Securities and Exchange Commission v. Park View School Incorporated et al
| Securities and Exchange Commission |
| Debra Kay Slagle and Park View School Incorporated |
| 3:2020cv08237 |
| September 14, 2020 |
| US District Court for the District of Arizona |
| Douglas L Rayes |
| Other Statutes: Securities/Commodities |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on September 15, 2020. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 6
JUDGMENT (as to Debra Kay Slagle) - IT IS ORDERED, ADJUDGED AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") [15 U.S.C. 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security.... IT IS FURTHER ORDERED, ADJUDGED AND DECREED that Defendant shall pay a civil penalty in the amount of $30,000.00 to the Commission pursuant to Section 21(d)(3)(B)(ii) of the Exchange Act [15 U.S.C. 78u(d)(3) (B)(ii)]. There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Final Judgment forthwith and without further notice. (See document for further details). Signed by Judge Douglas L Rayes on 9/15/2020. (LAD)
|
|
Filing 5
JUDGMENT as to Park View School Incorporated - IT IS ORDERED, ADJUDGED AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") [15 U.S.C. 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange,in connection with the purchase or sale of any security.... There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Final Judgment forthwith and without further notice. (See document for further details). Signed by Judge Douglas L Rayes on 9/15/2020. (LAD)
|
| Filing 4 NOTICE of Settlement Consent of Debra Kay Slagle to Entry of Final Judgment of Permanent Injunction and Other Relief by Securities and Exchange Commission. (Attachments: #1 [Proposed] Judgment)(Yun, John) |
| Filing 3 NOTICE of Settlement Consent of Park View School, Inc. to Entry of Final Judgment of Permanent Injunction by Securities and Exchange Commission. (Attachments: #1 [Proposed] Judgment)(Yun, John) |
| Filing 2 This case has been assigned to the Honorable Douglas L Rayes. All future pleadings or documents should bear the correct case number: CV-20-8237-PCT-DLR. Notice of Availability of Magistrate Judge to Exercise Jurisdiction form attached. (MCO) |
| Filing 1 Plaintiff Securities and Exchange Commission's COMPLAINT for Injunctive and Other Relief filed by Securities and Exchange Commission. (Yun, John) (Attachments: #1 Civil Cover Sheet)(MCO) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the Arizona District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
