Securities and Exchange Commission v. Ralph T. Iannelli et al
| Securities & Exchange Commission and Securities and Exchange Commission |
| Ralph T Iannelli and Essex Capital Corporation |
| TERRIE MERSHON, BILL LAWARRE, KELLEY PELLEGRI, BARRETT HILZER, RONALD P TOMSIC, GEOFF GRANT, LINDA CASTLE-HILL, PAUL WOLANSKY, KEVIN SCHULTZ, LOWELL FAMILY TRUST, DWIGHT LOWELL, JUDY FOREMAN, SCOTT GREER, KEMP FOUNDATION, IRA MAURICE SULLIVAN, BRAD WHEATLEY, CASTLE MANAGEMENT, LLC, JEFF HENLEY, JOHN PERRY, MAUREEN HARMON, Ciara Murray-Young and 915 Elm Avenue CVL, LLC |
| Geoff Winkler |
| Jessica Kurzban |
| 2:2018cv05008 |
| June 5, 2018 |
| US District Court for the Central District of California |
| Alexander F MacKinnon |
| Fernando M Olguin |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on April 3, 2024. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 267
ORDER GRANTING SIXTEENTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKLER,AND HIS PROFESSIONALS FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #265 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 266
NOTICE OF NON-OPPOSITION to APPLICATION for Order for Granting Sixteenth Interim Application of Receiver, Geoff Winkler and His Professionals for Payment of Fees and Reimbursement of Expenses #265 filed by Plaintiff Securities and Exchange Commission. (Miller, Douglas)
|
|
Filing 265
APPLICATION for Order for Granting Sixteenth Interim Application of Receiver, Geoff Winkler and His Professionals for Payment of Fees and Reimbursement of Expenses filed by Receiver Geoff Winkler. Application set for hearing on 7/13/2023 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Sixteenth Interim Application of Receiver, Geoff Winkler, and HIs Professionals (with Exhibits 1 thru 4), #2 Declaration of Geoff Winkler (with Exhibit 5), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Pham, Matthew)
|
|
Filing 264
ORDER ON RECEIVER'S FIFTEENTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS #262 by Judge Fernando M. Olguin. IT IS HEREBY ORDERED that 1. The Receiver's Report #262 is accepted in its entirety; 2. The Receiver is authorized to continue to administer the Receivership Entities and their estate in accordance with the terms of the Court's (a) Order Regarding Preliminary Injunction and Appointment of a Permanent Receiver entered on December 21, 2018, ECF No. 66, (b) Order in Aid of Receivership entered on February 1, 2019, ECF No. 69, and (c) Order Regarding Permanent Injunction entered on September 9, 2019, ECF No. 113; and 3. The Receiver is authorized to undertake the recommendations presented in the Report. (lom)
|
|
Filing 263
NOTICE OF FILING re PETITION for Order for on Receiver's Fifteenth Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: June 15, 2023, 10:00 am, Ctrm 6D) #262 filed by Receiver Geoff Winkler. (Pham, Matthew)
|
|
Filing 262
PETITION for Order for on Receiver's Fifteenth Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: June 15, 2023, 10:00 am, Ctrm 6D) filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (Pham, Matthew)
|
|
Filing 261
ORDER GRANTING FIFTEENTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKLER, AND HIS PROFESSIONALS FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #258 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 260
ORDER ON RECEIVER'S FOURTEENTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS #256 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 259
NOTICE OF NON-OPPOSITION to APPLICATION for Order for Granting Fifteenth Interim Application of Receiver, Geoff Winkler and His Professionals for Payment of Fees and Reimbursement of Expenses #258 filed by Plaintiff Securities and Exchange Commission. (Miller, Douglas)
|
|
Filing 258
APPLICATION for Order for Granting Fifteenth Interim Application of Receiver, Geoff Winkler and His Professionals for Payment of Fees and Reimbursement of Expenses filed by Receiver Geoff Winkler. Application set for hearing on 4/6/2023 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Fifteenth Interim Application of Receiver, Geoff Winkler and His Professionals (Exhibits 1 thru 3), #2 Declaration of Geoff Winkler (with Exhibit 4), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Pham, Matthew)
|
|
Filing 257
NOTICE OF FILING re PETITION for Order for on Receiver's Fourteenth Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: April 6, 2023, 10:00 a.m., Ctrm 6D) #256 filed by Receiver Geoff Winkler. (Pham, Matthew)
|
|
Filing 256
PETITION for Order for on Receiver's Fourteenth Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: April 6, 2023, 10:00 a.m., Ctrm 6D) filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (Pham, Matthew)
|
|
Filing 255
ORDER GRANTING FOURTEENTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKLER, AND HIS PROFESSIONALS FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #251 by Judge Fernando M. Olguin. *See Order for Details.* (rolm)
|
|
Filing 254
ORDER ON RECEIVER'S THIRTEENTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS #249 by Judge Fernando M. Olguin. *See Order for Details.* (rolm)
|
|
Filing 253
REPLY In Support of APPLICATION for Order for Granting Fourteenth Interim Application of Receiver, Geoff Winkler and His Professionals for Payment of Fees and Reimbursement of Expenses #251 filed by Receiver Geoff Winkler. (del Castillo, Joshua)
|
|
Filing 252
NOTICE OF NON-OPPOSITION to APPLICATION for Order for Granting Fourteenth Interim Application of Receiver, Geoff Winkler and His Professionals for Payment of Fees and Reimbursement of Expenses #251 filed by Plaintiff Securities and Exchange Commission. (Miller, Douglas)
|
|
Filing 251
APPLICATION for Order for Granting Fourteenth Interim Application of Receiver, Geoff Winkler and His Professionals for Payment of Fees and Reimbursement of Expenses filed by Receiver Geoff Winkler. Application set for hearing on 1/19/2023 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Fourteenth Interim Application of Receiver, Geoff Winkler and His Professionals (Exhibits 1 thru 3), #2 Declaration of Geoff Winkler (with Exhibit 4), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Pham, Matthew)
|
|
Filing 250
NOTICE OF FILING re PETITION for Order for on Receiver's Thirteenth Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: January 19, 2023, 10:00 am, Ctrm 6D) #249 filed by Receiver Geoff Winkler. (Pham, Matthew)
|
|
Filing 249
PETITION for Order for on Receiver's Thirteenth Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: January 19, 2023, 10:00 am, Ctrm 6D) filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (Pham, Matthew)
|
|
Filing 248
ORDER GRANTING THIRTEENTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKLER, AND HIS PROFESSIONALS FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #245 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 247
ORDER ON RECEIVER'S TWELFTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS #243 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 246
ORDER GRANTING MOTION OF RECEIVER, GEOFF WINKLER, FOR ORDER APPROVING AND AUTHORIZING PERFORMANCE OF SETTLEMENT AGREEMENT #241 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 245
APPLICATION for Order for Granting Thirteenth Interim Application of Receiver, Geoff Winkler and His Professionals for Payment of Fees and Reimbursement of Expenses filed by Receiver Geoff Winkler. Application set for hearing on 10/13/2022 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Thirteenth Interim Application of Receiver, Geoff Winkler and His Professionals (with Exhibits 1 thru 4), #2 Declaration of Geoff Winkler (with Exhibit 5), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Pham, Matthew)
|
|
Filing 244
Notice of Filing filed by Receiver Geoff Winkler re: PETITION for Order for on Receiver's Twelfth Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: October 13, 2022, 10:00 a.m., Ctrm 6D) #243 (Pham, Matthew)
|
|
Filing 243
PETITION for Order for on Receiver's Twelfth Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: October 13, 2022, 10:00 a.m., Ctrm 6D) filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (Pham, Matthew)
|
|
Filing 242
JOINDER in NOTICE OF MOTION AND MOTION for Order for Approving and Authorizing Performance of Settlement Agreement #241 filed by Intervenor 915 Elm Avenue CVL, LLC, Interested Parties William S. Reyner, III, William S. Reyner, III, William S. Reyner, Jr, Reyner Family Partners, L.P., William S. Reyner, Jr. Trust. (Attorney David L Cousineau added to party William S. Reyner, III(pty:ip), Attorney David L Cousineau added to party William S. Reyner, Jr(pty:ip), Attorney David L Cousineau added to party Reyner Family Partners, L.P.(pty:ip), Attorney David L Cousineau added to party William S. Reyner, Jr. Trust (pty:ip))(Cousineau, David)
|
|
Filing 241
NOTICE OF MOTION AND MOTION for Order for Approving and Authorizing Performance of Settlement Agreement filed by Receiver Geoff Winkler. Motion set for hearing on 10/6/2022 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration of Geoff Winkler (with Exhibit 1), #2 Proposed Order) (del Castillo, Joshua)
|
|
Filing 240
ORDER GRANTING TWELFTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKLER, AND HIS GENERAL COUNSEL, ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #238 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 239
ORDER ON RECEIVER'S ELEVENTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS #236 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 238
APPLICATION for Order for Granting Twelfth Interim Application of Receiver, Geoff Winkler, and His General Counsel, Allen Matkins Leck Gamble Mallory & Natsis LLP, for Payment of Fees and Reimbursement of Expenses filed by Receiver Geoff Winkler. Application set for hearing on 8/4/2022 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Twelfth Interim Application of Receiver, Geoff Winkler and His General Counsel (with Exhibits 1 thru 3), #2 Declaration of Geoff Winkler (with Exhibit 4), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Pham, Matthew)
|
|
