Securities & Exchange Commission v. Alliance Transcription Services, Inc. et al

Plaintiff: Securities & Exchange Commission
Defendant: Alliance Transcription Services, Inc., Clifford A Lewis, Richard A Dabney, Raymond C Dabney, Phillip M Young, Charles J Smith and William D O'Neal
Case Number: 2:2008cv01464
Filed: August 8, 2008
Court: Arizona District Court
Office: Securities/Commodities Office
County: XX US, Outside State
Presiding Judge: Neil V Wake
Nature of Suit: Plaintiff
Cause of Action: U.S. Government Plaintiff
Jury Demanded By: 15:77 Securities Fraud

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed#Document Text
February 8, 2010 99 Opinion or Order of the Court JUDGMENT in favor of Plaintiff Securities and Exchange Commission against Defendant Phillip M Young. Defendant is liable for disgorgement of $357,276.26, representing profits gained as a result of the conduct alleged in the Complaint, together w ith prejudgment interest thereon in the amount of $87,576.53, for a total of $444,852.79. Defendant shall satisfy this obligation by paying S444,852.79 within ten business days to the Clerk of this Court. Defendant shall pay a civil penalty in the amount of $50,000.00. See PDF document for details. Signed by Judge Neil V Wake on 2/8/10. (LSP)
December 18, 2009 91 Opinion or Order of the Court ORDER - IT IS ORDERED that the Commission's 66 Motion for Summary Judgment is granted. FURTHER ORDERED that the Commission provide further briefing by1/16/10 regarding the amount of civil penalties that should be assessed against Richard Dabne y, Raymond Dabney, Charles Smith, and Phillip Young and the justification for any amounts proposed by the Commission. Dfts will then have until 1/30/10 to respond. FURTHER ORDERED that the Commission file a motion for entry of default jgm and submit a Proposed Final Jgm as to Dft Clifford Lewis by 1/16/10. Signed by Judge Neil V Wake on 12/18/09. (SAT)

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Search for this case: Securities & Exchange Commission v. Alliance Transcription Services, Inc. et al
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Defendant: Alliance Transcription Services, Inc.
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Defendant: Clifford A Lewis
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Defendant: Richard A Dabney
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Defendant: Raymond C Dabney
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Defendant: Phillip M Young
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Defendant: Charles J Smith
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Defendant: William D O'Neal
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Plaintiff: Securities & Exchange Commission
Represented By: Deena Robin Bernstein
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