Securities and Exchange Commission v. Loflin
| Securities and Exchange Commission |
| David M Loflin |
| 2:2019cv02548 |
| April 19, 2019 |
| US District Court for the District of Arizona |
| John J Tuchi |
| Other Statutes: Securities/Commodities |
| 15 U.S.C. ยง 77 |
| None |
Docket Report
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This docket was last retrieved on April 29, 2019. A more recent docket listing may be available from PACER.
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| Filing 11 JUDGMENT - Defendant is permanently restrained and enjoined from violating, directly or indirectly, Sections described herein of the Securities Exchange Act of 1934, by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security. This Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. See Judgment for further details. Signed by Judge John J Tuchi on 4/26/19. (DXD) |
Filing 10
ORDER granting #6 Stipulation for Judgment: The Clerk shall file the separate Judgment as to Defendant David M. Loflin provided. Signed by Judge John J Tuchi on 4/26/19. (DXD)
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| Filing 9 SERVICE EXECUTED filed by Securities and Exchange Commission: Rule 4 Waiver of Service of Summons. Waiver sent on April 22, 2019 to David M. Loflin . (Tercero, Roberto) |
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Filing 8
ORDER: IT IS HEREBY ORDERED directing the Clerk of Court to terminate any or all Defendants in this matter, without further notice, that have not been served within the time required by Fed. R. Civ. P. 4(m) on Jul 19, 2019. (See attached Order). Signed by Judge John J Tuchi on 4/19/19. (JAMA)
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Filing 7
ORDER: IT IS ORDERED that motions to dismiss pursuant to Fed. R. Civ. P. 12 (b) and motions to strike pursuant to Fed. R. Civ. P. 12(f) are discouraged if the defect that would be the subject of the motion can be cured by filing an amended pleading. IT IS FURTHER ORDERED that Plaintiff shall serve a copy of this Order on Defendants. (See attached Order). Signed by Judge John J Tuchi on 4/19/19. (JAMA)
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| Filing 6 STIPULATION for Judgment by Securities and Exchange Commission. (Attachments: #1 Proposed Judgment)(Tercero, Roberto) |
| Filing 5 Summons Issued as to David M Loflin. (KAH). *** IMPORTANT: When printing the summons, select "Document and stamps" or "Document and comments" for the seal to appear on the document. |
| Filing 4 NOTICE TO THE PARTIES - The Court is participating in the Mandatory Initial Discovery Pilot (MIDP) and this case is subject to that pilot. The key features and deadlines are set forth in the attached Notice which includes General Order 17-08. Also attached is a checklist for use by the parties. All parties must respond to the mandatory initial discovery requests set forth in the General Order before initiating any further discovery in this case. Please note: The discovery obligations in the General Order supersede the disclosures required by Rule 26(a)(1). Any party seeking affirmative relief must serve a copy of the attached documents (Notice to Parties, including General Order 17-08 and MIDP Checklist) on each new party when the Complaint, Counterclaim, Crossclaim, or Third-Party Complaint is served. (KAH) |
| Filing 3 This case has been assigned to the Honorable John J Tuchi. All future pleadings or documents should bear the correct case number: CV-19-02548-PHX-JJT. Notice of Availability of Magistrate Judge to Exercise Jurisdiction form attached. (KAH) |
| Filing 2 SUMMONS Submitted by Securities and Exchange Commission. (Tercero, Roberto) (KAH) |
| Filing 1 COMPLAINT filed by Securities and Exchange Commission. (Tercero, Roberto) (Attachments: #1 Civil Cover Sheet) (KAH) |
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| Defendant: David M Loflin | |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Roberto A Tercero |
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