerard J. D Amaro. (van Amerongen, Jan) |
Case reassigned to Judge Gregory M. Sleet. Please include the initials of the Judge (GMS) after the case number on all documents filed. (rjb) |
Remark: Attorneys Paul W. Kisslinger, Frederick L. Block, and Anthony Richard Petrilla, Securities and Exchange Commission - Washington DC - having registered in CM/ECF, are added for the purposes of docketing and noticing.(rbe) |
Case assigned to Judge Sue L. Robinson. Please include the initials of the Judge (SLR) after the case number on all documents filed. (rjb) |
Filing 2 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction (dab) |
Filing 1 COMPLAINT filed with Jury Demand against Adam S. Rosengard, Pawel P. Dynkowski, Matthew W. Brown, Jacob Canceli, Gerard J. D Amaro, Joseph Mangiapane Jr, Nathan M. Michaud, Marc J. Riviello - Magistrate Consent Notice to Pltf. - filed by Securities and Exchange Commission.(dab) (Additional attachment(s) added on 5/20/2009: #1 Civil Cover Sheet) (dab). |
Summons Issued as to Adam S. Rosengard on 5/20/2009; Pawel P. Dynkowski on 5/20/2009; Matthew W. Brown on 5/20/2009; Jacob Canceli on 5/20/2009; Gerard J. D Amaro on 5/20/2009; Joseph Mangiapane Jr on 5/20/2009; Marc J. Riviello on 5/20/2009. (dab) |
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