Securities and Exchange Commission v. Peter Anthony DeCicco, Jr.
| United States Securities and Exchange Commission and Securities and Exchange Commission |
| Peter Anthony DeCicco, Jr. |
| 2:2019mc00129 |
| June 19, 2019 |
| US District Court for the Central District of California |
| Paul L Abrams |
| Christina A Snyder |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on July 11, 2019. A more recent docket listing may be available from PACER.
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| Filing 8 JUDGMENT by Judge Christina A. Snyder: The Commission Order is enforced. Respondent Peter Anthony DeCicco, Jr. having entered into a Consent to entry of a judgment, shall pay to the Commission a civil money penalty of $50,000.00, plus outstanding interest pursuant to 31 USC 3717 until the entry of Judgment, together with post judgment interest pursuant to 28 USC 1961 from the date of the entry of this Judgment. Related to: Stipulation for Judgment #7 . (MD JS-6, Case Terminated). (lc) |
| Filing 7 STIPULATION for Judgment as to CONSENT OF PETER ANTHONY DECICCO, JR. TO ENTRY OF JUDGMENT ENFORCING ORDER OF THE SECURITIES AND EXCHANGE COMMISSION filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Roessner, Michael) |
| Filing 6 PROOF OF SERVICE filed by Plaintiff Securities and Exchange Commission, served on July 2, 2019. (Roessner, Michael) |
Filing 5
ORDER TO SHOW CAUSE by Judge Christina A. Snyder: Respondent, Peter Anthony DeCicco shall appear at the Order to Show Cause Hearing re requiring DeCicco to pay a civil penalty of $50,000, pursuant to Section 17(a)(2) of the Securities Act, plus interest pursuant to 31 U.S.C. 3717 should not be granted.Respondent shall be served pursuant to Rule 4 of the Federal Rules of Civil Procedure.FURTHER ORDERED, that Respondent shall serve and file any opposing papers by 5:00 p.m. on July 8, 2019.Respondent serves and files any opposingpapers, the Commission may serve and file reply papers by 5:00 p.m.on July 15, 2019. (SEE DOCUMENT FOR FURTHER INSTRUCTIONS TO PARTIES). (lc)
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Filing 4
ORDER GRANTING APPLICATION of Non-Resident Attorney Michael Roessner to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission and designating Donald Searles as local counsel #3 by Judge Christina A. Snyder (lc)
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| Filing 3 APPLICATION of Non-Resident Attorney Michael Roessner to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Attorney Donald W Searles added to party Securities and Exchange Commission(pty:pla)) (Searles, Donald) |
| Filing 2 NOTICE OF ASSIGNMENT to District Judge Christina A. Snyder and Magistrate Judge Paul L. Abrams. (lh) |
| Filing 1 APPLICATION FOR AN ORDER UNDER SECTION 20(c) OF SECURITIES ACT ENFORCING COMPLIANCE WITH COMMISSION ORDER No Fee Required - US Government, filed by Plaintiff United States Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Declaration, #3 Exhibit, #4 Proposed Order) (Attorney Michael J Roessner added to party United States Securities and Exchange Commission(pty:pla))(Roessner, Michael) |
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