Firerock Global Opportunity Fund LP v. Rubicon Technology, Inc. et al
Plaintiff: Firerock Global Opportunity Fund LP
Defendant: Raja M. Parvaz, D.A. Davidson & Co., Rubicon Technology, Inc., Don N. Aquilano, William F. Weissman, Raymond J. Spencer, Michael E. Mikolajczyk, Canaccord Genuity Inc. and Donald R. Caldwell
Petitioner: Carlos Barros
Case Number: 1:2015cv03813
Filed: April 30, 2015
Court: US District Court for the Northern District of Illinois
Office: Chicago Office
County: Du Page
Presiding Judge: Manish S Shah
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77
Jury Demanded By: Both
Docket Report

This docket was last retrieved on June 3, 2016. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 3, 2016 Filing 89 TRANSCRIPT OF PROCEEDINGS held on 05/20/16 before the Honorable Manish S. Shah. Court Reporter Contact Information: Colleen Conway @312.435.5594 or colleen_conway@ilnd.uscourts.gov. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 6/24/2016. Redacted Transcript Deadline set for 7/4/2016. Release of Transcript Restriction set for 9/1/2016. (Conway, Colleen)
May 20, 2016 Filing 88 FINAL Judgment and Order of Dismissal. Signed by the Honorable Manish S. Shah on 5/20/2016. Notices mailed by Judicial Staff. (psm, )
May 20, 2016 Opinion or Order Filing 87 ORDER Awarding Attorneys' Fees and Expenses. Signed by the Honorable Manish S. Shah on 5/20/2016. Notices mailed by Judicial Staff. (psm, )
May 20, 2016 Opinion or Order Filing 86 ORDER Approving Plan of Allocation of Settlement Proceeds. Signed by the Honorable Manish S. Shah on 5/20/2016. Notices mailed by Judicial Staff. (psm, )
May 20, 2016 Filing 85 MINUTE entry before the Honorable Manish S. Shah: Final approval hearing held. For the reasons stated in open court, the motion for final approval of class action settlement #74 is granted. Enter Order Approving Plan of Allocation of Settlement Proceeds. Enter Order Awarding Attorneys' Fees and Expenses. Enter Final Judgment and Order of Dismissal. Terminate civil case. Notices mailed by Judicial Staff. (psm, )
May 13, 2016 Filing 84 REPLY by Firerock Global Opportunity Fund LP to MOTION by Plaintiff Firerock Global Opportunity Fund LP for settlement Final Approval of Class Action Settlement and Plan of Allocation of Settlement ProceedsMOTION by Plaintiff Firerock Global Opportunity Fund LP for attorney fees and Expenses #74 (Light, Jeffrey)
March 29, 2016 Filing 83 MINUTE entry before the Honorable Manish S. Shah: The motion to withdraw as attorney #72 is granted. Gregory David Chisholm is terminated as counsel of record. No appearance on the motion is necessary. Notices mailed by Judicial Staff. (psm, )
March 28, 2016 Filing 82 DECLARATION of Jack Fruchter Filed on Behalf of Abraham, Fruchter & Twersky, LLP regarding motion for settlement, motion for attorney fees,, #74 (Attachments: #1 Index of Exhibits, #2 Exhibits A-B)(Light, Jeffrey)
March 28, 2016 Filing 81 DECLARATION of James E. Barz Filed on Behalf of Robbins Geller Rudman & Dowd LLP regarding motion for settlement, motion for attorney fees,, #74 (Attachments: #1 Index of Exhibits, #2 Exhibits A-E)(Light, Jeffrey)
March 28, 2016 Filing 80 DECLARATION of Carole K. Sylvester, on Behalf of Gilardi & Co. LLC, regarding motion for settlement, motion for attorney fees,, #74 (Attachments: #1 Index of Exhibits, #2 Exhibits A-D)(Light, Jeffrey)
March 28, 2016 Filing 79 DECLARATION of Seth Fireman, on Behalf of Firerock Global Opportunity Fund LP, regarding motion for settlement, motion for attorney fees,, #74 (Light, Jeffrey)
March 28, 2016 Filing 78 DECLARATION of James E. Barz regarding motion for settlement, motion for attorney fees,, #74 (Light, Jeffrey)
March 28, 2016 Filing 77 MEMORANDUM by Firerock Global Opportunity Fund LP in support of motion for settlement, motion for attorney fees,, #74 [Fee Memorandum] (Light, Jeffrey)
March 28, 2016 Filing 76 MEMORANDUM by Firerock Global Opportunity Fund LP in support of motion for settlement, motion for attorney fees,, #74 [Settlement Memorandum] (Attachments: #1 Exhibit 1)(Light, Jeffrey)
