Securties and Exchange Commission v. Gordon A. Driver et al
| Securties and Exchange Commission |
| Gordon A. Driver and Axcess Automation, LLC |
| 2:2009cv03410 |
| May 14, 2009 |
| US District Court for the Central District of California |
| Western Division - Los Angeles Office |
| Los Angeles |
| Wright |
| Zarefsky |
| Securities/Commodities |
| 15 U.S.C. ยง 78 m(a) Securities Exchange Act |
| None |
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The following documents for this case are available for you to view or download:
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Filing
75
FINAL JUDGMENT AGAINST DEFENDANT GORDON A. DRIVER by Judge Otis D. Wright, II: Driver and his agents, are permanently restrained and enjoined from violating Securities Act. Driver is liable for disgorgement of $3,010,147.00, representing profi ts gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $108,971.17, for a total of $3,119,118.17 to be paid to the Securities and Exchange Commission Defendant shall pay p ost judgment interest on any delinquent amounts. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Driver shall pay a civil penalty in the amount of $3,010,147.00 within 14 days after entry of this final judgment. (SEE DOCUMENT FOR OTHER SPECIFICS AS TO PAYMENT INSTRUCTIONS AND OTHER REQUIREMENTS). (lc)
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Filing
73
ORDER GRANTING PLAINTIFFS MOTION TO SET DISGORGEMENT AND CIVIL PENALTIES 57 by Judge Otis D. Wright, II: The Court sets disgorgement at $3,010,147, plus prejudgment interest to be calculated by the SEC in accordance with the consent judgment entered on December 14, 2009. The Court also assesses a civil penalty in the amount of $3,010,147. The SEC shall file a proposed final judgment in accordance with this Order no later than 14 days from the date of this Order. (lc). Modified on 12/4/2014 .(lc).
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Filing
58
FINAL JUDGMENT AGAINST GORDON A. DRIVER by Judge Otis D. Wright, II: Driver andhis agents, etc are permanently restrained and enjoined (See document for specific cites of the Securities Act). Driver is liable for disgorgement of $13,710,147.00, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $3,399,414.81, for a total of $17,109,561.81. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Dr iver shall pay a civil penalty in the amount of $13,710,147.00. Defendant shall make this payment within 14 days after entry of this Final Judgment. Defendant shall pay post judgment interest on any delinquent amounts pursuant to 28 USC 1961. (See document for payment dates and instructions). (lc)
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Filing
33
JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF AGAINST GORDON A. DRIVER by Judge Otis D Wright, II. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Driver and his agents, servants, employees, attorneys, and all persons in active concert or partic ipation with them who receive actual notice of this Judgment by personal service or otherwise are permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act "), 15 U.S.C. 78j(b), and Rule 10b-5 promulgated thereunder, 17 C.F.R 240.10b, by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of an security (MD JS-6, Case Terminated). (bp)
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Filing
27
PRELIMINARY INJUNCTION AND ORDERS: FREEZING ASSETS; REQUIRING ACCOUNTINGS; REPATRIATING ASSETS; PROHIBITING DESTRUCTION OF DOCUMENTS; GRANTING EXPEDITED DISCOVERY as to defendants Gordon a Driver and Axess Automation, LLC by Judge Otis D Wright, II (see document for specifics) (lc)
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