Chicago Area I.B. of T. Pension Plan & Trust et al v. Allianz Global Investors U.S. LLC et al
Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust and Chicago Area I.B. of T. Pension Plan & Trust |
Allianz of America Inc., Allianz Asset Management of America Holdings Inc., Allianz Global Investors U.S. Holdings, LLC, Allianz SE, Allianz Global Investors U.S. LLC, Allianz Asset Management of America, LLC, Allianz Asset Management of America L.P., PFP Holdings, Inc. and Allianz Asset Management GmbH |
1:2020cv07952 |
September 25, 2020 |
US District Court for the Southern District of New York |
Katherine Polk Failla |
Labor: E.R.I.S.A. |
29 U.S.C. § 1132 |
Plaintiff |
Docket Report
This docket was last retrieved on March 26, 2021. A more recent docket listing may be available from PACER.
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Filing 42 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Allianz of America, Inc., Other Affiliate Allianz SE for Allianz Asset Management of America, LLC, PFP Holdings, Inc.; Corporate Parent Allianz SE for Allianz Asset Management GmbH; Corporate Parent Allianz Asset Management of America LLC, Other Affiliate Allianz SE for Allianz Asset Management of America L.P.; Corporate Parent Allianz Europe B.V., Other Affiliate Allianz SE for Allianz of America Inc.; Corporate Parent Allianz Asset Management GmbH, Other Affiliate Allianz SE for Allianz Asset Management of America Holdings Inc.; Corporate Parent PFP Holdings, Inc., Other Affiliate Allianz SE for Allianz Global Investors U.S. Holdings, LLC; Corporate Parent Allianz Global Investors U.S. Holdings LLC, Other Affiliate Allianz SE for Allianz Global Investors U.S. LLC. Document filed by Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America L.P., Allianz Asset Management of America, LLC, Allianz Global Investors U.S. Holdings, LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings, Inc...(Giuffra, Robert) |
Filing 41 LETTER addressed to Judge Katherine Polk Failla from Robert J. Giuffra, Jr. dated 11/16/2020 re: Related Actions. Document filed by Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America L.P., Allianz Asset Management of America, LLC, Allianz Global Investors U.S. Holdings, LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings, Inc.. (Attachments: #1 Exhibit Chart of Related Actions).(Giuffra, Robert) |
Filing 40 NOTICE OF APPEARANCE by Donald R. Hall, Jr on behalf of Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Hall, Donald) |
Filing 39 JOINT LETTER addressed to Judge Katherine Polk Failla from Frederic S. Fox dated November 12, 2020 re: Initial Pretrial Conference [Corrected Joint Letter]. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Fox, Frederic) |
Filing 38 JOINT LETTER addressed to Judge Katherine Polk Failla from Robert J. Giuffra, Jr. dated 11/12/2020 re: Initial Pretrial Conference. Document filed by Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America L.P., Allianz Asset Management of America, LLC, Allianz Global Investors U.S. Holdings, LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings, Inc...(Giuffra, Robert) |
Filing 37 SCHEDULING ORDER: The joint initial pretrial conference scheduled for November 17, 2020, will be held via video conference, with remote, listen-only audio access for the public available by using dial-in (888) 363-4749 and access code 5123533. The video link will be provided to participants in advance of the conference. The parties to each case shall file a joint pre-conference letter for that case on or before Thursday, November 12, 2020, as required by the Court's Order providing notice of the initial pretrial conference. The parties need not submit a proposed case management plan at this time. The Clerk of Court is directed to docket this Order in case numbers 20-cv-5615, 20-cv-5817, 20-cv-7061, 20-cv-7154, 20-cv-7606, 20-cv-7842, 20-cv-7952, and 20-cv-8642. (Initial Conference set for 11/17/2020 at 11:00 AM before Judge Katherine Polk Failla.) (Signed by Judge Katherine Polk Failla on 11/9/2020) (rro) |
Filing 36 NOTICE OF APPEARANCE by Stephanie G Wheeler on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America L.P., Allianz Asset Management of America, LLC, Allianz Global Investors U.S. Holdings, LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings, Inc...(Wheeler, Stephanie) |
Filing 35 ORDER FOR ADMISSION PRO HAC VICE granting #32 Motion for Joseph M. Vanek to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the motion at docket entry 32. SO ORDERED. (Signed by Judge Katherine Polk Failla on 10/26/2020) (rro) |
Filing 34 ORDER FOR ADMISSION PRO HAC VICE granting #33 Motion for John P. Bjork to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the motion at docket entry 33. (Signed by Judge Katherine Polk Failla on 10/26/2020) (rro) |
Filing 33 MOTION for John Paul Bjork to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22284220. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Bjork, John) |
