United States Securities and Exchange Commission v. Moore
United States Securities and Exchange Commission |
Michael G Moore |
2:2022mc00022 |
May 18, 2022 |
US District Court for the District of Arizona |
John J Tuchi |
Other Statutes: Securities/Commodities |
Docket Report
This docket was last retrieved on July 13, 2022. A more recent docket listing may be available from PACER.
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Filing 11 STIPULATION CONSENT OF MICHAEL G. MOORE TO ENTRY OF JUDGMENT ENFORCING ORDER OF THE SECURITIES AND EXCHANGE COMMISSION by United States Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Roessner, Michael) |
Filing 10 NOTICE re: of Service by United States Securities and Exchange Commission re: #9 Order,,, Set/Reset Hearings,, . (Roessner, Michael) |
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Filing 8 *SERVICE EXECUTED filed by United States Securities and Exchange Commission: Return of Service re: #7 Order to Show Cause (And supporting papers) upon Agent of Michael Moore on May 27, 2022. (Roessner, Michael) *Modified to add document linkage on 6/7/2022 (LAD). |
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Filing 6 Additional Attachments to Main Document re: #1 Miscellaneous Case Opening, (Automated Civil Cover Sheet) by Petitioner United States Securities and Exchange Commission. (Roessner, Michael) |
Filing 5 NOTICE TO FILER OF DEFICIENCY re: #1 Miscellaneous Case Opening filed by United States Securities and Exchange Commission. Document not in compliance with LRCiv 7.1(a)(3) - Party names must be capitalized using proper upper and lower case type. No further action is required. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (MCO) |
Filing 4 NOTICE TO FILER OF DEFICIENCY re: #1 Miscellaneous Case Opening filed by United States Securities and Exchange Commission. Pursuant to the Electronic Case Filing Administrative Policies and Procedures Manual Section II(B), attorneys are required to submit the automated Civil Cover Sheet when filing a new case. FOLLOW-UP ACTION REQUIRED: Please refile corrected document. Deficiency must be corrected within one business day of this notice. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (MCO) |
Filing 3 This case has been assigned to the Honorable John J Tuchi for a ruling on Application of the Securities and Exchange of Commission for an Order Under Section 20(c) of the Securities Act and Section 21(e) of the Exchange Act Enforcing Compliance with Commission Order. All future pleadings or documents should bear the correct case number: MC-22-22-PHX-JJT. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (MCO) |
Filing 2 DECLARATION of MICHAEL J. ROESSNER In Support OF Request for Issuance of an Order to Show Cause re: #1 Miscellaneous Case Opening by Petitioner United States Securities and Exchange Commission. (Roessner, Michael) (MCO) |
Filing 1 Miscellaneous Case Opening Regarding: APPLICATION OF THE SECURITIES AND EXCHANGE COMMISSION FOR AN ORDER UNDER SECTION 20(C) OF THE SECURITIES ACT AND SECTION 21(E) OF THE EXCHANGE ACT ENFORCING COMPLIANCE WITH COMMISSION ORDER filed by United States Securities and Exchange Commission. (Roessner, Michael) (Attachments: #1 Civil Cover Sheet, #2 Exhibit, #3 Proposed Order)(MCO) |
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Petitioner: United States Securities and Exchange Commission | |
Represented By: | Michael James Roessner |
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Respondent: Michael G Moore | |
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