Filing 237
Notice of Filing filed by Receiver Geoff Winkler re: PETITION for Order for on Receiver's Eleventh Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: August 4, 2022, 10:00 am, Ctrm 6D) #236 (Pham, Matthew)
|
|
Filing 236
PETITION for Order for on Receiver's Eleventh Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: August 4, 2022, 10:00 am, Ctrm 6D) filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (Pham, Matthew)
|
|
Filing 235
NOTICE of Filing of Supplemental Forensic and Investigative Accounting Report of Receiver, Geoff Winkler filed by Receiver Geoff Winkler. (Zaro, David)
|
|
Filing 234
ORDER GRANTING MOTION OF RECEIVER, GEOFF WINKLER, FOR ORDER: (1) APPROVING PROPOSED DISTRIBUTION PLAN; (2) APPROVING RECOMMENDED TREATMENT OF CLAIMS; AND (3) AUTHORIZING DISTRIBUTIONS ON ALLOWED CLAIMS #220 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 233
ORDER GRANTING ELEVENTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKLER, AND HIS GENERAL COUNSEL, ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #231 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 232
ORDER ON RECEIVER'S TENTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS #229 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 231
APPLICATION for Order for Approving Eleventh Interim Application of Receiver, Geoff Winkler, and His General Counsel, Allen Matkins Leck Gamble Mallory & Natsis LLP for Payment of Fees and Reimbursement of Expenses [October 1, 2021 thru December 31, 2021] filed by Receiver Geoff Winkler. Application set for hearing on 4/28/2022 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Eleventh Interim Application of Receiver, Geoff Winkler and His General Counsel (with Exhibits 1 thru3), #2 Declaration of Geoff Winkler (with Exhibit 4), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Pham, Matthew)
|
|
Filing 230
Notice of Filing filed by Receiver Geoff Winkler re: PETITION for Order for on Receiver's Tenth Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: April 28, 2022, 10:00 am, Ctrm 6D) #229 (Pham, Matthew)
|
|
Filing 229
PETITION for Order for on Receiver's Tenth Interim Report and Petition for Further Instructions (with Exhibit 1) (Hearing: April 28, 2022, 10:00 am, Ctrm 6D) filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (Pham, Matthew)
|
|
Filing 228
Notice of Electronic Filing re Reply (Motion related), #226 e-mailed to Shuman Sohrn at sohrns@sec.gov bounced due to Unknown address. The primary e-mail address associated with the attorney record has been deleted. Pursuant to Local Rules it is the attorneys obligation to maintain all personal contact information including e-mail address in the CM/ECF system. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (ir) TEXT ONLY ENTRY
|
|
Filing 227
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion for Order Approving Proposed Distribution Plan #220 currently set for hearing on January 20, 2022, is taken off calendar and placed under submission. No appearances are required on that date. The court may order further briefing or other proceedings, at any time, as appropriate. Order to issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (gga) TEXT ONLY ENTRY
|
|
Filing 226
REPLY In Support of NOTICE OF MOTION AND MOTION for Order for (1) Approving Proposed Distribution Plan; (2) Approving Recommended Treatment of Claims; and (3) Authorizing Distributions on Allowed Claims #220 filed by Receiver Geoff Winkler. (Attachments: #1 Declaration of Geoff Winkler In Support Thereof)(Zaro, David)
|
|
Filing 225
DECLARATION of Paul Wolansky re Objection/Opposition (Motion related), #224 filed by Intervenor PAUL WOLANSKY. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Napoli, Michael)
|
|
Filing 224
Objection re: NOTICE OF MOTION AND MOTION for Order for (1) Approving Proposed Distribution Plan; (2) Approving Recommended Treatment of Claims; and (3) Authorizing Distributions on Allowed Claims #220 filed by Intervenor PAUL WOLANSKY. (Napoli, Michael)
|
|
Filing 223
ORDER GRANTING TENTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKLER, AND HIS PROFESSIONALS FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #217 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 222
ORDER ON NINTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS OF RECEIVER, GEOFF WINKLER #215 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 221
NOTICE OF ERRATA filed by Receiver Geoff Winkler. correcting NOTICE OF MOTION AND MOTION for Order for (1) Approving Proposed Distribution Plan; (2) Approving Recommended Treatment of Claims; and (3) Authorizing Distributions on Allowed Claims #220 (del Castillo, Joshua)
|
|
Filing 220
NOTICE OF MOTION AND MOTION for Order for (1) Approving Proposed Distribution Plan; (2) Approving Recommended Treatment of Claims; and (3) Authorizing Distributions on Allowed Claims filed by Receiver Geoff Winkler. Motion set for hearing on 1/20/2022 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration of Receiver, Geoff Winkler (with Exhibit 1), #2 Proposed Order) (del Castillo, Joshua)
|
|
Filing 219
RESPONSE BY THE COURT TO NOTICE TO FILER OF DEFICIENCIES IN ELECTRONICALLY FILED DOCUMENTS by Deputy Clerk of Court. The document #217 is accepted as filed. Document #215 was filed before motion date was closed. Both motions remain on calendar for January 13, 2022. (gga)
|
|
Filing 218
NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Application for Order #217 , Petition for Order #215 . The following error(s) was/were found: Hearing information is missing, incorrect, or not timely. Filer should adhere to the Court's Procedures and Schedules for open motion dates. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. (iv)
|
|
Filing 217
APPLICATION for Order for Approving Tenth Interim Application of Receiver, Geoff Winkler, and His Professionals for Payment of Fees and Reimbursement of Expenses [July 1, 2021 thru September 30, 2021] filed by Receiver Geoff Winkler. Application set for hearing on 1/13/2022 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Tenth Interim Application of Receiver, Geoff Winkler and His Professionals (with Exhibits A thru D), #2 Declaration of Receiver, Geoff Winkler (with Exhibit E), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Attorney Matthew David Pham added to party Geoff Winkler(pty:rc)) (Pham, Matthew)
|
|
Filing 216
Notice of Filing re: PETITION for Order for on Ninth Interim Report and Petition for Instructions of Receiver, Geoff Winkler (with Exhibit 1) (Hearing: January 13, 2022, 10:00 am, Ctrm 6D) #215 (del Castillo, Joshua)
|
|
Filing 215
PETITION for Order for on Ninth Interim Report and Petition for Instructions of Receiver, Geoff Winkler (with Exhibit 1) (Hearing: January 13, 2022, 10:00 am, Ctrm 6D) filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (del Castillo, Joshua)
|
|
Filing 214
ORDER GRANTING NINTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKER, AND ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #212 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 213
ORDER ON EIGHTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS OF RECEIVER, GEOFF WINKLER #210 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 212
APPLICATION for Order for Approving Ninth Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses [April 1, 2021 thru June 30, 2021] filed by Receiver Geoff Winkler. Application set for hearing on 9/23/2021 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Ninth Interim Application of Receiver and Counsel (with Exhibits A thru C), #2 Declaration Receiver, Geoff Winkler (with Exhibit 1), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Aspis, Norman)
|
|
Filing 211
Notice of Filing filed by Receiver Geoff Winkler re: PETITION for Order for on Eighth Interim Report and Petition for Instructions of Receiver, Geoff Winkler #210 (del Castillo, Joshua)
|
|
Filing 210
PETITION for Order for on Eighth Interim Report and Petition for Instructions of Receiver, Geoff Winkler filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (del Castillo, Joshua)
|
|
Filing 209
ORDER ON SEVENTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS OF RECEIVER, GEOFF WINKLER #206 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 208
ORDER GRANTING EIGHTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKER, AND ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 207
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Application Re: Fees #205 and Petition for Order #206 are taken off the 6/17/2021 calendar and placed under submission. No appearances are required on 6/17/2021. An order with the court's ruling will issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 206
PETITION for Order for on Seventh Interim Report and Petition for Further Instructions of Receiver, Geoff Winkler (with Exhibit 1) filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (Aspis, Norman)
|
|
Filing 205
APPLICATION for Order for Approving Eighth Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses [January 1, 2021 - March 31, 2021] filed by Receiver Geoff Winkler. Application set for hearing on 6/17/2021 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Eighth Fee Application of Receiver and Counsel (with Exhibits A-C), #2 Declaration of Receiver, Geoff Winkler (with Exhibit 1), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Aspis, Norman)
|
|
Filing 204
ORDER GRANTING SEVENTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKER, AND ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #202 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 203
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Application for Reimbursement #202 is taken off calendar and placed under submission. No appearances are required on 3/4/2021. An order with the court's ruling will issue.THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 202