March 28, 2016 Filing 75 NOTICE of Motion by Jeffrey D. Light for presentment of motion for settlement, motion for attorney fees,, #74 before Honorable Manish S. Shah on 5/20/2016 at 10:30 AM. (Light, Jeffrey)
March 28, 2016 Filing 74 MOTION by Plaintiff Firerock Global Opportunity Fund LP for settlement Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds, MOTION by Plaintiff Firerock Global Opportunity Fund LP for attorney fees and Expenses (Light, Jeffrey)
March 25, 2016 Filing 73 NOTICE of Motion by Peter J. Huh for presentment of motion to withdraw as attorney #72 before Honorable Manish S. Shah on 3/31/2016 at 09:45 AM. (Huh, Peter)
March 25, 2016 Filing 72 MOTION by Attorney Gregory Chisholm to withdraw as attorney for Canaccord Genuity Inc.. No party information provided (Huh, Peter)
February 26, 2016 Filing 71 TRANSCRIPT OF PROCEEDINGS held on 01/27/16 before the Honorable Manish S. Shah. Court Reporter Contact Information: Colleen Conway @312.435.5594 or colleen_conway@ilnd.uscourts.gov. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 3/18/2016. Redacted Transcript Deadline set for 3/28/2016. Release of Transcript Restriction set for 5/26/2016. (Conway, Colleen)
February 1, 2016 Filing 70 NOTICE by Firerock Global Opportunity Fund LP Notice of Addendum to Settlement Agreement Dated as of January 15, 2016 (Attachments: #1 Exhibit 1)(Light, Jeffrey)
January 28, 2016 Opinion or Order Filing 69 ORDER Preliminarily Approving Settlement and Providing for Notice. Signed by the Honorable Manish S. Shah on 1/28/2016. Notices mailed by Judicial Staff. (psm, )
January 27, 2016 Filing 68 MINUTE entry before the Honorable Manish S. Shah: Motion hearing held. Off the record discussion of non-public settlement terms held. For the reasons stated in open court, Plaintiff's Motion for Preliminary Approval of Class Action Settlement #60 is granted. The parties are directed to submit a revised proposed order to proposed_order_shah@ilnd.uscourts.gov. No appearance on 1/28/16 is necessary. Final approval hearing is set for 5/20/16 at 10:30 a.m. Notices mailed by Judicial Staff. (psm, )
January 26, 2016 Filing 67 ATTORNEY Appearance for Plaintiff Firerock Global Opportunity Fund LP by Philip T. Taylor (Taylor, Philip)
January 25, 2016 Filing 66 MINUTE entry before the Honorable Manish S. Shah: The motion for leave to appear pro hac vice #65 is granted. Philip T. Taylor is added as counsel of record for Firerock Global Opportunity Fund LP. Notices mailed by Judicial Staff. (psm, )
January 21, 2016 Filing 65 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-11513850. (Taylor, Philip)
January 19, 2016 Filing 64 SETTLEMENT Agreement (Attachments: #1 Index of Exhibits, #2 Exhibit A, #3 Exhibit A-1, #4 Exhibit A-2, #5 Exhibit A-3, #6 Exhibit B)(Light, Jeffrey)
January 19, 2016 Filing 63 DECLARATION of Michael Joaquin regarding motion for settlement #60 (Light, Jeffrey)
January 19, 2016 Filing 62 MEMORANDUM by Firerock Global Opportunity Fund LP in support of motion for settlement #60 (Attachments: #1 Index of Exhibits, #2 Exhibit 1, #3 Exhibit 2)(Light, Jeffrey)
January 19, 2016 Filing 61 NOTICE of Motion by Jeffrey D. Light for presentment of motion for settlement #60 before Honorable Manish S. Shah on 1/27/2016 at 09:45 AM. (Light, Jeffrey)
January 19, 2016 Filing 60 MOTION by Plaintiff Firerock Global Opportunity Fund LP for settlement [Lead Plaintiff's Unopposed Motion for Preliminary Approval of Class Action Settlement] (Light, Jeffrey)
November 16, 2015 Filing 59 ATTORNEY Appearance for Plaintiff Firerock Global Opportunity Fund LP by Jeffrey D. Light (Light, Jeffrey)
November 16, 2015 Filing 58 MINUTE entry before the Honorable Manish S. Shah: The motion for leave to appear pro hac vice #57 is granted. Jeffrey Light may file his appearance on behalf of Plaintiff Firerock Global Opportunity Fund LP and is added as counsel of record. Notices mailed by Judicial Staff. (psm, )
November 12, 2015 Filing 57 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-11290185. (Light, Jeffrey)
