NYLIFE Securities LLC v. Rolando Suarez et al
| NYLIFE SECURITIES LLC |
| ROLANDO SUAREZ and EDWARDO SUAREZ |
| 2:2021cv06276 |
| August 3, 2021 |
| US District Court for the Central District of California |
| Steve Kim |
| Fernando M Olguin |
| Contract: Other |
| 28 U.S.C. § 1332 Diversity-Injunctive & Declaratory Relief |
| Plaintiff |
Docket Report
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This docket was last retrieved on December 29, 2021. A more recent docket listing may be available from PACER.
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| Filing 38 JUDGMENT by Judge Fernando M. Olguin: Pursuant to the Order Re: Pending Motion #37 , IT IS ADJUDGED that the action is dismissed with prejudice. (MD JS-6, Case Terminated). (gk) |
| Filing 37 MINUTES (IN CHAMBERS) Pending Motion by Judge Fernando M. Olguin: IT IS ORDERED that Defendants' Motion to Compel Arbitration #22 is granted. Plaintiff is ordered to submit to arbitration before FINRA and to arbitrate the claims asserted against it by defendants in Rolando Suarez, and Edwardo Suarez vs. NY Life Securities, LLC., FINRA Case No. 21-01253. See FINRA Rule 12200. Plaintiff's Motion for Preliminary Injunction #28 is denied as moot. This case is dismissed with prejudice. Judgment shall be entered accordingly. Court Reporter: None Present. (gk) |
| Filing 36 TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion for Preliminary Injunction #28 , currently set for hearing on November 18, 2021, is taken off calendar and placed under submission. No appearances are required on that date. The court may order further briefing or other proceedings, at any time, as appropriate. Order to issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (gga) TEXT ONLY ENTRY |
| Filing 35 REPLY IN SUPPORT NOTICE OF MOTION AND MOTION for Preliminary Injunction re enjoining defendant's FINRA arbitration #28 filed by Plaintiff NYLIFE Securities LLC. (Thomas, Shawn) |
Filing 34
MINUTES (In Chambers) Order Re: Motion for Extension of Time #33 by Judge Fernando M. Olguin. IT IS ORDERED THAT: 1. The Motion to Extend Time (Document No. #33 ) is granted as follows. 2. Defendants' Opposition to Plaintiff's Motion for Preliminary Injunction (Dkt. 32), filed on October 21, 2021, will be accepted. 3. Plaintiff shall file its reply papers no later than November 4, 2021. 4. The hearing on plaintiff's Motion for Preliminary Injunction (Document No. 28), currently set for November 4, 2021, shall be continued to November 18, 2021. (lom)
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| Filing 33 NOTICE OF MOTION AND MOTION for Extension of Time to File Opposition to Plaintiff's Motion for Preliminary Injuction filed by Defendants Edwardo Suarez, Rolando Suarez. Motion set for hearing on 12/2/2021 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration Declaration, #2 Proposed Order Proposed Order) (Harrison, David) |
| Filing 32 MEMORANDUM in Opposition to NOTICE OF MOTION AND MOTION for Preliminary Injunction re enjoining defendant's FINRA arbitration #28 filed by Defendants Edwardo Suarez, Rolando Suarez. (Harrison, David) |
| Filing 31 NOTICE OF NON-OPPOSITION to NOTICE OF MOTION AND MOTION for Preliminary Injunction re enjoining defendant's FINRA arbitration #28 filed by Plaintiff NYLIFE Securities LLC. (Thomas, Shawn) |
| Filing 30 (IN CHAMBERS) TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. On the court's own motion, the Motion to Compel Arbitration #22 , currently set for 10/14/2021, is taken off calendar and placed under submission. No appearances are required on that date. The court may order further briefing or other proceedings, at any time, as appropriate THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (jre) TEXT ONLY ENTRY |
| Filing 29 REPLY Reply in support NOTICE OF MOTION AND MOTION to Compel Arbitration #22 filed by Defendants Edwardo Suarez, Rolando Suarez. (Harrison, David) |