APPLICATION for Order for Approving Seventh Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses [July 1, 2020 - December 31, 2020] filed by Receiver Geoff Winkler. Application set for hearing on 3/4/2021 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Seventh Fee Application of Receiver and Counsel (with Exhibits A-C), #2 Declaration of Receiver, Geoff Winkler, (with Exhibit 1), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Aspis, Norman)
|
|
Filing 201
ORDER ON SIXTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS OF RECEIVER, GEOFF WINKLER #197 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 200
ORDER GRANTING SIXTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKER, AND ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #196 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 199
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the Court's own motion, the SIXTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKLER, AND ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #196 and the SIXTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS OF RECEIVER, GEOFF WINKLER #197 , currently set for January 7, 2021, are taken off calendar and placed under submission. No appearances are required on that date. The court may order further briefing or other proceedings, at any time, as appropriate. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (jre) TEXT ONLY ENTRY
|
|
Filing 198
Notice of Filing re: PETITION for Order for on Sixth Interim Report and Petition for Instructions of Receiver, Geoff Winkler (with Exhibit 1) #197 (del Castillo, Joshua)
|
|
Filing 197
PETITION for Order for on Sixth Interim Report and Petition for Instructions of Receiver, Geoff Winkler (with Exhibit 1) filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (del Castillo, Joshua)
|
|
Filing 196
APPLICATION for Order for Approving Sixth Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis, LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses [April 1, 2020 - June 30, 2020] filed by Receiver Geoff Winkler. Application set for hearing on 1/7/2021 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Sixth Interim Application of Receiver and Counsel (with Exhibits A, B and C), #2 Declaration of Geoff Winkler (with Exhibit 1), #3 Memorandum of Points and Authorities, #4 Proposed Order) (Aspis, Norman)
|
|
Filing 195
ORDER GRANTING MOTION OF RECEIVER, GEOFF WINKLER, FOR AUTHORITY TO ESTABLISH DISGORGEMENT PROCEDURES AND UNDERTAKE DISGORGEMENT EFFORTS #190 by Judge Fernando M. Olguin (lc)
|
|
Filing 194
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion for Order #190 is taken off the 11/12/2020 calendar and placed under submission. No appearances are required on 11/12/2020. An order with the court's ruling will issue.THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 193
NOTICE OF NON-RECEIPT OF OPPOSITION TO re NOTICE OF MOTION AND MOTION for Order for Authority to Establish Disgorgement Procedures and Undertake Disgorgement Efforts #190 filed by Receiver Geoff Winkler. (del Castillo, Joshua)
|
|
Filing 192
ORDER GRANTING FIFTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKER, AND ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP GENERAL COUNSEL TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #187 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 191
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Application for Order #187 is taken off the 10/22/2020 calendar and placed under submission. No appearances are required on 10/22/2020. An order with the court's ruling will issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 190
NOTICE OF MOTION AND MOTION for Order for Authority to Establish Disgorgement Procedures and Undertake Disgorgement Efforts filed by Receiver Geoff Winkler. Motion set for hearing on 11/12/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration of Receiver, Geoff Winkler, #2 Proposed Order) (del Castillo, Joshua)
|
|
Filing 189
ORDER GRANTING STIPULATION #188 TO AUTHORIZE RECEIVER'S SALE OF LEASED ASSETS, FREE AND CLEAR OF LIENS AND ENCUMBRANCES by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 188
STIPULATION for Order Authorizing Receiver's Sale of Leased Assets, Free and Clear of Liens and Encumbrances filed by Receiver Geoff Winkler. (Attachments: #1 Declaration of Geoff Winkler (with Exhibit 1), #2 Proposed Order)(del Castillo, Joshua)
|
|
Filing 187
APPLICATION for Order for Approving Fifth Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver, for Payment of Fees and Reimbursement of Expenses [January 1, 2020 - March 31, 2020] filed by Receiver Geoff Winkler. Application set for hearing on 10/22/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Fifth Fee Application of Receiver and Counsel (with Exhibits A-C), #2 Declaration of Receiver Geoff Winkler (with Exhibit 1), #3 Memorandum, #4 Proposed Order) (Aspis, Norman)
|
|
Filing 186
ORDER GRANTING MOTION OF RECEIVER, GEOFF WINKLER, FOR AUTHORITY TO PROSECUTE CLAIMS AGAINST SEED MACKALL LLP #184 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 185
SUPPLEMENT to PETITION for Order for on Fifth Interim Report and Petition for Instructions of Receiver, Geoff Winkler #174 filed by Receiver Geoff Winkler. (del Castillo, Joshua)
|
|
Filing 184
NOTICE OF MOTION AND MOTION for Order for Authority to Prosecute Claims Against Seed Mackall LLP (with Exhibit 1) filed by Receiver Geoff Winkler. Motion set for hearing on 9/17/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration of Geoff Winkler, #2 Proposed Order) (del Castillo, Joshua)
|
|
Filing 183
ORDER ON FIFTH INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS OF RECEIVER, GEOFF WINKLER #174 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 182
MINUTES (IN CHAMBERS) ORDER RE: STATUS CONFERENCE by Judge Fernando M. Olguin. On the court's own motion, IT IS ORDERED THAT the status conference set for August 13, 2020, is vacated. (iv)
|
|
Filing 181
MINUTES (IN CHAMBERS) ORDER RE: PENDING MOTION by Judge Fernando M. Olguin. Proposed Intervenor 915 Elm Avenue CVL, LLC's Motion to Intervene and to Remove CVLs Assets from the Court-Ordered Freeze #115 is denied. (iv)
|
|
Filing 180
ORDER ON PETITION #149 by Judge Fernando M. Olguin. (vdr)
|
|
Filing 179
ORDER ON STIPULATION #168 by Judge Fernando M. Olguin. (vdr)
|
|
Filing 178
ORDER GRANTING MOTION OF RECEIVER, GEOFF WINKLER, FOR ORDER APPROVING AND AUTHORIziNG PERFORMANCE OF SETTLEMENT AGREEMENT #172 by Judge Fernando M. Olguin. See Order for details. (et)
|
|
Filing 177
MINUTES (In Chambers) Order Re: Motion [Dkt. 125] by Judge Fernando M. Olguin. The Motion (Document No. #125 ) is granted. (et)
|
|
Filing 176
MINUTE ORDER (In Chambers) Order Re: Status Conference by Judge Fernando M. Olguin. IT IS ORDERED THAT: 1. The status conference set for July 30, 2020, is continued to August 13, 2020, at 11:30 a.m. See minute order for details. (lom)
|
|
Filing 175
Notice of Filing re: PETITION for Order for on Fifth Interim Report and Petition for Instructions of Receiver, Geoff Winkler #174 (del Castillo, Joshua)
|
|
Filing 174
PETITION for Order for on Fifth Interim Report and Petition for Instructions of Receiver, Geoff Winkler filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (del Castillo, Joshua)
|
|
Filing 173
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the MOTION for Order #172 is taken off the 7/16/2020 calendar and placed under submission. No appearances are required on 7/16/2020. An order with the court's ruling will issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 172
NOTICE OF MOTION AND MOTION for Order for Approving and Authorizing Performance of Settlement Agreement filed by Receiver Geoff Winkler. Motion set for hearing on 7/16/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration of Receiver, Geoff Winkler (with Exhibit A), #2 Proposed Order) (Zaro, David)
|
|
Filing 171
NOTICE of Filing and Forensic and Investigative Accounting Report of Receiver, Geoff Winkler (with Exhibit A and Proof of Service) filed by Receiver Geoff Winkler. (Zaro, David)
|
|
Filing 170
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the 5/28/2020 Status Conference is hereby continued to 7/30/2020 at 10:00 AM before Judge Fernando M. Olguin. At this time, the hearing will be scheduled as an in-person hearing.THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 169
REPLY filed by Receiver Geoff Winkler to Stipulation for Order #157 to Authorize Receiver's Disgorgement Efforts and Establish Disgorgement Procedures (del Castillo, Joshua)
|
|
Filing 168
STIPULATION for Order (1) Establishing Claims Procedures; and (2) Setting Claims Bar Date filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order)(del Castillo, Joshua)
|
|
Filing 167
Notice of Appearance or Withdrawal of Counsel: for attorney Ellen S Robbins counsel for Intervenor Parties GEOFF GRANT, JOHN PERRY, PAUL WOLANSKY. Michael O. Mena is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Intervenors Geoff Grant, John Perry, and Paul Wolansky. (Robbins, Ellen)
|
|
Filing 166
MINUTES (IN CHAMBERS) ORDER RE: STATUS CONFERENCE by Judge Fernando M. Olguin. Counsel for the parties shall appear at a telephonic status conference on May 28, 2020, at 10:00 a.m. (iv)
|
|
Filing 165
RESPONSE filed by Defendant Ralph T Iannellito Stipulation for Order #157 (Holmes, Andrew)
|
|
Filing 164
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Petition #149 is taken off the 4/9/2020 calendar and placed under submission. No appearances are required on 4/9/2020. An order with the court's ruling will issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 163
MINUTES (In Chambers) Order Re: Motion to Lift Stay Order by Judge Fernando M. Olguin. The Motion (Document No. #130 ) is granted. [See Order for further details.] (et)
|
|
Filing 162
ORDER GRANTING FOURTH INTERIM APPLICATION OF RECEIVER, GEOFF WINKER, AND HIS PROFESSIONALS FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES [October 1, 2019 - December 31, 2019] #152 by Judge Fernando M. Olguin. (et)
|
|
Filing 161
ORDER GRANTING MOTION OF RECEIVER, GEOFF WINKLER, FOR ORDER APPROVING RECOMMENDED PROCEDURES FOR SALE OF PERSONAL PROPERTY OUT OF RECEIVERSHIP [151 by Judge Fernando M. Olguin. (et)
|
|
Filing 160