October 30, 2015 Filing 56 STATUS Report (Joint) by Rubicon Technology, Inc. (Gordon, David)
August 31, 2015 Filing 55 MINUTE entry before the Honorable Manish S. Shah: The parties' request to stay the briefing schedule on defendants' motions to dismiss is granted. Briefing is stayed while the parties pursue mediation. The parties shall file a report by 10/30/15 on the status of the mediation. Status hearing remains set for 1/28/16 at 9:30 a.m. Notices mailed by Judicial Staff. (psm, )
August 28, 2015 Filing 54 STIPULATION Regarding Stay Of Briefing Schedule (Gordon, David)
July 31, 2015 Filing 53 MINUTE entry before the Honorable Manish S. Shah: Pursuant to the parties' stipulation, Plaintiff's Amended Complaint shall be filed by July 31, 2015; Defendants' motions to dismiss and supporting memoranda of law shall be filed by October 1, 2015; Plaintiff's response to Defendants' motions to dismiss shall be filed by November 17, 2015; Defendants' reply briefs in support of their motions to dismiss shall be filed by December 17, 2015; the status hearing set for September 29, 2015 is rescheduled to 9:30 a.m. on January 28, 2016. Notices mailed by Judicial Staff. (psm, )
July 31, 2015 Filing 52 AMENDED complaint by Firerock Global Opportunity Fund LP against Don N. Aquilano, Donald R. Caldwell, Canaccord Genuity Inc., D.A. Davidson & Co., Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman (Barz, James)
July 15, 2015 Opinion or Order Filing 51 ORDER. Signed by the Honorable Manish S. Shah on 7/15/2015. (psm, )
July 15, 2015 Filing 50 MINUTE entry before the Honorable Manish S. Shah: Status hearing held. Motion hearing held. The Motion for Leave to Appear Pro Hac Vice #47 is granted. Kim E. Miller may file an appearance on behalf of Carlos Barros and is added as counsel of record. Carlos Barros's Motion for Appointment as Lead Plaintiff #28 has been withdrawn and is hereby terminated. Plaintiff's Motion for Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel #31 is granted. Enter Order. Continued status hearing is set for 9/29/15 at 9:30 a.m. If Plaintiff files an amended complaint in advance of the schedule, the parties may submit a stipulated briefing schedule on Defendants' motion to dismiss to this court's proposed order email inbox at proposed_order_shah@ilnd.uscourts.gov. Notices mailed by Judicial Staff. (psm, )
July 13, 2015 Filing 49 MEMORANDUM by Firerock Global Opportunity Fund LP in Opposition to motion for miscellaneous relief #28 (Attachments: #1 Exhibit 1)(O'Mara, Brian)
July 13, 2015 Filing 48 RESPONSE by Movant Carlos Barros to motion for miscellaneous relief, #31 (Heffner, Matthew)
July 13, 2015 Filing 47 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-10855512. (Heffner, Matthew)
July 10, 2015 Filing 46 STATUS Report (Joint, Initial) by Don N. Aquilano, Donald R. Caldwell, Canaccord Genuity Inc., D.A. Davidson & Co., Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman (Gordon, David)
July 9, 2015 Filing 45 ATTORNEY Appearance for Defendants Canaccord Genuity Inc., D.A. Davidson & Co. by Mark Stuart Hersh (Hersh, Mark)
July 6, 2015 Filing 44 MINUTE entry before the Honorable Manish S. Shah: The status hearing previously set for 7/17/15 at 9:45 a.m. as well as the hearings on the motions for appointment as lead plaintiff #28 #31 , also previously set for 7/17/15 at 9:45 a.m., are hereby stricken and reset to 7/15/15 at 9:30 a.m. Notices mailed by Judicial Staff. (psm, )
July 2, 2015 Filing 43 MINUTE entry before the Honorable Manish S. Shah: The motions for leave to withdraw appearance of counsel #39 #41 are granted. Christina Egan and Jacob Hildner may withdraw their appearances on behalf of Don N. Aquilano, Donald R. Caldwell, Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, and William F. Weissman and are terminated as counsel of record. Notices mailed by Judicial Staff. (psm, )
July 1, 2015 Filing 42 NOTICE of Motion by Jacob Paul Hildner for presentment of motion to withdraw as attorney, #41 before Honorable Manish S. Shah on 7/17/2015 at 09:30 AM. (Hildner, Jacob)
