Mai v. Citigroup Global Markets Holdings Inc.
Plaintiff: Ivan Mai
Defendant: Citigroup Global Markets Holdings Inc.
Case Number: 1:2020cv11129
Filed: January 4, 2021
Court: US District Court for the Southern District of New York
Presiding Judge: George B Daniels
Referring Judge: Gabriel W Gorenstein
Nature of Suit: Civil Rights: Other
Cause of Action: 28 U.S.C. ยง 1332
Jury Demanded By: None
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Docket Report

This docket was last retrieved on November 2, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 18, 2021 Filing 15 LETTER addressed to Judge Andrew L. Carter, Jr. from Samuel J. Rubin dated February 18, 2021 re: Related Cases (L.R. 13). Document filed by Citigroup Global Markets Holdings Inc...(Rubin, Samuel)
February 18, 2021 Opinion or Order Filing 14 MEMO ENDORSEMENT on re: (28 in 1:20-cv-07619-ALC) Letter filed by Citigroup Global Markets Holdings Inc., (7 in 1:20-cv-11129-GBD-GWG) Letter filed by Citigroup Global Markets Holdings Inc. ENDORSEMENT: Any decision to accept a case as related can only be made by the judge presiding over the case with the lower docket number. See Rule 13(b)(3) of the Rules for the Division of Business Among District Judges. Because Judge Carter has not accepted this case as related to Kirk, this case shall proceed with the current judicial assignments. SO ORDERED. (Signed by Magistrate Judge Gabriel W. Gorenstein on 2/18/2021) (ama)
February 8, 2021 Filing 13 PRO SE CONSENT TO RECEIVE ELECTRONIC SERVICE. The following party: Mai Ivan consents to receive electronic service via the ECF system. Document filed by Ivan Mai. (ok)
February 5, 2021 Filing 12 NOTICE OF APPEARANCE by Samuel Joseph Rubin on behalf of Citigroup Global Markets Holdings Inc...(Rubin, Samuel)
February 5, 2021 Filing 11 NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of Citigroup Global Markets Holdings Inc...(Fishman, Marshall)
February 5, 2021 Opinion or Order Filing 10 INFORMATION PACKAGE MAILED to Ivan Mai, at 7256 Laramie Ave Las Vegas, NV 89113, on 2/5/2021 Re: #4 Order of Service. The following document(s) were enclosed in the Service Package: a copy of the order of service and other orders entered to date, the individual practices of the district judge and magistrate judge assigned to your case, Instructions for Litigants Who Do Not Have Attorneys, Notice Regarding Privacy and Public Access to Electronic Case Files, a flyer about the free legal assistance clinic located in the Thurgood Marshall Courthouse (only in non prisoner cases), a Motions guide, a notice that the Pro Se Manual has been discontinued, a Notice of Change of Address form to use if your contact information changes, a handout explaining matters handled by magistrate judges and consent form to complete if all parties agree to proceed for all purposes before the magistrate judge, a form for you to complete if you consent to receive filings electronically (only in nonprisoner cases), one or more summonses (only if you have paid the fee in person or if the judge has ordered that a summons be issued to you) - 1 copies of Summons(es) mailed. (sha)
February 5, 2021 Filing 9 SUMMONS ISSUED as to Citigroup Global Markets Holdings Inc.. (sha)
February 4, 2021 Filing 8 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent CitiGroup Inc. for Citigroup Global Markets Holdings Inc.. Document filed by Citigroup Global Markets Holdings Inc...(Rubin, Samuel)
February 4, 2021 Filing 7 LETTER addressed to Magistrate Judge Gabriel W. Gorenstein from Samuel J. Rubin dated February 4, 2021 re: Related Cases (L.R. 13). Document filed by Citigroup Global Markets Holdings Inc.. (Attachments: #1 Exhibit A, #2 Exhibit B).(Rubin, Samuel)