ORDER GRANTING THIRD INTERIM APPLICATION OF RECEIVER, GEOFF WINKER, AND HIS PROFESSIONALS FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES [July 1, 2019 - September 30, 2019] #137 by Judge Fernando M. Olguin. (et)
|
|
Filing 159
ORDER GRANTING MOTION OF RECEIVER, GEOFF WINKLER, FOR ORDER APPROVING AND AUTHORIZING PERFORMANCE OF SETTLEMENT AGREEMENT AND RELEASE #136 by Judge Fernando M. Olguin. (et)
|
|
Filing 158
NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION to Lift Stay re the December 21, 2018 Stay Order with Respect to the Penny Lane and Central Park Properties #130 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary)
|
|
Filing 157
STIPULATION for Order Granting Stipulation to Authorize Receiver's Disgorgement Efforts and Establish Disgorgement Procedures filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order)(del Castillo, Joshua)
|
|
Filing 156
NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approving Recommended Procedures for Sale of Personal Property Out of Receivership #151 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary)
|
|
Filing 155
ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OR WITHDRAWAL OF ATTORNEY #154 by Judge Fernando M. Olguin. The request of Ralph Iannelli to substitute Andrew B. Holmes as attorney of record instead of Kevin Yopp is GRANTED. (iv)
|
|
Filing 154
REQUEST TO SUBSTITUTE ATTORNEY Andrew B. Holmes in place of attorney Kevin M. Yopp filed by Defendant Ralph T Iannelli. (Attachments: #1 Proposed Order) (Yopp, Kevin)
|
|
Filing 153
SUPPLEMENT to PETITION for Order for on Fourth Interim Report and Petition for Instructions of Receiver, Geoff Winkler #149 (with Exhibit A) filed by Receiver Geoff Winkler. (del Castillo, Joshua)
|
|
Filing 152
APPLICATION for Order for Approving Fourth Interim Application of Receiver, Geoff Winkler, and His Professionals for Payment of Fees and Reimbursement of Expenses [October 1, 2019 - December 31, 2019] filed by Receiver Geoff Winkler. Application set for hearing on 4/9/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Fourth Interim Application of Receiver and His Professionals (with Exhibits A thru D), #2 Declaration of Receiver, Geoff Winkler (with Exhibit 1), #3 Memorandum, #4 Proposed Order) (Zaro, David)
|
|
Filing 151
NOTICE OF MOTION AND MOTION for Order for Approving Recommended Procedures for Sale of Personal Property Out of Receivership filed by Receiver Geoff Winkler. Motion set for hearing on 4/9/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration of Geoff Winkler, #2 Proposed Order) (Zaro, David)
|
|
Filing 150
Notice of Filing re: PETITION for Order for on Fourth Interim Report and Petition for Instructions of Receiver, Geoff Winkler #149 (Zaro, David)
|
|
Filing 149
PETITION for Order for on Fourth Interim Report and Petition for Instructions of Receiver, Geoff Winkler filed by Receiver Geoff Winkler. (Attachments: #1 Proposed Order) (Zaro, David)
|
|
Filing 148
ABSTRACT OF JUDGMENT issued in favor of Plaintiff Securities and Exchange Commission and against Ralph T Iannelli RE: Judgment #93 . (iv)
|
|
Filing 147
ABSTRACT OF JUDGMENT issued in favor of Plaintiff Securities and Exchange Commission and against Ralph T Iannelli RE: Judgment #93 . (iv)
|
|
Filing 146
NOTICE OF DEFICIENCY WRIT OF EXECUTION AND ABSTRACT OF JUDGMENT. The document is being returned to you for correction of: Entered date listed on the writ/abstract does not match the entered date of the judgment/order. (iv)
|
|
Filing 145
NOTICE OF DEFICIENCY WRIT OF EXECUTION AND ABSTRACT OF JUDGMENT. The document is being returned to you for correction of: Entered date listed on the writ/abstract does not match the entered date of the judgment/order. (iv)
|
|
Filing 144
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion for Order #136 and Application for Fees #137 are taken off the 2/6/2020 calendar and placed under submission. No appearances are required on 2/6/2020. An order with the court's rulings will issue.THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 143
SUPPLEMENT TO RECEIVER'S RESPONSE TO re NOTICE OF MOTION AND MOTION to Lift Stay re the December 21, 2018 Stay Order with Respect to the Penny Lane and Central Park Properties #130 filed by Receiver Geoff Winkler. (del Castillo, Joshua)
|
|
Filing 142
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion to Lift Stay #130 is taken off the 1/23/2020 calendar and placed under submission. No appearances are required on 1/23/2020. An order with the court's ruling will issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 141
NOTICE OF NON-OPPOSITION to APPLICATION for Order for Approving Third Interim Application of Receiver, Geoff Winkler, and His Professionals for Payment of Fees and Reimbursement of Expenses [July 1, 2019 - September 30, 2019] #137 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary)
|
|
Filing 140
NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Approving and Authoritizing Performance of Settlement Agreement and Release #136 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary)
|
|
Filing 139
SUPPLEMENT to APPLICATION for Order for Approving Third Interim Application of Receiver, Geoff Winkler, and His Professionals for Payment of Fees and Reimbursement of Expenses [July 1, 2019 - September 30, 2019] #137 (with Exhibits D and E) filed by Receiver Geoff Winkler. (Aspis, Norman)
|
|
Filing 138
REPLY in support of NOTICE OF MOTION AND MOTION to Lift Stay re the December 21, 2018 Stay Order with Respect to the Penny Lane and Central Park Properties #130 filed by Intervenor Parties JOHN PERRY, PAUL WOLANSKY. (Attachments: #1 Second Declaration of Michael. D. Napoli)(Robbins, Ellen)
|
|
Filing 137
APPLICATION for Order for Approving Third Interim Application of Receiver, Geoff Winkler, and His Professionals for Payment of Fees and Reimbursement of Expenses [July 1, 2019 - September 30, 2019] filed by Receiver Geoff Winkler. Application set for hearing on 2/6/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Third Fee Application (with Exhibits A, B and C), #2 Memorandum, #3 Declaration of Receiver, Geoff Winkler (with Exhibit 1), #4 Proposed Order) (del Castillo, Joshua)
|
|
Filing 136
NOTICE OF MOTION AND MOTION for Order for Approving and Authoritizing Performance of Settlement Agreement and Release filed by Receiver Geoff Winkler. Motion set for hearing on 2/6/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration of Receiver, Geoff Winkler (with Exhibit A), #2 Proposed Order) (del Castillo, Joshua)
|
|
Filing 135
ORDER STRIKING ELECTRONICALLY FILED DOCUMENT by Judge Fernando M. Olguin Re: NOTICE OF MOTION AND MOTION for Order for Approving and Authorizing Performance of Settlement Agreement and Release #134 . The following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order for the following reason(s): (1) Hearing information is missing, incorrect, or not timely. Judge Olguin hears civil motions on Thursday's. (vdr)
|
|
Filing 134
*DOCUMENT STRICKEN* NOTICE OF MOTION AND MOTION for Order for Approving and Authorizing Performance of Settlement Agreement and Release; Memorandum of Points and Authorities in Support Thereof (with Proof of Service) filed by Receiver Geoff Winkler. Motion set for hearing on 2/10/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration of Receiver, Geoff Winkler, In Support Thereof, #2 Proposed Order) (del Castillo, Joshua) Modified on 1/7/2020 (vdr).
|
|
Filing 133
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion for Order for Authority to Pursue Litigation Against 915 Elm Avenue CVL, LLC #125 , currently set for hearing on January 9, 2020, is taken off calendar and placed under submission. No appearances are required on that date. The court may order further briefing or other proceedings, at any time, as appropriate. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (cw) TEXT ONLY ENTRY
|
|
Filing 132
PLAINTIFF SECURITIES AND EXCHANGE COMMISSIONS RESPONSE re NOTICE OF MOTION AND MOTION to Lift Stay re the December 21, 2018 Stay Order with Respect to the Penny Lane and Central Park Properties #130 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary)
|
|
Filing 131
RESPONSE OF RECEIVER, GEOFF WINKLER, re NOTICE OF MOTION AND MOTION to Lift Stay re the December 21, 2018 Stay Order with Respect to the Penny Lane and Central Park Properties #130 filed by Receiver Geoff Winkler. (del Castillo, Joshua)
|
|
Filing 130
NOTICE OF MOTION AND MOTION to Lift Stay re the December 21, 2018 Stay Order with Respect to the Penny Lane and Central Park Properties filed by intervenors JOHN PERRY, PAUL WOLANSKY. Motion set for hearing on 1/23/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration Michael P. Napoli, #2 Declaration Paul Wolansky, #3 Declaration John Perry, #4 Proposed Order) (Robbins, Ellen)
|
|
Filing 129
ORDER ON THIRD INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS OF RECEIVER, GEOFF WINKLER by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 128
NOTICE OF LODGING filed re Proposed Order re PETITION for Review of Third Interim Report and Petition for Further Instructions of Receiver, Geoff Winkler (with Exhibit 1 and Proof of Service) #123 (Attachments: #1 Proposed Order, #2 Proof of Service)(del Castillo, Joshua)
|
|
Filing 127
NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Order for Authority to Pursue Litigation Against 915 Elm Avenue CVL, LLC (with Exhibit A) #125 filed by Intervenor 915 Elm Avenue CVL, LLC. (Attachments: #1 Declaration Declaration of William Reyner)(Cousineau, David)
|
|
Filing 126
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Petition for Review of Third Interim Report #123 , currently set for hearing on December 19, 2019, is taken off calendar and placed under submission. No appearances are required on that date. The court may order further briefing or other proceedings, at any time, as appropriate. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (cw) TEXT ONLY ENTRY
|
|
Filing 125