July 1, 2015 Filing 41 MOTION by Attorney Jacob P. Hildner to withdraw as attorney for Don N. Aquilano, Donald R. Caldwell, Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman. No party information provided (Hildner, Jacob)
July 1, 2015 Filing 40 NOTICE of Motion by Christina M. Egan for presentment of motion to withdraw as attorney, #39 before Honorable Manish S. Shah on 7/17/2015 at 09:30 AM. (Egan, Christina)
July 1, 2015 Filing 39 MOTION by Attorney Christina M. Egan to withdraw as attorney for Don N. Aquilano, Donald R. Caldwell, Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman. No party information provided (Egan, Christina)
July 1, 2015 Filing 38 ATTORNEY Appearance for Defendants Don N. Aquilano, Donald R. Caldwell, Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman by Lawrence P Fogel (Fogel, Lawrence)
July 1, 2015 Filing 37 ATTORNEY Appearance for Defendants Don N. Aquilano, Donald R. Caldwell, Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman by David Andrew Gordon (Gordon, David)
July 1, 2015 Filing 36 ATTORNEY Appearance for Defendants Don N. Aquilano, Donald R. Caldwell, Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman by David F. Graham (Graham, David)
June 30, 2015 Filing 35 MINUTE entry before the Honorable Manish S. Shah: The hearings on the motions for appointment as lead plaintiff #28 #31 previously set for 7/2/15 and 7/7/15 at 9:45 a.m. are hereby stricken and reset to 7/17/15 at 9:45 a.m. to coincide with the status hearing. Any responses to the motions for appointment as lead plaintiff shall be filed by 7/13/15. At the initial status, the court will determine whether any additional briefing is necessary. Notices mailed by Judicial Staff. (psm, )
June 29, 2015 Filing 34 ATTORNEY Appearance for Movant Carlos Barros by Matthew Thomas Heffner (Heffner, Matthew)
June 29, 2015 Filing 33 MEMORANDUM by Firerock Global Opportunity Fund LP in support of motion for miscellaneous relief, #31 (O'Mara, Brian)
June 29, 2015 Filing 32 NOTICE of Motion by Brian O O'Mara for presentment of motion for miscellaneous relief, #31 before Honorable Manish S. Shah on 7/2/2015 at 09:45 AM. (O'Mara, Brian)
June 29, 2015 Filing 31 MOTION by Plaintiff Firerock Global Opportunity Fund LPfor Appointment as Lead Plaintiff and Approval of Selection of Counsel (Attachments: #1 Exhibit A - Notice, #2 Exhibit B - Certifications, #3 Exhibit C - Loss Chart, #4 Exhibit D - RGRD firm resume)(O'Mara, Brian)
June 29, 2015 Filing 30 MEMORANDUM by Carlos Barros in support of motion for miscellaneous relief #28 (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit)(Heffner, Matthew)
June 29, 2015 Filing 29 NOTICE of Motion by Matthew Thomas Heffner for presentment of motion for miscellaneous relief #28 before Honorable Manish S. Shah on 7/7/2015 at 09:45 AM. (Heffner, Matthew)
June 29, 2015 Filing 28 MOTION by Movant Carlos Barrosappointment as Lead Plaintiff (Heffner, Matthew)
June 29, 2015 Filing 27 ATTORNEY Appearance for Plaintiff Firerock Global Opportunity Fund LP by Brian O O'Mara (O'Mara, Brian)
June 19, 2015 Filing 26 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by D.A. Davidson & Co. (Moskowitz, Seth)
June 19, 2015 Filing 25 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Canaccord Genuity Inc. (Moskowitz, Seth)
June 18, 2015 Filing 24 SUMMONS Returned Executed by Firerock Global Opportunity Fund LP as to D.A. Davidson & Co. on 5/26/2015, answer due 6/16/2015. (Richter, Frank)
June 18, 2015 Filing 23 ATTORNEY Appearance for Defendants Canaccord Genuity Inc., D.A. Davidson & Co. by Seth A. Moskowitz (Moskowitz, Seth)
June 18, 2015 Filing 22 ATTORNEY Appearance for Defendants Canaccord Genuity Inc., D.A. Davidson & Co. by Gregory David Chisholm (Chisholm, Gregory)
June 18, 2015 Filing 21 ATTORNEY Appearance for Defendants Canaccord Genuity Inc., D.A. Davidson & Co. by John F. Batter, III (Batter, John)
June 17, 2015 Filing 20 MINUTE entry before the Honorable Manish S. Shah: The Motions for Leave to Appear Pro Hac Vice #16 , #17 , #19 are granted. John F. Batter III, Gregory David Chisholm, and Seth A. Moskowitz may file their appearances on behalf of Defendants Canaccord Genuity Inc. and D.A. Davidson & Co. and are added as counsel of record. Notices mailed by Judicial Staff. (psm, )
