Northern District of Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 574
Bennett v. LJM Funds Management, Ltd. et al
as 1:2018cv01312
Plaintiff: Stanley Bennett
Defendant: LJM Funds Management, Ltd., Two Roads Shared Trust, Northern Lights Distributors, LLC and others
Cause Of Action: Fed. Question: Securities Violation
United States Securities and Exchange Commission v. AFSHAR et al
as 1:2018cv01129
Petitioner: United States Securities and Exchange Commission
Respondent: BEHRUZ AFSHAR, Shahryar Afshar, Richard F. Kenny, IV
Cause Of Action: Civil Miscellaneous Case
Brown v. U.S. Securities and Exchange Commission
as 1:2018cv01106
Plaintiff: Curtis Darnell Brown, Jr.
Defendant: U.S. Securities and Exchange Commission
Cause Of Action: Securities Fraud
Sokolow v. LJM Funds Management, Ltd. et al
as 1:2018cv01039
Plaintiff: Leonard Sokolow
Defendant: LJM Funds Management, Ltd., Two Roads Shared Trust, Northern Lights Distributors, LLC and others
Cause Of Action: Securities Fraud
Commodity Futures Trading Commission et al v. Thakkaret al
as 1:2018cv00619
Plaintiff: Commodity Futures Trading Commission
Defendant: Jitesh Thakkar, Edge Financial Technologies, Inc.
Cause Of Action: (b) Federal Commodity Exchange Regulation
Commodity Futures Trading Commission v. Zhao
as 1:2018cv00620
Plaintiff: Commodity Futures Trading Commission
Defendant: Jiongsheng Zhao
Cause Of Action: Federal Commodity Exchange Regulation
Commodity Futures Trading Commission v. Vorley et al
as 1:2018cv00603
Plaintiff: Commodity Futures Trading Commission
Defendant: James Vorley, Cedric Chanu
Cause Of Action: Federal Question
US Commodity Futures Trading Commission v. Carter et al
as 1:2018cv00242
Defendant: Richard D Carter , Mark R. Slobodnik , Blue Guru Trading LLC
Plaintiff: US Commodity Futures Trading Commission
Cause Of Action: Federal Question: Other Civil Rights
Securities And Exchange Commission v. Davis et al
as 1:2017cv09224
Plaintiff: Securities And Exchange Commission
Defendant: DaRayl D Davis, Affluent Advisory Group, LLC
Cause Of Action: Fed. Question: Securities Violation
First Trust Advisors L.P. v. Virtu Americas LLC
as 1:2017cv09009
Defendant: Virtu Americas LLC
Plaintiff: First Trust Advisors L.P.
Cause Of Action: m(a) Securities Exchange Act

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