| Filing 28 NOTICE OF MOTION AND MOTION for Preliminary Injunction re enjoining defendant's FINRA arbitration filed by PLAINTIFF NYLIFE Securities LLC. Motion set for hearing on 11/4/2021 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration DECLARATION OF STEPHEN MALVEY IN SUPPORT OF NYLIFE SECURITIES, LLCS MOTION FOR PRELIMINARY INJUNCTION, #2 Declaration DECLARATION OF SHAWN P. THOMAS IN SUPPORT OF NYLIFE SECURITIES, LLCS MOTION FOR PRELIMINARY INJUNCTION, #3 Exhibit EX A TO DECLARATION OF SHAWN P. THOMAS IN SUPPORT OF NYLIFE SECURITIES, LLCS MOTION FOR PRELIMINARY INJUNCTION, #4 Exhibit EX B TO DECLARATION OF SHAWN P. THOMAS IN SUPPORT OF NYLIFE SECURITIES, LLCS MOTION FOR PRELIMINARY INJUNCTION, #5 Exhibit EX C TO DECLARATION OF SHAWN P. THOMAS IN SUPPORT OF NYLIFE SECURITIES, LLCS MOTION FOR PRELIMINARY INJUNCTION, #6 Proposed Order [PROPOSED] ORDER GRANTING MOTION FOR PRELIMINARY INJUNCTION) (Thomas, Shawn) |
| Filing 27 NOTICE OF LODGING filed re Objection/Opposition (Motion related),, #26 (Attachments: #1 Proposed Order [PROPOSED] ORDER DENYING DEFENDANTS MOTION TO COMPEL ARBITRATION)(Thomas, Shawn) |
| Filing 26 PLAINTIFF NY LIFE SECURITIES LLC'S OPPOSITION TO DEFENDANTS MOTION TO COMPEL ARBITRATION OPPOSITION re: NOTICE OF MOTION AND MOTION to Compel Arbitration #22 OPPOSITION filed by Plaintiff NYLIFE Securities LLC. (Attachments: #1 Declaration DECLARATION OF SHAWN P. THOMAS IN SUPPORT OF PLAINTIFF NY LIFE SECURITIES LLC'S OPPOSITION TO DEFENDANTS MOTION TO COMPEL ARBITRATION, #2 Exhibit EX A, #3 Exhibit EX B, #4 Declaration DECLARATION OF STEPHEN MALVEY IN SUPPORT OF PLAINTIFF NY LIFE SECURITIES LLC'S OPPOSITION TO DEFENDANTS MOTION TO COMPEL ARBITRATION)(Thomas, Shawn) |
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Filing 25
ORDER by Judge Fernando M. Olguin: the following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: Motion for Preliminary Injunction #15 , for the following reasons: Motion failed to comply with Local Rule 7-3. (iv)
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| Filing 24 NOTICE of Interested Parties filed by Defendants All Defendants, identifying Rolando Suarez; Edwardo Suarez. (Harrison, David) |
| Filing 23 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Motion to Compel Arbitration #22 . The following error(s) was/were found: Local Rule 7.1-1 No Notice of Interested Parties and/or no copies. Compliance with Local Rule 7.1-1 is required no later than September 17, 2021. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. (iv) |
| Filing 22 NOTICE OF MOTION AND MOTION to Compel Arbitration filed by Defendants Edwardo Suarez, Rolando Suarez. Motion set for hearing on 10/14/2021 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Exhibit Decl. David Harrison, #2 Exhibit Decl. R. Suarez, #3 Exhibit Decl. E. Suarez, #4 Proposed Order) (Harrison, David) |
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Filing 21
ORDER RE TRANSFER PURSUANT TO GENERAL ORDER 21-01 (Related Case) filed. Transfer of case DECLINED by Judge Percy Anderson, for the reasons set forth on this order. Related Case No. 2:21-cv-00662-PA-RAOx (aco)
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| Filing 20 NOTICE of Related Case(s) filed by Defendants Edwardo Suarez, Rolando Suarez. Related Case(s): 2:21-CV-00662 (Harrison, David) |
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Filing 19
ORDER #18 by Judge Fernando M. Olguin. The Court hereby issues an Order to: Continue Plaintiff's MOTION FOR PRELIMINARY INJUNCTION to October 7, 2021 at 10:00 a.m. (lom)
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| Filing 18 First STIPULATION to Reschedule Motion for Preliminary Injunction filed by Defendants Edwardo Suarez, Rolando Suarez. (Attachments: #1 Proposed Order Proposed Order)(Harrison, David) |
| Filing 17 NOTICE OF LODGING filed re Deficiency in Electronically Filed Documents (G-112A) - optional html form,, #16 (Attachments: #1 Proposed Order [PROPOSED] ORDER GRANTING MOTION FOR PRELIMINARY INJUNCTION)(Thomas, Shawn) |