February 3, 2021 Opinion or Order Filing 6 PRO SE PRETRIAL CONFERENCE: Pro se Plaintiff and counsel for all parties are hereby notified that this case is referred to Magistrate Gabriel W. Gorenstein for the purposes of Case Management and Scheduling pursuant to Federal Rule Civil Procedure 16. You are directed to furnish all attorneys in this action with copies of this order and enclosures. If you are unaware of the identity of counsel for any of the parties, you must send a copy of the notice and rules to that party personally. All correspondence to the Court should be addressed to the chambers of Magistrate Judge Gabriel W. Gorenstein and submitted to the Pro Se Intake Unit, located in the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, New York 10007 telephone (212) 805-0175. Any procedural questions by Pro Se plaintiff should be addressed to the Office of Pro Se Intake Unit at (212) 805-0175. SO ORDERED. (Signed by Judge George B. Daniels on 2/3/2021) (ks)
February 3, 2021 Opinion or Order Filing 5 ORDER OF REFERENCE TO A MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement) and Dispositive Motion (i.e., motion requiring a Report and Recommendation). Referred to Magistrate Judge Gabriel W. Gorenstein. SO ORDERED. (Signed by Judge George B. Daniels on 1/29/2021) (ks)
February 3, 2021 Opinion or Order Filing 4 ORDER OF SERVICE: Plaintiff, who is proceeding prose, paid the filing fees to commence this action. The Clerk of Court is directed to issue a summons as to Defendant Citigroup Global Markets Holdings Inc. Plaintiff is directed to serve the summons and complaint on Defendant within 90 days of the issuance of the summons. If within those 90 days, Plaintiff has not either served Defendant or requested an extension of time to do so, the Court may dismiss the claims against Defendant under Rules 4 and 41 of the Federal Rules of Civil Procedure for failure to prosecute. The Clerk of Court is directed to mail a copy of this order to Plaintiff, together with an information package. SO ORDERED. (Signed by Judge George B. Daniels on 1/29/2021) (ks) Transmission to Pro Se Assistants for processing.
January 29, 2021 Magistrate Judge Gabriel W. Gorenstein is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vba)
January 29, 2021 NOTICE OF CASE REASSIGNMENT to Judge George B. Daniels. Judge Colleen McMahon is no longer assigned to the case. (vba)
January 28, 2021 Pro Se Payment of Fee Processed: $402.00 Check processed by the Finance Department on 1/28/2021, Receipt Number 465401272813. (sw)
January 5, 2021 Opinion or Order Filing 2 ORDER DIRECTING PAYMENT OF FEE OR IFP APPLICATION: Plaintiff is directed to render payment of the filing fee or submit an IFP application to this Court's Pro Se Office within thirty (30) days of the date of this Order. The Clerk of Court is directed to assign this matter to my docket. The Court certifies, pursuant to 28 U.S.C. 1915(a)(3), that any appeal from this Order would not be taken in good faith, and therefore in forma pauperis status is denied for the purpose of an appeal. See Coppedge v. United States, 369 U.S. 438, 444-45 (1962). Filing Fee due by 2/4/2021. In Forma Pauperis (IFP) Application due by 2/4/2021. (Signed by Judge Colleen McMahon on 1/5/2021) (Attachments: #1 proposed IFP Application) (keb) Transmission to Docket Assistant Clerk for processing.
January 5, 2021 NOTICE OF CASE REASSIGNMENT - SUA SPONTE to Judge Colleen McMahon. Judge Unassigned is no longer assigned to the case..(bcu)
January 5, 2021 Mailed a copy of #2 Order Directing Payment of Fee or IFP Application, to Ivan Mai at 7256 Laramie Ave, Las Vegas, NV 89113. (dsh)
January 4, 2021 Case Designated ECF. (sac)

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Plaintiff: Ivan Mai
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Defendant: Citigroup Global Markets Holdings Inc.
Represented By: Marshall Howard Fishman
Represented By: Samuel Joseph Rubin
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