Securities and Exchange Commission v. Gregory Lamont Drake et al
| Securities and Exchange Commission |
| David Alan Wolfson, Stephen Scott Moleski, Jason David St. Amour, Gregory Lamont Drake and Stephen Kenneth Grossman |
| 2:2020cv00405 |
| January 15, 2020 |
| US District Court for the Central District of California |
| Paul L Abrams |
| Otis D Wright |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| None |
Docket Report
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This docket was last retrieved on October 7, 2021. A more recent docket listing may be available from PACER.
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Filing 21
MINUTE ORDER IN CHAMBERS by Judge Otis D. Wright, II: Plaintiff Securities And Exchange Commission and Defendant Stephen Scott Moleski by and through their respective counsel of record, having stipulated that Moleski shall have until March 20, 2020 to respond to Plaintiffs Complaint #20 , for good cause shown,IT IS SO ORDERED. (lc)
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Filing 20
STIPULATION Extending Time to Answer the complaint as to Stephen Scott Moleski answer now due 3/20/2020, re Complaint (Attorney Civil Case Opening) #1 filed by Defendant Stephen Scott Moleski.(Attorney Leonard J Comden added to party Stephen Scott Moleski(pty:dft))(Comden, Leonard)
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Filing 19
PROOF OF SERVICE Executed by Plaintiff Securities and Exchange Commission, upon Defendant Stephen Scott Moleski served on 1/31/2020, answer due 2/21/2020. Service of the Summons and Complaint were executed upon Defendant in compliance with Federal Rules of Civil Procedure by personal service.Original Summons NOT returned. (Whipple, David)
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Filing 18
JUDGMENT AS TO DEFENDANT DAVID ALAN WOLFSON #14 by Judge Otis D. Wright, II: Defendant David Alan Wolfson and his agents Permanently Restrained and Enjoined from violating cited Securities Act. Upon motion of the Commission, the Court shall determine whether it is appropriate to order disgorgement of ill-gotten gains and/or a civil penalty. If disgorgement is ordered, Defendant shall payprejudgment interest thereon, calculated from January 1, 2018, based on the rate of interest used by the Internal Revenue Service for the underpayment of federalincome tax as set forth in 26 U.S.C. 6621(a)(2).(SEE DOCUMENT FOR OTHER SPECIFICS AND INSTRUCTIONS THEREIN) (lc)
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Filing 17
FINAL JUDGMENT AS TO DEFENDANT JASON DAVID ST. AMOUR #13 by Judge Otis D. Wright, II: Defendant Jason David St. Amour and his agents etc., are Permanently Restrained and Enjoined from violating the Securities Acts (as cited therein). Defendant is liable for disgorgement of $69,660.66, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $3,830.81 and a civil penalty in the amount of $25,000.00.Defendant shall satisfy this obligation by paying the amounts set forth above to the Securities and Exchange Commission within 30 days after entry of this Final Judgment. (SEE DOCUMENT FOR OTHER SPECIFICS AND INSTRUCTIONS THEREIN). (lc) Modified on 1/31/2020 (lc).
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Filing 16
FINAL JUDGMENT AS TO DEFENDANT GREGORY LAMONT DRAKE #12 by Judge Otis D. Wright, II: Defendant Gregory Lamont Drake and his agents etc., are Permanently Restrained and Enjoined from violating the Securities Acts (as cited therein). Defendant is liable for disgorgement of $269,012.31, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $15,356.33 and a civil penalty in the amount of $150,000.00. Defendant shall satisfy this obligation by paying the amounts set forth above to the Securities and Exchange Commission within 30 days after entry of this Final Judgment. (SEE DOCUMENT FOR OTHER SPECIFICS AND INSTRUCTIONS THEREIN) (lc)
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Filing 15
WAIVER OF SERVICE Returned Executed filed by plaintiff Securities and Exchange Commission. upon Stephen Kenneth Grossman waiver sent by Plaintiff on 1/28/2020, answer due 3/30/2020. Waiver of Service signed by Ronald J. Stauber. (Whipple, David)
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Filing 14
STIPULATION for Judgment as to DEFENDANT DAVID ALAN WOLFSON filed by plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Whipple, David)
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Filing 13
STIPULATION for Judgment as to DEFENDANT JASON DAVID ST. AMOUR filed by plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Whipple, David)
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Filing 12
STIPULATION for Judgment as to DEFENDANT GREGORY LAMONT DRAKE filed by plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Whipple, David)
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Filing 11
ORDER GRANTING APPLICATION of Non-Resident Attorney Amy J. Oliver to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission and designating Amy J. Longo as local counsel #5 by Judge Otis D. Wright, II (lc)
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Filing 10
ORDER GRANTING APPLICATION of Non-Resident Attorney David D. Whipple to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission and designating Amy J. Longo as local counsel #4 by Judge Otis D. Wright, II (lc)
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Filing 9
MINUTE ORDER IN CHAMBERS by Judge Otis D Wright, II: This action has been assigned to the calendar of Judge Otis D. Wright II. Counsel are STRONGLY encouraged to review the Central Districts website for additional information. (SEE DOCUMENT FOR SPECIFIC FILING REQUIREMENTS AND INFORMATION. The parties may consent to proceed before a Magistrate Judge appearing on the voluntary consent list. PLEASE refer to Local Rule 79-5 for the submission of CIVIL ONLY SEALED DOCUMENTS. CRIMINAL SEALED DOCUMENTS will remain the same. all proposed sealed documents must be submitted via e-mail to the Judges Chambers email address, EXCLUDING those submitted by pro se parties and IN CAMERA filings, which shall continue to comply with Local Rule 79-5.1. Please refer to the Judges procedures and schedules for detailed instructions for submission of sealed documents. (lc)
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Filing 8
21 DAY Summons issued re Complaint #1 as to defendants Gregory Lamont Drake, Stephen Kenneth Grossman, Stephen Scott Moleski, Jason David St. Amour, David Alan Wolfson. (esa)
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Filing 7
NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (esa)
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Filing 6
NOTICE OF ASSIGNMENT to District Judge Otis D. Wright, II and Magistrate Judge Paul L. Abrams. (esa)
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Filing 5
APPLICATION of Non-Resident Attorney Amy J. Oliver to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Longo, Amy)
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Filing 4
APPLICATION of Non-Resident Attorney David D. Whipple to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Longo, Amy)
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Filing 3
Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Securities and Exchange Commission. (Longo, Amy)
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Filing 2
CIVIL COVER SHEET filed by Plaintiff Securities and Exchange Commission. (Longo, Amy)
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Filing 1
COMPLAINT No Fee Required - US Government, filed by Plaintiff Securities and Exchange Commission. (Attorney Amy J Longo added to party Securities and Exchange Commission(pty:pla))(Longo, Amy)
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