Filing 32 MOTION for Joseph Michael Vanek to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22283853. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Vanek, Joseph) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #32 MOTION for Joseph Michael Vanek to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22283853. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #33 MOTION for John Paul Bjork to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22284220. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
Filing 31 STIPULATION AND ORDER REGARDING WAIVER OF SERVICE AND TIME TO RESPOND TO THE COMPLAINT: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED, by and among Plaintiffs and Defendants, through their respective undersigned counsel, as follows: 1. Subject to the provisions set forth in paragraph 2 below and the reservation of rights in paragraph 3 below, Defendants waive service of the Summons and Complaint, and waive any objections to the absence of a summons or of service in the Action. The filing of this Stipulation shall be deemed the filing of a waiver under Fed. R. Civ. P. 4(d)(4). Accordingly, Plaintiffs are not required to file proof of service, and the Federal Rules of Civil Procedure shall apply as though a summons and a complaint had been served on the Defendants identified in this paragraph 1 at the time of the filing of this Stipulation. 2. The time for Defendants to move against, answer, or otherwise respond to the Complaint is adjourned as though the Adjournment Order were entered in this Action. 3. Except as to the defenses of insufficiency of process and insufficiency of service of process only, which Defendants expressly waive, none of Defendants defenses, objections, motions or arguments of any kind in the Action, including but not limited to defenses based upon lack of personal or subject matter jurisdiction, lack of standing, improper venue, or a Defendant having been improperly named, is prejudiced or waived by the execution of, agreement to, or filing of this Stipulation, or by the agreement by Defendants to waive service, as set forth in paragraph 1 above. 4. This Stipulation may be executed in separate counterparts, and counterparts may be executed in facsimile or.pdf form, each of which shall be deemed an original. This Stipulation, once fully executed, may be submitted to the Court without further notice to any party. SO ORDERED. (Signed by Judge Katherine Polk Failla on 10/13/2020) (jca) |
Filing 30 PROPOSED STIPULATION AND ORDER. Document filed by Allianz Global Investors U.S. LLC..(Skinner, Robert) |
Filing 29 ORDER FOR ADMISSION PRO HAC VICE granting #20 Motion for Robert A. Skinner to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the motion at docket entry 20. (Signed by Judge Katherine Polk Failla on 10/8/2020) (rro) |
Filing 28 ORDER FOR ADMISSION PRO HAC VICE granting #19 Motion for Amy D. Roy to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the motion at docket entry 19. (Signed by Judge Katherine Polk Failla on 10/8/2020) (rro) |
Filing 27 ORDER FOR ADMISSION PRO HAC VICE granting #22 Motion for Cole A. Goodman to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the motion at docket entry 22. (Signed by Judge Katherine Polk Failla on 10/8/2020) (rro) |
Filing 26 NOTICE OF APPEARANCE by Kathleen Suzanne McArthur on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America L.P., Allianz Asset Management of America, LLC, Allianz Global Investors U.S. Holdings, LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings, Inc...(McArthur, Kathleen) |
Filing 25 NOTICE OF APPEARANCE by Hilary M. Williams on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America L.P., Allianz Asset Management of America, LLC, Allianz Global Investors U.S. Holdings, LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings, Inc...(Williams, Hilary) |
Filing 24 NOTICE OF APPEARANCE by Ann-Elizabeth Ostrager on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America L.P., Allianz Asset Management of America, LLC, Allianz Global Investors U.S. Holdings, LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings, Inc...(Ostrager, Ann-Elizabeth) |
Filing 23 NOTICE OF APPEARANCE by Robert Joseph Giuffra, Jr on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America L.P., Allianz Asset Management of America, LLC, Allianz Global Investors U.S. Holdings, LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings, Inc...(Giuffra, Robert) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #22 MOTION for Cole A. Goodman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22030558. Motion and supporting papers to be reviewed by Clerk's Office staff., #20 MOTION for Robert A. Skinner to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22029942. Motion and supporting papers to be reviewed by Clerk's Office staff., #19 MOTION for Amy D. Roy to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22029918. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
Filing 22 MOTION for Cole A. Goodman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22030558. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Allianz Global Investors U.S. LLC..(Goodman, Cole) |
Filing 21 NOTICE OF APPEARANCE by Mary Elizabeth Brust on behalf of Allianz Global Investors U.S. LLC..(Brust, Mary) |
