Southern District of New York Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 4,169
Alpha Capital Anstalt et al v. Schwell Wimpfheimer & Associates LLP et al
as 1:2017cv01235
Plaintiff: Alpha Capital Anstalt , Ellis International, Ltd.
Defendant: Schwell Wimpfheimer & Associates LLP, Dov Schwell, Michael Hughes and others
Cause Of Action: m(a) Securities Exchange Act
Kirwin v. Northern Dynasty Minerals, Ltd. et al
as 1:2017cv01238
Plaintiff: Patrick O Kirwin
Defendant: Northern Dynasty Minerals, Ltd., Ronald W. Thiessen, Marchand Snyman
Cause Of Action: m(a) Securities Exchange Act
Raul v. Alcobra, LTD et al
as 1:2017cv01233
Plaintiff: Jonathan Raul
Defendant: Alcobra, LTD, Yaron Daniely, Tomer Berkovitz
Cause Of Action: m(a) Securities Exchange Act
Alpha Capital Anstalt v. Real Goods Solar, Inc. et al
as 1:2017cv01186
Plaintiff: Alpha Capital Anstalt
Defendant: Real Goods Solar, Inc., Roth Capital Partners, LLC
Cause Of Action: Securities Exchange Act
Securities & Exchange Commission v. Terminus Energy, Inc. et al
as 1:2017cv01117
Defendant: Terminus Energy, Inc., Danny B Pratte, Joseph L Pittera and others
Relief_defendant: Maria Pantelakis
Plaintiff: Securities and Exchange Commission
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Toner
as 1:2017cv01111
Plaintiff: Securities and Exchange Commission
Defendant: James P. Toner, Jr.
Cause Of Action: Securities Exchange Act
Securities & Exchange Commission v. Staples
as 1:2017cv01000
Defendant: Alan Barry Staples
Plaintiff: Securities & Exchange Commission
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Yin et al
as 1:2017cv00972
Plaintiff: Securities and Exchange Commission
Defendant: Shaohua Michael Yin
Relief_defendant: Lizhao Su, Zhiqing Yin, Jun Qin and others
Cause Of Action: Securities Exchange Act
Galestan v. Onemain Holdings, Inc. et al
as 1:2017cv01016
Plaintiff: Afshin Galestan
Defendant: Onemain Holdings, Inc., Jay N Levine, Scott T Parker
Cause Of Action: Securities Exchange Act
Soileau v. Stemline Therapeutics, Inc. et al
as 1:2017cv01003
Plaintiff: Edward A Soileau
Defendant: Stemline Therapeutics, Inc., Ivan Bergstein, Kenneth Hoberman
Cause Of Action: j(b)ss Stockholder Suit

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