United States Securities and Exchange Commission v. Alpine Securities Corporation et al
| United States Securities and Exchange Commission |
| Alpine Securities Corporation, Joseph Walsh and Christopher Doubek |
| 2:2022cv01279 |
| August 10, 2022 |
| US District Court for the District of Nevada |
| Richard F Boulware |
| Cam Ferenbach |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on March 25, 2024. A more recent docket listing may be available from PACER.
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Filing 21
REPLY to Response to #14 Motion to Dismiss,, by Defendants Alpine Securities Corporation, Joseph Walsh. (Attachments: #1 Declaration M. Fritz)(Prupas, Janine)
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Filing 20
RESPONSE to #14 Motion to Dismiss,, by Plaintiff United States Securities and Exchange Commission. Replies due by 11/8/2022. (Attachments: #1 Index Exhibit Index, #2 Exhibit 1 BrokerCheck report for Alpine Securities Corporation, #3 Exhibit 2 NV SOS report for SCA Clearing LLC, #4 Exhibit 3 AZ Corporations Commission report for SCA Clearing for SCA Clearing LLC)(Kellogg, Ian)
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Filing 19
RESPONSE to #17 Motion to Dismiss by Plaintiff United States Securities and Exchange Commission. Replies due by 11/8/2022. (Kellogg, Ian)
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Filing 18
ORDER Granting #7 Motion to Admit Government Attorney. Mr. Heinke and Mr. Kellogg shall be permitted to appear in this case on behalf of the SEC and to practice before this Court during the period of their employment, subject to the Local Rules of this Court. Signed by Judge Richard F. Boulware, II on 10/24/2022. (Copies have been distributed pursuant to the NEF - LOE)
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Filing 17
MOTION to Dismiss by Defendant Christopher Doubek. Responses due by 11/1/2022. (LOE)
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Filing 16
NOTICE TO COUNSEL PURSUANT TO LOCAL RULE IA 11-2. Counsel Maranda E Fritz to comply with completion and filing of the Verified Petition and Designation of Local Counsel. For your convenience, click on the following link to obtain the form from the Court's website - #www.nvd.uscourts.gov. Upon approval of the Verified Petition, counsel is required to register for the Court's Case Management and Electronic Case Filing (CM/ECF) system and the electronic service of documents. Please visit the PACER website www.pacer.gov to register Attorney. Verified Petition due by 11/1/2022. (no image attached) (EDS)
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Filing 15
CERTIFICATE of Interested Parties by Alpine Securities Corporation, Joseph Walsh. There are no known interested parties other than those participating in the case. (Prupas, Janine) Modified by Clerk's Office to add SCA Clearing LLC as an interested party on 10/19/2022 (EDS).
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Filing 14
MOTION to Dismiss by Defendants Alpine Securities Corporation, Joseph Walsh. Responses due by 11/1/2022. Discovery Plan/Scheduling Order due by 12/2/2022. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Declaration M Fritz Dec ISO MTD)(Prupas, Janine) NOTICE of Certificate of Interested Parties requirement: Under Local Rule 7.1-1, a party must immediately file its disclosure statement with its first appearance, pleading, petition, motion, response, or other request addressed to the court.
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Filing 13
ORDER Granting #12 Stipulation for Extension of Time (First Request). Christopher Doubek answer re #1 Complaint due 10/18/2022. Signed by Magistrate Judge Cam Ferenbach on 10/6/2022. (Copies have been distributed pursuant to the NEF - TRW)
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Filing 12
STIPULATION FOR EXTENSION OF TIME (First Request) for Defendant Doubek to respond re #1 Complaint, by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Kellogg, Ian) (extend) (answer)
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Filing 11
WAIVER OF SERVICE Returned Executed by United States Securities and Exchange Commission re #8 Summons Issued. Alpine Securities Corporation waiver sent on 8/10/2022, answer due 10/9/2022. (Heinke, Nicholas)
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Filing 10
WAIVER OF SERVICE Returned Executed by United States Securities and Exchange Commission re #8 Summons Issued. Joseph Walsh waiver sent on 8/10/2022, answer due 10/9/2022. (Heinke, Nicholas)
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Filing 9
WAIVER OF SERVICE Returned Executed by United States Securities and Exchange Commission re #4 Proposed Summons to be issued. Christopher Doubek waiver sent on 8/10/2022, answer due 10/9/2022. (Heinke, Nicholas)
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Filing 8
SUMMONS ISSUED as to Alpine Securities Corporation and Joseph Walsh re #1 Complaint. (Attachments: #1 Summons) (TRW)
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Filing 7
MOTION to Admit Government Attorney Nicholas P. Heinke by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Proposed Order Granting Permission to Appear as Government Attorneys)(Heinke, Nicholas)
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Filing 6
SUPPLEMENT to #2 Civil Cover Sheet by Plaintiff United States Securities and Exchange Commission. (Heinke, Nicholas)
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Filing 5
PROPOSED SUMMONS to be issued Alpine Securities Corporation by Plaintiff United States Securities and Exchange Commission. (Heinke, Nicholas)
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Filing 4
PROPOSED SUMMONS to be issued to Christopher Doubek by Plaintiff United States Securities and Exchange Commission. (Heinke, Nicholas)
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Filing 3
PROPOSED SUMMONS to be issued to Joseph Walsh by Plaintiff United States Securities and Exchange Commission. (Heinke, Nicholas)
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Filing 2
CIVIL COVER SHEET to #1 Complaint, by Plaintiff United States Securities and Exchange Commission. (Heinke, Nicholas)
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Filing 1
COMPLAINT against Alpine Securities Corporation, Christopher Doubek, Joseph Walsh by United States Securities and Exchange Commission. Proof of service due by 11/8/2022. (Heinke, Nicholas) NOTICE of Certificate of Interested Parties requirement: Under Local Rule 7.1-1, a party must immediately file its disclosure statement with its first appearance, pleading, petition, motion, response, or other request addressed to the court.
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Case randomly assigned to Judge Richard F. Boulware, II and Magistrate Judge Cam Ferenbach. (TRW)
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