NOTICE OF MOTION AND MOTION for Order for Authority to Pursue Litigation Against 915 Elm Avenue CVL, LLC (with Exhibit A) filed by Receiver Geoff Winkler. Motion set for hearing on 1/9/2020 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration of Geoff Winkler (with Exhibits 1 thru 13), #2 Proposed Order) (del Castillo, Joshua)
|
|
Filing 124
NOTICE OF MOTION re PETITION for Review of Third Interim Report and Petition for Further Instructions of Receiver, Geoff Winkler (with Exhibit 1 and Proof of Service) #123 filed by Receiver Geoff Winkler. Motion set for hearing on 12/19/2019 at 10:00 AM before Judge Fernando M. Olguin. (del Castillo, Joshua)
|
|
Filing 123
PETITION for Review of Third Interim Report and Petition for Further Instructions of Receiver, Geoff Winkler (with Exhibit 1 and Proof of Service) filed by Receiver Geoff Winkler. (del Castillo, Joshua)
|
|
Filing 122
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion to to Intervene and to Remove CVL's Assets from the Court-Ordered Freeze #115 , currently set for hearing on October 24, 2019, is taken off calendar and placed under submission. No appearances are required on that date. The court may order further briefing or other proceedings, at any time, as appropriate.THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (cw) TEXT ONLY ENTRY
|
|
Filing 121
REPLY in support of NOTICE OF MOTION AND MOTION to Intervene and to Remove CVL's Assets from the Court-Ordered Freeze #115 filed by Intervenor 915 Elm Avenue CVL, LLC. (Attachments: #1 Declaration)(Cousineau, David)
|
|
Filing 120
OPPOSITION to NOTICE OF MOTION AND MOTION to Intervene and to Remove CVL's Assets from the Court-Ordered Freeze #115 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary)
|
|
Filing 119
OPPOSITION of Receiver, Geoff Winkler, to re: NOTICE OF MOTION AND MOTION to Intervene and to Remove CVL's Assets from the Court-Ordered Freeze #115 filed by Receiver Geoff Winkler. (Attachments: #1 Declaration of Geoff Winkler (with Exhibits 1 to 13))(del Castillo, Joshua)
|
|
Filing 118
ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OR WITHDRAWAL OF ATTORNEY #114 by Judge Fernando M. Olguin. The request of Ralph T. Iannelli to substitute Kevin Yopp as attorney of record instead of Steven Olson and Jorge deNeve is GRANTED. (iv)
|
|
Filing 117
Notice of Electronic Filing re Certificate/Notice of Interested Parties, #116 , NOTICE OF MOTION AND MOTION to Intervene and to Remove CVL's Assets from the Court-Ordered Freeze #115 e-mailed to Michael Mena bounced due to No longer with firm. The primary e-mail address associated with the attorney record has been deleted. Pursuant to Local Rules it is the attorneys obligation to maintain all personal contact information including e-mail address in the CM/ECF system. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (lmh) TEXT ONLY ENTRY
|
|
Filing 116
NOTICE of Interested Parties filed by Intervenor 915 Elm Avenue CVL, LLC, identifying William S. Reyner, Jr., The William S. Reyner, Jr. Trust, Reyner Family Partners, L.P., William S. Reyner III, Ralph T. Iannelli, Jr., and Ralph T. Iannelli, III. (Cousineau, David)
|
|
Filing 115
NOTICE OF MOTION AND MOTION to Intervene and to Remove CVL's Assets from the Court-Ordered Freeze filed by Intervenor 915 Elm Avenue CVL, LLC. Motion set for hearing on 10/24/2019 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Memorandum, #2 Declaration, #3 Declaration, #4 Proposed Order) (Attorney David L Cousineau added to party 915 Elm Avenue CVL, LLC(pty:intv)) (Cousineau, David)
|
|
Filing 114
REQUEST TO SUBSTITUTE ATTORNEY Kevin M. Yopp in place of attorney Jorge deNeve filed by Defendant Ralph T Iannelli. (Attachments: #1 Proposed Order) (DeNeve, J)
|
|
Filing 113
ORDER REGARDING PERMANENT INJUNCTION filed by Judge Fernando M. Olguin. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that, except as otherwise ordered by this Court, until such time as this Court terminates the receivership established in this action and discharges the Receiver, Defendants Iamnelli and Essex, and their officers, agents, servants, employees, attorneys, subsidiaries and affiliate, and those persons in active concert with them, who receive actual notice of this Order, by personal service or otherwise, and each of them, shall remain permanently restrained and enjoined. *See Order for Details.* (iv)
|
|
Filing 112
ORDER GRANTING SECOND INTERIM APPLICATION OF RECEIVER, GEOFF WINKER, AND ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #104 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 111
ORDER GRANTING APPLICATION OF RECEIVER, GEOFF WINKER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES INCURRED DURING HIS SERVICE AS COURT-APPOINTED MONITOR #102 by Judge Fernando M. Olguin. The Fee Application is granted, in its entirety. *See Order for Details.* (iv)
|
|
Filing 110
JUDGMENT AGAINST DEFENDANT ESSEX CAPITAL CORPORATION by Judge Fernando M. Olguin. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder, by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange. *See Order for Details.* (MD JS-6, Case Terminated). (iv)
|
|
Filing 109
REPLY In Support of APPLICATION for Order for Payment of Fees and Reimbursement of Expenses Incurred During Service as Court-Appointed Monitor [October 1, 2018 - December 20, 2018] #102 , APPLICATION for Order for for Payment of Fees and Reimbursement of Expenses of Second Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver [April 1, 2019 - June 30, 2019] 104 filed by Receiver Geoff Winkler. (del Castillo, Joshua)
|
|
Filing 108
Joint STIPULATION for Permanent Injunction filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Leung, Gary)
|
|
Filing 107
NOTICE OF NON-OPPOSITION to APPLICATION for Order for Payment of Fees and Reimbursement of Expenses Incurred During Service as Court-Appointed Monitor [October 1, 2018 - December 20, 2018] #102 , APPLICATION for Order for for Payment of Fees and Reimbursement of Expenses of Second Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver [April 1, 2019 - June 30, 2019] 104 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary)
|
|
Filing 106
MINUTES OF STATUS CONFERENCE held before Judge Fernando M. Olguin. The parties shall file a stipulation and/or other appropriate papers regarding the injunction no later than September 3, 2019. Court Reporter: Maria Bustillos. (iv)
|
|
Filing 105
Notice of Filing of Second Interim Report and Petition for Instructions of Receiver, Geoff Winkler re: Status Report #103 (del Castillo, Joshua)
|
|
Filing 104
APPLICATION for Order for for Payment of Fees and Reimbursement of Expenses of Second Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, General Counsel to the Receiver [April 1, 2019 - June 30, 2019] (with Exhibits A, B, and C) filed by Receiver Geoff Winkler. Application set for hearing on 9/19/2019 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Notice of Second Interim Application, #2 Memorandum, #3 Declaration of Geoff Winkler, #4 Proposed Order) (del Castillo, Joshua)
|
|
Filing 103
STATUS REPORT - Second Interim Report and Petition for Further Instructions of Receiver, Geoff Winkler (with Exhibits A -D) filed by Receiver Geoff Winkler. (del Castillo, Joshua)
|
|
Filing 102
APPLICATION for Order for Payment of Fees and Reimbursement of Expenses Incurred During Service as Court-Appointed Monitor [October 1, 2018 - December 20, 2018] filed by Receiver Geoff Winkler. Application set for hearing on 9/19/2019 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Notice of Application, #2 Memorandum, #3 Declaration of Geoff Winkler, #4 Proposed Order) (del Castillo, Joshua)
|
|
Filing 101
STIPULATION for Judgment as to DEFENDANT ESSEX CAPITAL CORPORATION filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Judgment)(Leung, Gary)
|
|
Filing 100
MINUTES (IN CHAMBERS) ORDER RE: STATUS CONFERENCE by Judge Fernando M. Olguin. The parties are ordered to appear for a status conference on August 22, 2019, at 11:00 a.m. (iv)
|
|
Filing 99
ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: GRANTING #96 Non-Resident Attorney Shuman Sohrn APPLICATION to Appear Pro Hac Vice on behalf of Plaintiffs SEC, designating Gary Y. Leung as local counsel. (lt)
|
|
Filing 98
ORDER GRANTING FIRST INTERIM APPLICATION OF RECEIVER, GEOFF WINKER, AND ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER, FOR PAYMENT OF FEES AND REIMBURSEMENT OF EXPENSES #80 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 97
ORDER ON FIRST INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS OF RECEIVER, GEOFF WINKLER #78 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
|
|
Filing 96
APPLICATION of Non-Resident Attorney Shuman Sohrn to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Leung, Gary)
|
|
Filing 95
ABSTRACT of Judgment issued in favor of Plaintiff Securities and Exchange Commission and against Ralph T Iannelli in the amount of $640,000.00 for Civil Penalty. (lwag)
|
|
Filing 94
ABSTRACT of Judgment issued in favor of Plaintiff Securities and Exchange Commission and against Ralph T Iannelli in the amount of $9,960,000.00 for Disgorgement and $54,828.21 for Post Judgment. (lwag)
|
|
Filing 93
FINAL JUDGMENT AS TO DEFENDANT RALPH T. IANNELLI by Judge Fernando M. Olguin. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $9,960,000, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $454,828.21, and a civil penalty in the amount of $640,000 pursuant to Section 20(d) of the Securities Act and Section 21(d)(3) of the Exchange Act, for a total of $11,054,828.21. Defendant shall satisfy this obligation by paying $11,054,828.21 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. SEE ORDER FOR DETAILS. (iv)
|
|
Filing 92
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Petition #78 and Application #80 , currently set for hearing on 6/6/2019, are taken off calendar and placed under submission. No appearances are required on 6/6/2019. An order with the court's rulings will issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 91
STATUS REPORT REGARDING SETTLEMENT filed by Plaintiff Securities and Exchange Commission. (Leung, Gary)
|
|
Filing 90
