Securities and Exchange Commission v. Spyglass Equity Systems Inc et al
Plaintiff: Securities and Exchange Commission
Defendant: Preston L Sjoblom, Spyglass Equity Systems Inc, Richard L Carter, Tyson D Elliott, Flatiron Capital Partners LLC, David E Howard, II and Flatiron Systems LLC
Case Number: 2:2011cv02371
Filed: March 21, 2011
Court: US District Court for the Central District of California
Presiding Judge: John A Kronstadt
Presiding Judge: Margaret A. Nagle
Nature of Suit: Securities/Commodities

Available Case Documents

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Date Filed Document Text
July 27, 2012 Opinion or Order Filing 72 FINAL JUDGMENT by Judge John A Kronstadt. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendants Spyglass, Carter, Sjoblom, Elliot, and their agents, servants, employees, attorneys, and all persons in active concert or participation with them wh o receive actual notice of this Final Judgment by personal service or otherwise are permanently restrained and enjoined from violating, directly or indirectly, Section 19(b) of the Securities Exchange Act of 1934 (the "Exchange Act")[15 U.S .C.78j(b)] and Rule 10b-5 promulgated thereunder [17C.F.R.240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security, (MD JS-6, Case Terminated). (bp)
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Plaintiff: Securities and Exchange Commission
Represented By: Polly Atkinson
Represented By: Stephen C McKenna
Represented By: David J Van Havermaat
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Defendant: Preston L Sjoblom
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Defendant: Spyglass Equity Systems Inc
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Defendant: Richard L Carter
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Defendant: Tyson D Elliott
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Defendant: Flatiron Capital Partners LLC
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Defendant: David E Howard, II
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Defendant: Flatiron Systems LLC
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