June 16, 2015 Filing 19 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-10761616. (Moskowitz, Seth)
June 16, 2015 Filing 18 MINUTE entry before the Honorable Manish S. Shah: At the request of all parties, and due to a scheduling conflict with counsel, the status hearing previously set for 7/2/15 at 9:30 a.m. is hereby stricken and reset to 7/17/15 at 9:45 a.m. No later than three business days before the status hearing, the parties shall file a joint initial status report. In addition to the information required in Judge Shah's standard initial status report, the parties shall also identify any related litigation. Notices mailed by Judicial Staff. (psm, )
June 16, 2015 Filing 17 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-10760792. (Chisholm, Gregory)
June 16, 2015 Filing 16 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-10760277. (Batter, John)
June 11, 2015 Filing 15 STIPULATED ORDER for an Extension of Time. Signed by the Honorable Manish S. Shah on 6/11/2015.(psm, )
June 11, 2015 Filing 14 MINUTE entry before the Honorable Manish S. Shah: The Agreed Motion for an Extension of Time #11 is granted. Enter Stipulated Order. Motion hearing previously set for 6/16/15 at 9:45 a.m. is hereby stricken and no appearance is necessary. Status hearing remains set for 7/2/15 at 9:30 a.m. No later than three business days before the status hearing, the parties shall file a joint initial status report. In addition to the information required in Judge Shah's standard initial status report, the parties shall also identify any related litigation. After the court holds its initial status conference, the court may adjust the dates set in the stipulated order. Notices mailed by Judicial Staff. (psm, )
June 11, 2015 Filing 13 ATTORNEY Appearance for Defendants Don N. Aquilano, Donald R. Caldwell, Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman by Jacob Paul Hildner (Hildner, Jacob)
June 10, 2015 Filing 12 NOTICE of Motion by Christina M. Egan for presentment of motion for extension of time to file answer,, motion for relief, #11 before Honorable Manish S. Shah on 6/16/2015 at 09:45 AM. (Egan, Christina)
June 10, 2015 Filing 11 MOTION by Defendants Don N. Aquilano, Donald R. Caldwell, Canaccord Genuity Inc., D.A. Davidson & Co., Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman for extension of time to file answer regarding complaint #1 (Attachments: #1 Exhibit Stipulation and Proposed Order)(Egan, Christina)
June 10, 2015 Filing 10 ATTORNEY Appearance for Defendants Don N. Aquilano, Donald R. Caldwell, Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman by Christina M. Egan (Egan, Christina)
June 9, 2015 Filing 9 ATTORNEY Appearance for Defendants Canaccord Genuity Inc., D.A. Davidson & Co. by Peter J. Huh (Huh, Peter)
June 8, 2015 Filing 8 SUMMONS Returned Executed by Firerock Global Opportunity Fund LP as to Canaccord Genuity Inc. on 5/26/2015, answer due 6/16/2015. (Richter, Frank)
May 18, 2015 Filing 7 WAIVER OF SERVICE returned executed by Firerock Global Opportunity Fund LP. Don N. Aquilano waiver sent on 5/8/2015, answer due 7/7/2015; Donald R. Caldwell waiver sent on 5/8/2015, answer due 7/7/2015; Michael E. Mikolajczyk waiver sent on 5/8/2015, answer due 7/7/2015; Raja M. Parvaz waiver sent on 5/8/2015, answer due 7/7/2015; Rubicon Technology, Inc. waiver sent on 5/8/2015, answer due 7/7/2015; Raymond J. Spencer waiver sent on 5/8/2015, answer due 7/7/2015; William F. Weissman waiver sent on 5/8/2015, answer due 7/7/2015. (Richter, Frank)
May 5, 2015 Filing 6 ATTORNEY Appearance for Plaintiff Firerock Global Opportunity Fund LP by Frank Anthony Richter (Richter, Frank)
