Securities and Exchange Commission v. Efstratios D. Argyropoulos et al
| Securities and Exchange Commission |
| Efstratios D. Argyropoulos and Prima Capital Group, Inc. |
| 2:2014cv09800 |
| December 23, 2014 |
| US District Court for the Central District of California |
| R. Gary Klausner |
| Jean P. Rosenbluth |
| Securities/Commodities |
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Filing
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JUDGMENT by Judge R. Gary Klausner, in favor of Securities and Exchange Commission against Prima Capital Group, Inc., Efstratios D. Argyropoulos for a total judgment of $1,495,657.00. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendants a nd Defendants officers, agents, servants, employees, attorneys, and all persons in active concert or participation with them who receive actual notice of this Final Judgment by personal service or otherwise are permanently restrained and enjoined fro m violating Section 17(a) of the Securities Act of 1933 (the Securities Act), 15 U.S.C. § 77q(a), in the offer or sale of any security by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, directly or indirectly: to employ any device, scheme, or artifice to defraud; to obtain money or property by means of any untrue statement of a material fact or any omission of a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading; etc. (See order for details). (shb)
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Filing
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JUDGMENT AS TO DEFENDANTS EFSTRATIOS "ELIAS" D. ARGRYROPOULOS AND PRIMA CAPITAL GROUP, INC. by Judge R. Gary Klausner. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED thatDefendants and Defendants officers, agents, servants, employees, attorney s, andall persons in active concert or participation with them who receive actual notice ofthis Judgment by personal service or otherwise are permanently restrained andenjoined from violating Section 17(a) of the Securities Act of 1933 (the Securitie sAct), 15 U.S.C. § 77q(a), in the offer or sale of any security by the use of anymeans or instruments of transportation or communication in interstate commerceor by use of the mails, directly or indirectly:(a) to employ any device, scheme, or ar tifice to defraud;(b) to obtain money or property by means of any untrue statement of amaterial fact or any omission of a material fact necessary in order tomake the statements made, in light of the circumstances under whichthey were made, not misleading; or(c) to engage in any transaction, practice, or course of business whichoperates or would operate as a fraud or deceit upon the purchaser. (MD JS-6, Case Terminated). (See document for further details) (bp)
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