| Filing 16 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Motion for Preliminary Injunction #15 . The following error(s) was/were found: Proposed order not submitted pursuant to Local Rule 52-4.1. A Word or Wordperfect version of the proposed order should also be emailed to the chambers generic email address. Pursuant to Local Rule 5-4.4.1- Proposed orders not lodged with a main document shall be electronically lodged as an attachment to a Notice of Lodging. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. (iv) |
| Filing 15 **STRICKEN** First NOTICE OF MOTION AND MOTION for Preliminary Injunction re Arbitration filed by PLAINTIFF NYLIFE Securities LLC. Motion set for hearing on 9/23/2021 at 10:00 AM before Judge Fernando M. Olguin. (Attachments: #1 Declaration DECLARATION OF STEPHEN MALVEY IN SUPPORT OF NYLIFE SECURITIES, LLCS MOTION FOR PRELIMINARY INJUNCTION, #2 Declaration DECLARATION OF SHAWN P. THOMAS IN SUPPORT OF NYLIFE SECURITIES, LLCS MOTION FOR PRELIMINARY INJUNCTION, #3 Exhibit EX A TO DECLARATION OF SHAWN P. THOMAS IN SUPPORT OF NYLIFE SECURITIES, LLCS MOTION FOR PRELIMINARY INJUNCTION, #4 Exhibit EX B TO DECLARATION OF SHAWN P. THOMAS IN SUPPORT OF NYLIFE SECURITIES, LLCS MOTION FOR PRELIMINARY INJUNCTION, #5 Exhibit EX C TO DECLARATION OF SHAWN P. THOMAS IN SUPPORT OF NYLIFE SECURITIES, LLCS MOTION FOR PRELIMINARY INJUNCTION) (Thomas, Shawn) Modified on 9/20/2021 Per Order [25.] (iv). |
| Filing 14 STIPULATION Extending Time to Answer the complaint as to All Defendants, filed by Defendants Edwardo Suarez, Rolando Suarez.(Harrison, David) |
| Filing 13 Notice of Appearance or Withdrawal of Counsel: for attorney David S Harrison counsel for Defendants Edwardo Suarez, Rolando Suarez. Adding David Harrison as counsel of record for Rolando Suarez, Edwardo Suarez for the reason indicated in the G-123 Notice. Filed by Defendants Rolando Suarez, Edwardo Suarez. (Attorney David S Harrison added to party Edwardo Suarez(pty:dft), Attorney David S Harrison added to party Rolando Suarez(pty:dft))(Harrison, David) |
| Filing 12 TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. This matter has been assigned to District Judge Fernando M. Olguin. The Court refers counsel to the Court's Initial Standing Order found on the Court's Website under Judge Olguin's Procedures and Schedules. Please read this Order carefully. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (gga) TEXT ONLY ENTRY |
| Filing 11 NOTICE OF CLERICAL ERROR: Due to clerical error duplicate form issued Re: Notice to Parties of Court-Directed ADR Program (ADR-8) form #8 . Docket item 8 should be disregarded. (car) |
| Filing 10 21 DAY Summons Issued re Complaint (Attorney Civil Case Opening) #1 as to Defendants Edwardo Suarez, Rolando Suarez. (car) |
| Filing 9 Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (car) |
| Filing 8 [NOTICE OF CLERICAL ERROR ISSUED ON 8/4/2021, SEE ITEM 11] NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (car) Modified on 8/4/2021 (car). |
| Filing 7 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (car) |
| Filing 6 NOTICE OF ASSIGNMENT to District Judge Fernando M. Olguin and Magistrate Judge Steve Kim. (car) |
| Filing 5 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by PLAINTIFF NYLIFE SECURITIES LLC. (Thomas, Shawn) |
| Filing 4 NOTICE of Interested Parties filed by PLAINTIFF NYLIFE SECURITIES LLC, identifying NYLIFE LLC, New York Life Insurance Company. (Thomas, Shawn) |
| Filing 3 CORPORATE DISCLOSURE STATEMENT filed by Plaintiff NYLIFE SECURITIES LLC identifying NYLIFE LLC as Corporate Parent. (Thomas, Shawn) |
| Filing 2 CIVIL COVER SHEET filed by Plaintiff NYLIFE SECURITIES LLC. (Thomas, Shawn) |
| Filing 1 COMPLAINT Receipt No: ACACDC-31743520 - Fee: $402, filed by PLAINTIFF NYLIFE SECURITIES LLC. (Attorney Shawn Patrick Thomas added to party NYLIFE SECURITIES LLC(pty:pla))(Thomas, Shawn) |
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