Filing 20 MOTION for Robert A. Skinner to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22029942. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Allianz Global Investors U.S. LLC..(Skinner, Robert) |
Filing 19 MOTION for Amy D. Roy to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22029918. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Allianz Global Investors U.S. LLC..(Roy, Amy) |
Filing 18 NOTICE OF INITIAL PRETRIAL CONFERENCE: Initial Conference set for 11/17/2020 at 11:00 AM in Courtroom 618, 40 Centre Street, New York, NY 10007 before Judge Katherine Polk Failla. (Signed by Judge Katherine Polk Failla on 9/30/2020) (rro) |
NOTICE OF CASE REASSIGNMENT to Judge Katherine Polk Failla. Judge Unassigned is no longer assigned to the case..(wb) |
Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (wb) |
CASE ACCEPTED AS RELATED. Create association to 1:20-cv-05615-KPF. Notice of Assignment to follow. (wb) |
Filing 17 ELECTRONIC SUMMONS ISSUED as to PFP Holdings, Inc...(jgo) |
Filing 16 ELECTRONIC SUMMONS ISSUED as to Allianz SE..(jgo) |
Filing 15 ELECTRONIC SUMMONS ISSUED as to Allianz of America Inc...(jgo) |
Filing 14 ELECTRONIC SUMMONS ISSUED as to Allianz Asset Management of America, LLC..(jgo) |
Filing 13 ELECTRONIC SUMMONS ISSUED as to Allianz Asset Management of America L.P...(jgo) |
Filing 12 ELECTRONIC SUMMONS ISSUED as to Allianz Asset Management GmbH..(jgo) |
***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Frederic Scott Fox, Sr. The following case opening statistical information was erroneously selected/entered: Nature of Suit code 850 (Securities/Commodities); County code Albany; Fee Status code due (due);. The following correction(s) have been made to your case entry: the Nature of Suit code has been modified to 791 (Labor: E.R.I.S.A.); the County code has been modified to XX Out of State; the Fee Status code has been modified to pd (paid);. (jgo) |
***NOTICE TO ATTORNEY REGARDING DEFICIENT CIVIL COVER SHEET. Notice to attorney Frederic Scott Fox, Sr to RE-FILE Document No. #2 Civil Cover Sheet. The filing is deficient for the following reason(s): the PDF case caption does not exactly match pleading caption. If all of the party names do not fit, use leading party name followed by 'et al';. Re-file the document using the event type Civil Cover Sheet found under the event list Other Documents and attach the correct PDF. Use civil cover sheet issued by S.D.N.Y. dated June 2017. The S.D.N.Y. Civil Cover Sheet dated June 2017 is located at#http://nysd.uscourts.gov/file/forms/civil-cover-sheet.. (jgo) |
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. .(jgo) |
Case Designated ECF. (jgo) |
CASE REFERRED TO Judge Katherine Polk Failla as possibly related to 20-cv-5615. (jgo) |
***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Frederic Scott Fox, Sr to RE-FILE Document No. #3 Request for Issuance of Summons,. The filing is deficient for the following reason(s): party name was omitted on the 'as to' docket entry text;. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (jgo) |
Filing 11 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Fox, Frederic) |
Filing 10 STATEMENT OF RELATEDNESS re: that this action be filed as related to 20-cv-05615. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Fox, Frederic) |
Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to ALLIANZ SE, re: #1 Complaint,,. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Fox, Frederic) |
Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to ALLIANZ ASSET MANAGEMENT GMBH, re: #1 Complaint,,. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Fox, Frederic) |
Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to ALLIANZ OF AMERICA INC., re: #1 Complaint,,. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Fox, Frederic) |
Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to PFP HOLDINGS, INC., re: #1 Complaint,,. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Fox, Frederic) |
Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to ALLIANZ ASSET MANAGEMENT OF AMERICA LLC, re: #1 Complaint,,. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Fox, Frederic) |
Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to ALLIANZ ASSET MANAGEMENT OF AMERICA L.P., re: #1 Complaint,,. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Fox, Frederic) |
Filing 3 FILING ERROR - SUMMONS REQUEST As To - REQUEST FOR ISSUANCE OF SUMMONS as to, re: #1 Complaint,,. Document filed by Chicago Area I.B. of T. Pension Plan & Trust, Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust..(Fox, Frederic) Modified on 9/28/2020 (jgo). |
Filing 2 FILING ERROR - PDF ERROR - CIVIL COVER SHEET filed..(Fox, Frederic) Modified on 9/28/2020 (jgo). |
Filing 1 COMPLAINT against Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America L.P., Allianz Asset Management of America, LLC, Allianz Global Investors U.S. Holdings, LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings, Inc.. (Filing Fee $ 400.00, Receipt Number ANYSDC-21851325)Document filed by Local 703 I.B. of T., Grocery and Food Employees Pension Plan & Trust, Chicago Area I.B. of T. Pension Plan & Trust..(Fox, Frederic) |
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