May 4, 2015 Filing 5 MINUTE entry before the Honorable Manish S. Shah: A status hearing is hereby set before Judge Shah on 7/02/15 at 9:30 a.m. No later than three business days before the status hearing, the parties shall file a joint initial status report. A template for the Initial Status Report, setting forth the information required, may be found at http://www.ilnd.uscourts.gov/home/JudgeInfo.aspx by clicking on Judge Shah's name and then again on the link entitled 'Initial Status Conferences.' Mailed notice. (mgh, )
May 1, 2015 SUMMONS Issued as to Defendants Don N. Aquilano, Donald R. Caldwell, Canaccord Genuity Inc., D.A. Davidson & Co., Michael E. Mikolajczyk, Raja M. Parvaz, Rubicon Technology, Inc., Raymond J. Spencer, William F. Weissman (pg, )
April 30, 2015 Filing 4 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Firerock Global Opportunity Fund LP (Barz, James)
April 30, 2015 Filing 3 ATTORNEY Appearance for Plaintiff Firerock Global Opportunity Fund LP by James E Barz (Barz, James)
April 30, 2015 Filing 2 CIVIL Cover Sheet (Barz, James)
April 30, 2015 Filing 1 COMPLAINT for Violation of the Federal Securities Laws filed by Firerock Global Opportunity Fund LP; Jury Demand. Filing fee $ 400, receipt number 0752-10597612. (Attachments: #1 Exhibit Certification)(Barz, James)
April 30, 2015 CASE ASSIGNED to the Honorable Manish S. Shah. Designated as Magistrate Judge the Honorable Sheila Finnegan. (jn, )

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Search for this case: Firerock Global Opportunity Fund LP v. Rubicon Technology, Inc. et al
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Plaintiff: Firerock Global Opportunity Fund LP
Represented By: James E Barz
Represented By: Philip T. Taylor
Represented By: Jeffrey D. Light
Represented By: Frank Anthony Richter
Represented By: Brian O O'Mara
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Defendant: Raja M. Parvaz
Represented By: Lawrence P Fogel
Represented By: Jacob Paul Hildner
Represented By: David Andrew Gordon
Represented By: Christina M. Egan
Represented By: David F. Graham
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Defendant: D.A. Davidson & Co.
Represented By: Peter J. Huh
Represented By: John F. Batter, III
Represented By: Mark Stuart Hersh
Represented By: Gregory David Chisholm
Represented By: Seth A. Moskowitz
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Defendant: Rubicon Technology, Inc.
Represented By: Lawrence P Fogel
Represented By: Jacob Paul Hildner
Represented By: David Andrew Gordon
Represented By: Christina M. Egan
Represented By: David F. Graham
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Defendant: Don N. Aquilano
Represented By: Lawrence P Fogel
Represented By: Jacob Paul Hildner
Represented By: David Andrew Gordon
Represented By: Christina M. Egan
Represented By: David F. Graham
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Defendant: William F. Weissman
Represented By: Lawrence P Fogel
Represented By: Jacob Paul Hildner
Represented By: David Andrew Gordon
Represented By: Christina M. Egan
Represented By: David F. Graham
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Defendant: Raymond J. Spencer
Represented By: Lawrence P Fogel
Represented By: Jacob Paul Hildner
Represented By: David Andrew Gordon
Represented By: Christina M. Egan
Represented By: David F. Graham
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Defendant: Michael E. Mikolajczyk
Represented By: Lawrence P Fogel
Represented By: Jacob Paul Hildner
Represented By: David Andrew Gordon
Represented By: Christina M. Egan
Represented By: David F. Graham
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Defendant: Canaccord Genuity Inc.
Represented By: Peter J. Huh
Represented By: John F. Batter, III
Represented By: Mark Stuart Hersh
Represented By: Gregory David Chisholm
Represented By: Seth A. Moskowitz
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Defendant: Donald R. Caldwell
Represented By: Lawrence P Fogel
Represented By: Jacob Paul Hildner
Represented By: David Andrew Gordon
Represented By: Christina M. Egan
Represented By: David F. Graham
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Petitioner: Carlos Barros
Represented By: Matthew Thomas Heffner
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