Broom v. AXA Advisors LLC et al
| Curtis Broom |
| AXA Advisors LLC and AXA Network LLC |
| 2:2021cv01318 |
| October 1, 2021 |
| US District Court for the Northern District of Alabama |
| Abdul K Kallon |
| Arbitration |
| 09 U.S.C. ยง 0010 Petition to Vacate Arbitration Award |
| None |
Docket Report
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This docket was last retrieved on January 11, 2022. A more recent docket listing may be available from PACER.
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Filing 13
ORDER DISMISSING CASE-In accordance with the memorandum opinion issued contemporaneously with this order, the defendants' motion to dismiss, #5 is GRANTED, and this case is DISMISSED WITH PREJUDICE. Signed by Judge Abdul K Kallon on 01/11/2022. (AKD)
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Filing 12
MEMORANDUM OPINION. Signed by Judge Abdul K Kallon on 01/11/2022. (AKD)
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Filing 11
REPLY to Response to Motion re #5 MOTION to Dismiss Petition to Vacate Award Defendants' Reply in Support of Motion to Dismiss filed by AXA Advisors LLC, AXA Network LLC. (Penfield, Matthew)
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Filing 10
RESPONSE in Opposition re #5 MOTION to Dismiss Petition to Vacate Award (Opposition to Motion to Dismiss) filed by Curtis Broom. (Attachments: #1 Exhibit 1 - Draft Complaint, #2 Exhibit 2 - Email Response from Respondents Counsel)(Ozment, James)
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Filing 9
ORDER-The plaintiff's corrected unopposed motion for an extension, #8 , is GRANTED. The plaintiff's response is due by December 20, 2021, and the defendants' reply, if any, is due by January 10, 2022. The plaintiff's initial motion, #7 , is DENIED as moot. Signed by Judge Abdul K Kallon on 12/07/2021. (AKD)
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Filing 8
Corrected Unopposed MOTION for Extension of Time to File Response/Reply as to #7 Unopposed MOTION for Extension of Time to File Response/Reply as to #5 MOTION to Dismiss Petition to Vacate Award (Unopposed Motion for Extension of Time), #5 MOTION to Dismiss Petition to Vacate Award (Corrected Unopposed Motion for Extension of Time) by Curtis Broom. (Ozment, James) Modified on 12/6/2021 (AKD).
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Filing 7
Unopposed MOTION for Extension of Time to File Response/Reply as to #5 MOTION to Dismiss Petition to Vacate Award (Unopposed Motion for Extension of Time) by Curtis Broom. (Ozment, James)
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Filing 6
BRIEFING SCHEDULE re #5 MOTION to Dismiss; Plaintiff'S response is due by December 10, 2021, defendants' reply, if any, is due by December 16, 2021. The parties are reminded of the briefing schedule outlined in Appendix III attached hereto. Signed by Judge Abdul K Kallon on 11/30/2021. (AKD)
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Filing 5
MOTION to Dismiss Petition to Vacate Award by AXA Advisors LLC, AXA Network LLC. (Attachments: #1 Exhibit Exhibits A-D to Motion to Dismiss)(Penfield, Matthew)
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Filing 4
Summons and Complaint Returned With COVID-19 Notation from Postal Employee by Curtis Broom as to defendants AXA Advisors LLC and AXA Network LLC. (AKD)
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Filing 3
Request for service by certified mail filed by Curtis Broom. (Ozment, James)
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Filing 2
Summons Issued as to AXA Advisors LLC, AXA Network LLC. Mailed certified mail. (AKD)
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Filing Fee: Filing fee $ 402, receipt_number 1126-3940705(ALND reciept#B4601116258). related document #1 PETITION TO VACATE AWARD, filed by Curtis Broom.(KEK). (Ozment, James) Modified on 10/25/2021 (AKD).
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Filing 1
Complaint - Petition to vacate arbitration award, filed by Curtis Broom.(KEK) Modified on 10/21/2021 (KAM).
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