United States Securities and Exchange Commission v. Larry M. Phillips
| Securities and Exchange Commission |
| Larry M Phillips |
| 2:2020mc00003 |
| January 22, 2020 |
| US District Court for the Central District of California |
| Andre Birotte |
| Alka Sagar |
| Securities/Commodities |
| None |
Docket Report
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| Document Text |
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| Filing 11 NOTICE by Magistrate Judge Alka Sagar. Pursuant to the Final Judgment #10 entered on March 11, 2020, the previously scheduled hearing on the Order to Show Cause (Docket Entry No. #6 ) set for March 23, 2020 at 10:00 a.m. is hereby VACATED and taken off calendar. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (afe) TEXT ONLY ENTRY |
| Filing 10 FINAL JUDGMENT AS TO LARRY M. PHILLIPS #9 by Judge Andre Birotte Jr. It is ORDERED, ADJUDGED AND DECREED that judgment is entered in favor of the United States Securities and Exchange Commission against Defendant Phillips for disgorgement in the amount of $25,295, plus prejudgment interest of $3,142.69 and all accrued post-order interest through the entry of this Final Judgment. SEE JUDGMENT FOR FURTHER DETAILS. (MD JS-6, Case Terminated). (iv) |
| Filing 9 STIPULATION for Judgment as to Larry Phillips filed by plaintiff United States Securities and Exchange Commission. (Attachments: #1 Proposed Order Proposed Final Judgment)(Sohrn, Shuman) |
| Filing 8 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Proof of Service (subsequent documents) #7 . The following error(s) was/were found: Title page is missing. Other error(s) with document(s): See Local Rule 11-3.8. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. You need not take any action in response to this notice unless and until the Court directs you to do so. (hr) |
| Filing 7 PROOF OF SERVICE filed by plaintiff United States Securities and Exchange Commission, re Order to Show Cause,, #6 , Application/Motion/Request (Attorney Civil Case Opening), #1 served on 2/7/20. (Sohrn, Shuman) |
Filing 6
ORDER TO SHOW CAUSE ISSUED UPON APPLICATION OF THE SECURITIES AND EXCHANGE COMMISSION FOR AN ORDER UNDER SECTION 21(e) OF THE SECURITIES EXCHANGE ACT OF 1934 #1 *NOTE CHANGES MADE BY THE COURT* by Magistrate Judge Alka Sagar. It is hereby: ORDERED, that Respondent shall appear before this Court in Courtroom 540 of the Courthouse located at 255 E. Temple Street, Los Angeles, California, on March 23, 2020 at 10:00 a.m. and show cause why the Commission's Application seeking the enforcement of the final Commission Administrative Order against Respondent, including the entry of a final judgment, should not be granted. (see document for further details) (hr)
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Filing 5
ORDER by Magistrate Judge Alka Sagar: granting #2 Non-Resident Attorney Shuman Sohrn APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff U.S. Securities and Exchange Commission, designating Amy Longo as local counsel. (hr)
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Filing 4
(IN CHAMBERS) ORDER REFERRING MATTER TO MAGISTRATE JUDGE ALKA SAGAR FOR HANDLING by Judge Andre Birotte Jr. This matter is hereby to Magistrate Judge Alka Sagar for handling. IT IS SO ORDERED. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (cb) TEXT ONLY ENTRY
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| Filing 3 NOTICE OF ASSIGNMENT to District Judge Andre Birotte Jr and Magistrate Judge Alka Sagar. (et) |
| Filing 2 APPLICATION of Non-Resident Attorney Shuman Sohrn to Appear Pro Hac Vice on behalf of Petitioner Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Petitioner Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Longo, Amy) |
| Filing 1 APPLICATION for an Order Compelling Respondent Larry M. Phillips to Show Cause Why a Judgment Should Not Be Entered Against Him Pursuant to Section 21(e) of the Securities Exchange Act of 1934 No Fee Required - US Government, filed by Petitioner Securities and Exchange Commission. (Attachments: #1 Declaration of Shuman Sohrn) (Attorney Amy J Longo added to party Securities and Exchange Commission(pty:pet))(Longo, Amy) |
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| Respondent: Larry M Phillips | |
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| Petitioner: Securities and Exchange Commission | |
| Represented By: | Amy J Longo |
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