STIPULATION for Judgment as to DEFENDANT RALPH T. IANNELLI filed by PLAINTIFF Securities and Exchange Commission. (Attachments: #1 Proposed Final Judgment)(Leung, Gary)
|
|
Filing 89
NOTICE OF DISCREPANCY AND ORDER: by Judge Fernando M. Olguin, ORDERING Letter from Kenneth M. Van Deventer submitted by Kenneth M. Van Deventer received on 5/24/2019 is not to be filed but instead rejected. Denial based on: The court has no authority to address any of the issues raised in your letter unless the issues are brought before the court by an attorney of record pursuant to the Local Rules of the CD/CA. (iv)
|
|
Filing 88
ORDER by Judge Fernando M. Olguin: granting #86 Non-Resident Attorney Michael D Napoli APPLICATION to Appear Pro Hac Vice on behalf of GEOFF GRANT, JOHN PERRY and for PAUL WOLANSKY, designating Ellen S Robbins as local counsel. (lom)
|
|
Filing 87
REPLY In Support of APPLICATION for Order for on First Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel for Receiver, for Payment of Fees and Reimbursement of Expenses #80 filed by Receiver Geoff Winkler. (Zaro, David)
|
|
Filing 86
APPLICATION of Non-Resident Attorney Intervenors to Appear Pro Hac Vice on behalf of Intervenor Parties GEOFF GRANT, JOHN PERRY, PAUL WOLANSKY (Pro Hac Vice Fee - $400.00 Previously Paid on 5/21/2019, Receipt No. 0973-23780058) filed by Intervenors GEOFF GRANT, JOHN PERRY, PAUL WOLANSKY. (Attachments: #1 State Bar of Texas Certification of Good Standing, #2 Proposed Order) (Robbins, Ellen)
|
|
Filing 85
NOTICE OF NON-OPPOSITION to APPLICATION for Order for on First Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel for Receiver, for Payment of Fees and Reimbursement of Expenses #80 filed by Plaintiff Securities and Exchange Commission. (Leung, Gary)
|
|
Filing 84
OBJECTION TO re: APPLICATION for Order for on First Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel for Receiver, for Payment of Fees and Reimbursement of Expenses #80 filed by Intervenor Parties GEOFF GRANT, JOHN PERRY, PAUL WOLANSKY. (Attachments: #1 Exhibit "A")(Robbins, Ellen)
|
|
Filing 83
Notice of Appearance or Withdrawal of Counsel: for attorney Ellen S Robbins counsel for Intervenor Parties GEOFF GRANT, JOHN PERRY, PAUL WOLANSKY. Adding ELLEN S. ROBBINS as counsel of record for Intervenors GEOFF GRANT, JOHN PERRY AND PAUL WOLANSKY for the reason indicated in the G-123 Notice. Filed by INTERVENORS GEOFF GRANT, JOHN PERRY AND PAUL WOLANSKY. (Attorney Ellen S Robbins added to party GEOFF GRANT(pty:intv), Attorney Ellen S Robbins added to party JOHN PERRY(pty:intv), Attorney Ellen S Robbins added to party PAUL WOLANSKY(pty:intv))(Robbins, Ellen)
|
|
Filing 82
NOTICE OF MOTION re for Order #78 on First Interim Report and Petition for Further Instructions of Receiver filed by Receiver Geoff Winkler. Motion set for hearing on 6/6/2019 at 10:00 AM before Judge Fernando M. Olguin. (del Castillo, Joshua)
|
|
Filing 81
NOTICE OF MOTION re APPLICATION for Order for on First Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel for Receiver, for Payment of Fees and Reimbursement of Expenses #80 filed by Receiver Geoff Winkler. Motion set for hearing on 6/6/2019 at 10:00 AM before Judge Fernando M. Olguin. (del Castillo, Joshua)
|
|
Filing 80
APPLICATION for Order for on First Interim Application of Receiver, Geoff Winkler, and Allen Matkins Leck Gamble Mallory & Natsis LLP, Counsel for Receiver, for Payment of Fees and Reimbursement of Expenses filed by Receiver Geoff Winkler. Application set for hearing on 5/30/2019 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 First Interim Application of Receiver, Geoff Winkler, and Counsel, Allen Matkins, #2 Memorandum, #3 Declaration of Receiver, Geoff Winkler, #4 Proposed Order) (del Castillo, Joshua)
|
|
Filing 79
Notice of Filing of First Interim Report of Receiver re: Report #78 (del Castillo, Joshua)
|
|
Filing 78
FIRST INTERIM REPORT AND PETITION FOR FURTHER INSTRUCTIONS OF RECEIVER, GEOFF WINKLER filed by Receiver Geoff Winkler. Hearing set for 5/30/2019 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Proposed Order)(del Castillo, Joshua) Modified on 5/1/2019 (vdr).
|
|
Filing 77
ORDER ON JOINT STIPULATION #76 by Judge Fernando M. Olguin. All remaining case dates and deadlines are hereby vacated. The SEC and defendant Iannelli are ordered to file a status report by 5/31/2019. (vdr)
|
|
Filing 76
Joint STIPULATION to Vacate PRETRIAL DEADLINES AND TRIAL filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Leung, Gary)
|
|
Filing 75
Notice of Electronic Filing re Mediation Report (ADR-3) Completely Settled,, #74 e-mailed to Mark Riera, mark.riera@akerman.com bounced due to No longer with firm. The primary e-mail address associated with the attorney record has been deleted. Pursuant to Local Rules it is the attorneys obligation to maintain all personal contact information including e-mail address in the CM/ECF system. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (lmh) TEXT ONLY ENTRY
|
|
Filing 74
MEDIATION REPORT Filed by Mediator (ADR Panel) Jessica Kurzban: Mediation held on April 4, 2019 and the case has been completely settled. With the filing of this Report, the parties are advised that they must notify the trial judge's deputy courtroom clerk of the fact of settlement and to promptly file documents regarding the final disposition of the case. Counsel: Please evaluate the effectiveness of the ADR Program by completing a survey on your mediation experience. To access the survey, click on the following link: #MediationParticipantSurvey(mb)
|
|
Filing 73
NOTICE OF ASSIGNMENT of Panel Mediator. Mediator (ADR Panel) Jessica Kurzban has been assigned to serve as Panel Mediator. (mb)
|
|
Filing 72
STIPULATION REGARDING SELECTION of Panel Mediator filed. Parties stipulate that JESSICA KURZBAN may serve as Panel Mediator. Plaintiff obtained the Panel Mediators consent to serve. All parties and the Panel Mediator have agreed that the mediation will be held on 4/4/2019 and counsel will submit mediation statements seven (7) calendar days before the session. Filed by Plaintiff Securities and Exchange Commission(Miller, Douglas)
|
|
Filing 71
ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OR WITHDRAWAL OF ATTORNEY #70 by Judge Fernando M. Olguin. The request of Essex Capital Corporation to substitute Joshua A. del Castillo as attorney of record instead of Steven J. Olson and Jorge deNeve is GRANTED. (iv)
|
|
Filing 70
REQUEST TO SUBSTITUTE ATTORNEY Joshua A. del Castillo in place of attorney Jorge deNeve and Steven J. Olson filed by Defendant Essex Capital Corporation. (Attachments: #1 Proposed Order) (DeNeve, J)
|
|
Filing 69
ORDER IN AID OF RECEIVERSHIP #67 by Judge Fernando M. Olguin. The Receiver's Motion is GRANTED, in its entirety. (iv)
|
|
Filing 68
NOTICE OF NON-RECEIPT OF OPPOSITIONS TO RECEIVER'S MOTION FOR ORDER IN AID OF RECEIVERSHIP re NOTICE OF MOTION AND MOTION for Order for In Aid of Receivership #67 filed by Receiver Geoff Winkler. (del Castillo, Joshua)
|
|
Filing 67
NOTICE OF MOTION AND MOTION for Order for In Aid of Receivership filed by Receiver Geoff Winkler. Motion set for hearing on 2/14/2019 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Memorandum, #2 Proposed Order) (Attorney Joshua Andrew del Castillo added to party Geoff Winkler(pty:rc)) (del Castillo, Joshua)
|
|
Filing 66
ORDER REGARDING PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENT RECEIVER by Judge Fernando M. Olguin. *See order for deadlines and requirements.* (vdr)
|
|
Filing 65
RESPONSE filed by Plaintiff Securities and Exchange Commissionto Objection, #63 SEC's Response to Defendants' Objection and Response to the Monitor's December 6, 2018 Report (Leung, Gary)
|
|
Filing 64
RESPONSE filed by Plaintiff Securities and Exchange Commissionto Objection, #63 Monitor's Response to Defendants' Objection and Response to the Monitor's December 6, 2018 Report and Recommendations (Leung, Gary)
|
|
Filing 63
OBJECTIONS / Objection and Response to Monitor's Report and Recommendations #60 filed by Defendants Essex Capital Corporation, Ralph T Iannelli. (Attachments: #1 Declaration of Jorge deNeve in Support, #2 Declaration of Ralph T. Iannelli in Support, #3 Declaration of Greg Van Wyk)(DeNeve, J)
|
|
Filing 62
NOTICE of Intent to Object and Respond to Monitor's Report and Recommendations filed by Defendants Essex Capital Corporation, Ralph T Iannelli. (DeNeve, J)
|
|
Filing 61
STATEMENT Nonopposition to Court-Appointed Monitor's Report and Request for Appointment as a Receiver filed by Plaintiff Securities and Exchange Commission re: Report, #60 . (Miller, Douglas)
|
|
Filing 60
REPORT of Preliminary Accounting of Defendant Essex Capital Corporation and Recommendations of Court-Appointed Monitor Geoff Winkler filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Report, #2 Declaration, #3 Proposed Order)(Miller, Douglas)
|
|
Filing 59
ORDER REGARDING STIPULATION #56 TRANSACTION by Judge Fernando M. Olguin. *See Order for details.* (iv)
|
|
Filing 58
ORDER RE: SUMMARY JUDGMENT MOTIONS by Judge Fernando M. Olguin. (vdr)
|
|
Filing 57
SCHEDULING AND CASE MANAGEMENT ORDER RE: BENCH TRIAL by Judge Fernando M. Olguin. The court deems a Scheduling Conference unnecessary and hereby vacates the hearing. Bench Trial set for 8/20/2019 at 9:00 AM before Judge Fernando M. Olguin. *See order for dates, deadlines and requirements imposed.* (vdr)
|
|
Filing 56
Joint STIPULATION for Order Regarding Transaction filed by Defendants Essex Capital Corporation, Ralph T Iannelli. (Attachments: #1 Proposed Order)(DeNeve, J)
|
|
Filing 55
JOINT REPORT Rule 26(f) Discovery Plan and Order Setting Scheduling Conference (Dkt. No. 54) ; estimated length of trial 3 to 5, filed by Plaintiff Securities and Exchange Commission.. (Leung, Gary)
|
|
Filing 54
ORDER SETTING SCHEDULING CONFERENCE by Judge Fernando M. Olguin. Scheduling Conference set for 11/1/2018 at 10:00 AM before Judge Fernando M. Olguin. (vdr)
|
|
Filing 53
ORDER REGARDING PRELIMINARY INJUNCTION by Judge Fernando M. Olguin. (vdr)
|
|
Filing 52
Joint STIPULATION for Preliminary Injunction as to Proposed Order filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Proposed Order)(Miller, Douglas)
