Securities and Exchange Commission v. Mattessich et al
Plaintiff: Securities and Exchange Commission
Defendant: Joseph Ludovico and Adam Mattessich
Case Number: 1:2018cv05884
Filed: June 29, 2018
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: NewYork
Presiding Judge: Katherine Polk Failla
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on November 16, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 29, 2018 Opinion or Order Filing 7 NOTICE OF APPEARANCE by John O'Donnell Enright on behalf of Securities and Exchange Commission. (Enright, John)
June 29, 2018 Opinion or Order Filing 6 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST As To - REQUEST FOR ISSUANCE OF SUMMONS as to Ludovico, re: #1 Complaint. Document filed by Securities and Exchange Commission. (Fortino, Philip) Modified on 7/2/2018 (pne).
June 29, 2018 Opinion or Order Filing 5 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST As To - REQUEST FOR ISSUANCE OF SUMMONS as to Mattessich, re: #1 Complaint. Document filed by Securities and Exchange Commission. (Fortino, Philip) Modified on 7/2/2018 (pne).
June 29, 2018 Opinion or Order Filing 4 NOTICE OF APPEARANCE by Lee Attix Greenwood on behalf of Securities and Exchange Commission. (Greenwood, Lee)
June 29, 2018 Opinion or Order Filing 3 NOTICE OF APPEARANCE by Philip Andrew Fortino on behalf of Securities and Exchange Commission. (Fortino, Philip)
June 29, 2018 Opinion or Order Filing 2 CIVIL COVER SHEET filed. (Berger, Marc)
June 29, 2018 Opinion or Order Filing 1 COMPLAINT against Joseph Ludovico, Adam Mattessich. Document filed by Securities and Exchange Commission.(Berger, Marc)

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Defendant: Joseph Ludovico
Represented By: Sharon Anne O'Shaughnessy
Represented By: Theodore A. Krebsbach
Represented By: Stephen J. Crimmins
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Defendant: Adam Mattessich
Represented By: Denis Patrick Kelleher, Jr.
Represented By: Ramsey Hinkle
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Plaintiff: Securities and Exchange Commission
Represented By: Lee Attix Greenwood
Represented By: Marc Peter Berger
Represented By: John O'Donnell Enright
Represented By: Philip Andrew Fortino
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