|
|
Filing 51
ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: granting #50 Non-Resident Attorney Brian P Miller APPLICATION to Appear Pro Hac Vice on behalf of CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, Ciara Murray-Young, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY designating Mark Riera as local counsel. (lom)
|
|
Filing 50
Corrected APPLICATION of Non-Resident Attorney Brian P. Miller to Appear Pro Hac Vice on behalf of Intervenor Parties CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, Ciara Murray-Young, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY (Pro Hac Vice Fee - $400.00 Previously Paid on 8/8/2018, Receipt No. 0973-22224015) filed by Intervenors CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, Ciara Murray-Young, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY. (Attachments: #1 Proposed Order) (Riera, Mark)
|
|
Filing 49
NOTICE OF CORRECTION filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Exhibit A)(Miller, Douglas)
|
|
Filing 48
ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: GRANTING #44 Non-Resident Attorney Michael O. Mena APPLICATION to Appear Pro Hac Vice on behalf of Intervenors, designating Mark Riera as local counsel. (lt)
|
|
Filing 47
ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Fernando M. Olguin: DENYING #43 Non-Resident Attorney Brian P. Miller APPLICATION to Appear Pro Hac Vice on behalf of Intervenors. IT IS HEREBY FURTHER ORDERED that the pro hac vice application fee, if paid, be refunded. Terming Attorney Brian P Miller. (lt)
|
|
Filing 46
NOTICE of Deficiency in Electronically Filed Pro Hac Vice Application RE: Amended APPLICATION of Non-Resident Attorney Brian P. Miller to Appear Pro Hac Vice on behalf of Intervenor Parties CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOU #43 . The following error(s) was/were found: Local Rule 83-2.1.3.3(a) Application not complete: state and/or federal courts to which the applicant has been admitted are not listed. (lt)
|
|
Filing 45
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion to Intervene and Appoint Monitor [32 ], currently set for 08/23/2018, is taken off calendar and placed under submission. No appearances are required on 08/23/2018. The court may order further briefing or other proceedings, at any time, as appropriate.THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (pg) TEXT ONLY ENTRY
|
|
Filing 44
APPLICATION of Non-Resident Attorney Michael O. Mena to Appear Pro Hac Vice on behalf of Intervenor Parties CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, Ciara Murray-Young, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY (Pro Hac Vice Fee - $400 Fee Paid, Receipt No. 0973-22284046) filed by Intervenors CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, Ciara Murray-Young, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY. (Attachments: #1 Proposed Order) (Riera, Mark)
|
|
Filing 43
Amended APPLICATION of Non-Resident Attorney Brian P. Miller to Appear Pro Hac Vice on behalf of Intervenor Parties CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, Ciara Murray-Young, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY (Pro Hac Vice Fee - $400.00 Previously Paid on 8/8/2018, Receipt No. 0973-22224015) filed by Intervenors CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, Ciara Murray-Young, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY. (Attachments: #1 Proposed Order) (Riera, Mark)
|
|
Filing 42
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. No later than 8/16/2018, counsel shall file a Supplement to the Application Pro Hac Vice #39 , correcting the deficiencies in the court's Notice #40 . If the application is not supplemented, the request will be denied. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 41
REPLY in support NOTICE OF MOTION AND MOTION to Intervene and Appoint Monitor #32 ; DECLARATION OF MICHAEL O. MENA filed by Intervenor Parties CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, Ciara Murray-Young, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY. (Riera, Mark)
|
|
Filing 40
NOTICE of Deficiency in Electronically Filed Pro Hac Vice Application RE: APPLICATION of Non-Resident Attorney Brian P. Miller to Appear Pro Hac Vice on behalf of Intervenor Parties CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION #39 . The following error(s) was/were found: Local Rule 83-2.1.3.3(a) Application not complete: state and/or federal courts to which the applicant has been admitted are not listed. Local Rule 83-2.1.3.3(d) Certificate of Good Standing not attached for every state court listed to which the applicant has been admitted. (lt)
|
|
Filing 39
APPLICATION of Non-Resident Attorney Brian P. Miller to Appear Pro Hac Vice on behalf of Intervenor Parties CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, Ciara Murray-Young, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY (Pro Hac Vice Fee - $400 Fee Paid, Receipt No. 0973-22224015) filed by Intervenors CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, Ciara Murray-Young, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY. (Attachments: #1 Proposed Order) (Riera, Mark)
|
|
Filing 38
OPPOSITION in opposition to re: NOTICE OF MOTION AND MOTION to Intervene and Appoint Monitor #32 filed by Plaintiff Securities and Exchange Commission. (Miller, Douglas)
|
|
Filing 37
ANSWER to Complaint (Attorney Civil Case Opening) #1 filed by Defendant Essex Capital Corporation, Ralph T Iannelli.(DeNeve, J)
|
|
Filing 36
REPLY in opposition to NOTICE OF MOTION AND MOTION for Preliminary Injunction . Motion #4 / Surreply in Opposition to Motion for Preliminary Injunction filed by Defendants Essex Capital Corporation, Ralph T Iannelli. (Attachments: #1 Second Declaration of Jorge deNeve in Support of Defendants' Opposition to Motion for Preliminary Injunction, #2 Second Declaration of Ralph Iannelli in Support of Defendants' Opposition to Motion for Preliminary Injunction)(DeNeve, J)
|
|
Filing 35
ORDER GRANTING DEFENDANTS' NOTICE OF EX PARTE APPLICATION AND EX PARTE APPLICATION #30 FOR LEAVE TO FILE A SURREPLY TO PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S REPLY IN SUPPORT OF ITS MOTION FOR PRELIMINARY INJUNCTION by Judge Fernando M. Olguin. (iv)
|
|
Filing 34
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion for Preliminary Injunction #4 is taken off calendar and placed under submission. No appearances are required on 8/2/2018. An order with the court's ruling will issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 33
OPPOSITION in opposition re: EX PARTE APPLICATION for Leave to file a Surreply to Plaintiff Securities and Exchange Commission's Reply in Support of its Motion for Preliminary Injunction #30 filed by Plaintiff Securities and Exchange Commission. (Miller, Douglas)
|
|
Filing 32
NOTICE OF MOTION AND MOTION to Intervene and Appoint Monitor filed by Intervenors CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY, Ciara Murray-Young. Motion set for hearing on 8/23/2018 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Exhibit A, #2 Proposed Order) (Attorney Mark Riera added to party Ciara Murray-Young(pty:intv)) (Riera, Mark)
|
|
Filing 31
OBJECTIONS to Reply (Motion related),,,,,,,, #23 / Defendants' Evidentiary Objections to New Evidence Submitted with Plaintiff Securities and Exchange Commission's Reply in Support of Motion for Preliminary Injunction filed by Defendants Essex Capital Corporation, Ralph T Iannelli. (DeNeve, J)
|
|
Filing 30
EX PARTE APPLICATION for Leave to file a Surreply to Plaintiff Securities and Exchange Commission's Reply in Support of its Motion for Preliminary Injunction filed by Defendant Essex Capital Corporation, Ralph T Iannelli. (Attachments: #1 Exhibits A-C to the Ex Parte Application, #2 Declaration of Jorge DeNeve, #3 Proposed Order) (DeNeve, J)
|
|
Filing 29
ORDER DENYING STIPULATION #28 TO BRIEFING SCHEDULE ON INTERVENORS' MOTION TO INTERVENE AND APPOINT MONITOR by Judge Fernando M. Olguin. (iv)
|
|
Filing 28
STIPULATION for Order to Approve Briefing on Shortened Time filed by Intervenors CASTLE MANAGEMENT, LLC, LINDA CASTLE-HILL, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, DWIGHT LOWELL, LOWELL FAMILY TRUST, TERRIE MERSHON, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY. (Attachments: #1 Proposed Order, #2 Motion to Intervene and Appoint Monitor, #3 Exhibit A to Motion to Intervene and Appoint Monitor)(Riera, Mark)
|
|
Filing 27
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. Pursuant to the striking of the related terminated/stricken motion #24 , the Stipulation #25 is also stricken and deemed moot. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 26
ORDER STRIKING ELECTRONICALLY FILED DOCUMENTS by Judge Fernando M. Olguin Re: MOTION to Intervene #24 and Stipulation for Order #25 . The following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order for the following reason(s): (1) Hearing information is missing, incorrect, or not timely. See Local Rule 6-1; and (2) Proposed Document was not submitted as separate attachment. See Local Rules 7-20, 5-4.4.1 and 5-4.4.2. (vdr)
|
|
Filing 25
**DOCUMENT STRICKEN** STIPULATION for Order to Set Briefing Schedule on Motion to Intervene filed by Intervenors .(Riera, Mark) Modified on 7/20/2018 (vdr).
|
|
Filing 24
**DOCUMENT STRICKEN** NOTICE OF MOTION AND MOTION to Intervene and Appoint Monitor; Memorandum of Points and Authorities filed by Intervenors LINDA CASTLE-HILL, CASTLE MANAGEMENT, LLC, JUDY FOREMAN, GEOFF GRANT, SCOTT GREER, MAUREEN HARMON, JEFF HENLEY, BARRETT HILZER, KEMP FOUNDATION, BILL LAWARRE, LOWELL FAMILY TRUST, DWIGHT LOWELL, TERRIE MERSHON, KELLEY PELLEGRI, JOHN PERRY, KEVIN SCHULTZ, IRA MAURICE SULLIVAN, RONALD P TOMSIC, BRAD WHEATLEY, PAUL WOLANSKY. (Attachments: #1 Exhibit A) (Attorney Mark Riera added to party LINDA CASTLE-HILL(pty:intv), Attorney Mark Riera added to party CASTLE MANAGEMENT, LLC(pty:intv), Attorney Mark Riera added. (Riera, Mark) Modified on 7/20/2018 (vdr).
|
|
Filing 23
REPLY in support of NOTICE OF MOTION AND MOTION for Preliminary Injunction . Motion #4 filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Declaration of Yolanda Ochoa in Support of SEC's Motion for Preliminary Injunction, #2 Declaration of Rhoda Chang in Support of SEC's Motion for Preliminary Injunction, #3 Exhibit 1 to Chang Declaration, #4 Exhibit 2 to Chang Declaration, #5 Exhibit 3 to Chang Declaration, #6 Exhibit 4 to Chang Declaration, #7 Exhibit 5 to Chang Declaration, #8 Exhibit 6 to Chang Declaration, #9 Exhibit 7 to Chang Declaration, #10 Exhibit 8 to Chang Declaration, #11 Exhibit 9 to Chang Declaration, #12 Exhibit 10 to Chang Declaration, #13 Exhibit 11 to Chang Declaration, #14 Exhibit 12 to Chang Declaration, #15 Exhibit 13 to Chang Declaration, #16 Exhibit 14 to Chang Declaration, #17 Exhibit 15 to Chang Declaration, #18 Exhibit 16 to Chang Declaration, #19 Exhibit 17 to Chang Declaration, #20 Exhibit 18 Pt 1 to Chang Declaration, #21 Exhibit 18 Pt 2 to Chang Declaration, #22 Exhibit 18 Pt 3 to Chang Declaration, #23 Exhibit 19 to Chang Declaration, #24 Exhibit 20 to Chang Declaration, #25 Exhibit 21 to Chang Declaration, #26 Exhibit 22 to Chang Declaration, #27 Exhibit 23 to Chang Declaration, #28 Exhibit 24 to Chang Declaration, #29 Exhibit 25 to Chang Declaration, #30 Exhibit 26 to Chang Declaration, #31 Exhibit 27 to Chang Declaration, #32 Exhibit 28 to Chang Declaration, #33 Exhibit 29 to Chang Declaration, #34 Exhibit 30 to Chang Declaration, #35 Exhibit 31 to Chang Declaration, #36 Exhibit 32 to Chang Declaration, #37 Exhibit 33 to Chang Declaration, #38 Exhibit 34 to Chang Declaration, #39 Exhibit 35 to Chang Declaration, #40 Exhibit 36 to Chang Declaration, #41 Exhibit 37 to Chang Declaration, #42 Exhibit 38 Pt 1 to Chang Declaration, #43 Exhibit 38 Pt 2 to Chang Declaration, #44 Exhibit 39 to Chang Declaration, #45 Exhibit 40 to Chang Declaration, #46 Exhibit 41 to Chang Declaration, #47 Exhibit 42 to Chang Declaration, #48 Declaration of Michael Present)(Leung, Gary)
|
|
Filing 22
NOTICE of Interested Parties filed by Defendant Essex Capital Corporation, (DeNeve, J)
|
|
Filing 21
CORPORATE DISCLOSURE STATEMENT filed by Defendant Essex Capital Corporation (DeNeve, J)
|
|
Filing 20
OPPOSITION to NOTICE OF MOTION AND MOTION for Preliminary Injunction . Motion #4 filed by Defendants Essex Capital Corporation, Ralph T Iannelli. (Attachments: #1 Declaration of Jorge deNeve, #2 Declaration of Ralph T. Iannelli, #3 Declaration of Geoffrey Grant, #4 Declaration of John Perry, #5 Declaration of Greg Van Wyk)(DeNeve, J)
|
|
Filing 19
ORDER ON STIPULATION #17 RE BRIEFING SCHEDULE FOR PLAINTIFFS MOTION FOR PRELIMINARY INJUNCTION by Judge Fernando M. Olguin. The hearing on Plaintiff's motion for preliminary injunction is continued for hearing to August 2, 2018, at 10:00 a.m. *See Order for deadlines and requirements.* (iv)
|
|
Filing 18
STIPULATION Extending Time to Answer the complaint as to Essex Capital Corporation answer now due 8/1/2018; Ralph T Iannelli answer now due 8/1/2018, re Complaint (Attorney Civil Case Opening) #1 filed by Defendants Essex Capital Corporation; Ralph T Iannelli.(DeNeve, J)
|
|
Filing 17
Joint STIPULATION for Order Regarding Briefing Schedule for Plaintiffs Motion for Preliminary Injunction filed by Defendant Essex Capital Corporation, Ralph T Iannelli. (Attachments: #1 Proposed Order)(Attorney J Jorge DeNeve added to party Essex Capital Corporation(pty:dft), Attorney J Jorge DeNeve added to party Ralph T Iannelli(pty:dft))(DeNeve, J)
|
|
Filing 16
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. This matter has been assigned to District Judge Fernando M. Olguin. The Court refers counsel to the Court's Initial Standing Order found on the Court's Website under Judge Olguin's Procedures and Schedules. Please read this Order carefully.THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 15
PROOF OF SERVICE Executed by Plaintiff Securities and Exchange Commission, upon Defendant Essex Capital Corporation served on 6/11/2018, answer due 7/2/2018. Service of the Summons and Complaint were executed upon Ralph T. Iannelli Managing Agent in compliance with Federal Rules of Civil Procedure by service on a domestic corporation, unincorporated association, or public entity.Original Summons NOT returned. (Leung, Gary)
|
|
Filing 14
PROOF OF SERVICE Executed by Plaintiff Securities and Exchange Commission, upon Defendant Ralph T Iannelli served on 6/11/2018, answer due 7/2/2018. Service of the Summons and Complaint were executed upon Ralph T. Iannelli in compliance with Federal Rules of Civil Procedure by personal service.Original Summons NOT returned. (Leung, Gary)
|
|
Filing 13
ORDER GRANTING EX PARTE APPLICATION #11 by Judge Fernando M. Olguin. (vdr)
|
|
Filing 12
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the MOTION for Preliminary Injunction #4 is reset to be heard on 7/19/2018 at 10:00 AM before Judge Fernando M. Olguin. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (vdr) TEXT ONLY ENTRY
|
|
Filing 11
EX PARTE APPLICATION for Order for Sealing Exhibits Attached to Declarations Filed in Support Motion for Preliminary Injunction, Appointment of a Receiver, Asset Freeze, and other Relief filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Miller, Douglas)
|
|
Filing 10
NOTICE OF DEFICIENCIES in Attorney Case Opening. The following error(s) was found: The motion in the docket entry number referenced above was filed before judges were assigned to this case, and is missing the hearing date, hearing time, and/or name of the judicial officer. See Local Rule 7-4. You must file and serve an Amended Notice of Motion with accurate hearing information. (esa)
|
|
Filing 9
21 DAY Summons issued re Complaint #1 as to defendants Essex Capital Corporation, Ralph T Iannelli. (esa)
|
|
Filing 8
NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (esa)
|
|
Filing 7
NOTICE OF ASSIGNMENT to District Judge Fernando M. Olguin and Magistrate Judge Alexander F. MacKinnon. (esa)
|
|
Filing 6
DECLARATION of Rhoda Chang in support of NOTICE OF MOTION AND MOTION for Preliminary Injunction . Motion #4 filed by Plaintiff Securities & Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8 Part 1, #9 Exhibit 8 Part 2, #10 Exhibit 9, #11 Exhibit 10, #12 Exhibit 11, #13 Exhibit 12, #14 Exhibit 13, #15 Exhibit 14)(Leung, Gary)
|
|
Filing 5
DECLARATION of Yolanda Ochoa in support of NOTICE OF MOTION AND MOTION for Preliminary Injunction . Motion #4 filed by Plaintiff Securities & Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4 Part 1, #5 Exhibit 4 Part 2, #6 Exhibit 4 Part 3, #7 Exhibit 5, #8 Exhibit 6, #9 Exhibit 7, #10 Exhibit 8, #11 Exhibit 9 Part 1, #12 Exhibit 9 Part 2, #13 Exhibit 10, #14 Exhibit 11, #15 Exhibit 12, #16 Exhibit 13, #17 Exhibit 14, #18 Exhibit 15, #19 Exhibit 16 Part 1, #20 Exhibit 16 Part 2, #21 Exhibit 16 Part 3, #22 Exhibit 17, #23 Exhibit 18, #24 Exhibit 19, #25 Exhibit 20, #26 Exhibit 21, #27 Exhibit 22, #28 Exhibit 23)(Leung, Gary)
|
|
Filing 4
NOTICE OF MOTION AND MOTION for Preliminary Injunction . Motion filed by Plaintiff Securities & Exchange Commission. Motion set for hearing on 7/16/2018 at 10:00 AM before Judge Unassigned. (Attachments: #1 Memorandum, #2 Proposed Order, #3 Supplement) (Attorney Gary Y Leung added to party Securities & Exchange Commission(pty:pla)) (Leung, Gary)
|
|
Filing 3
Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Securities & Exchange Commission. (Miller, Douglas)
|
|
Filing 2
CIVIL COVER SHEET filed by Plaintiff Securities & Exchange Commission. (Miller, Douglas)
|
|
Filing 1
COMPLAINT No Fee Required - US Government, filed by Plaintiff Securities & Exchange Commission. (Attorney Douglas M Miller added to party Securities & Exchange Commission(pty:pla))(Miller, Douglas)
|
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Central District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
