Securities and Exchange Commission v. Ahmad Haris Tajyar et al
| Securities and Exchange Commission |
| Ahmad Haris Tajyar and Eric Leo Marsoubian |
| 2:2021cv06557 |
| August 13, 2021 |
| US District Court for the Central District of California |
| Western Division - Los Angeles Office |
| Percy Anderson |
| Sheri Pym |
| Securities/Commodities |
| 15 U.S.C. § 78 m(a) Securities Exchange Act |
| None |
Docket Report
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This docket was last retrieved on August 13, 2021. A more recent docket listing may be available from PACER.
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Filing 16
ORDER by Judge Percy Anderson: granting #4 Non-Resident Attorney Laura K. Bennett APPLICATION to Appear Pro Hac Vice on behalf of plaintiff United States Securities and Exchange Commission, designating Daniel Blau as local counsel. (mrgo)
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Filing 15
FINAL JUDGMENT AS TO RELIEF DEFENDANT ERIC LEO MARSOUBIAN by Judge Percy Anderson, in favor of Securities and Exchange Commission against Eric Leo Marsoubian Related to: Stipulation for Settlement #6 . IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Relief Defendant is liable for disgorgement of $15,267, representing net profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $2,512. The Court finds that sending the disgorged funds to the United States Treasury, as ordered below, is consistent with equitable principles. Relief Defendant shall satisfy this obligation by paying $17,779 to the Securities and Exchange Commission within 30 days after entry of this Final Judgment. (See document for details). (MD JS-6, Case Terminated). (mrgo)
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Filing 14
NOTICE of Deficiency in Electronically Filed Pro Hac Vice Application RE: APPLICATION of Non-Resident Attorney Laura K. Bennett to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) #4 . The following error(s) was/were found: Local Rule 83-2.1.3.3(a) Application not complete: state courts to which the applicant has been admitted are not listed. (lt)
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Filing 13
FINAL JUDGMENT AS TO DEFENDANT AHMAD HARIS TAJYAR by Judge Percy Anderson, in favor of Securities and Exchange Commission against Ahmad Haris Tajyar Related to: Stipulation for Settlement #5 , and PERMANENT INJUNCTION by Judge Percy Anderson against defendant Ahmad Haris Tajyar. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") [15 U.S.C. 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security: (see document for details). IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant shall pay a civil penalty in the amount of $219,604 to the Securities and Exchange Commission pursuant to 15 U.S.C. 77t(d) (Securities Act Sec. 20(d)) and 15 U.S.C. 78u(d)(3) (Exchange Act Sec. 21(d)(3)). (mrgo)
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Filing 12
STANDING ORDER by Judge Percy Anderson. READ THIS ORDER CAREFULLY. IT CONTROLS THE CASE AND DIFFERS IN SOME RESPECTS FROM THE LOCAL RULES. (See document for details) (mrgo)
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Filing 11
NOTICE OF PRO HAC VICE APPLICATION DUE for Non-Resident Attorney Samantha M. Williams. A document recently filed in this case lists you as an out-of-state attorney of record. However, the Court has not been able to locate any record that you are admitted to the Bar of this Court, and you have not filed an application to appear Pro Hac Vice in this case. Accordingly, within 5 business days of the date of this notice, you must either (1) have your local counsel file an application to appear Pro Hac Vice (Form G-64) and pay the applicable fee, or (2) complete the next section of this form and return it to the court at cacd_attyadm@cacd.uscourts.gov. You have been removed as counsel of record from the docket in this case, and you will not be added back to the docket until your Pro Hac Vice status has been resolved. (esa)
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Filing 10
21 DAY Summons issued re Complaint #1 as to defendants Eric Leo Marsoubian, Ahmad Haris Tajyar. (esa)
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Filing 9
Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (esa)
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Filing 8
NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (esa)
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Filing 7
NOTICE OF ASSIGNMENT to District Judge Percy Anderson and Magistrate Judge Sheri Pym. (esa)
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Filing 6
STIPULATION for Settlement Consent of Relief Defendant Eric Leo Marsoubian filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Final Judgment)(Blau, Daniel)
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Filing 5
STIPULATION for Settlement Consent of Defendant Ahmad Haris Tajyar filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Final Judgment)(Blau, Daniel)
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Filing 4
APPLICATION of Non-Resident Attorney Laura K. Bennett to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Blau, Daniel)
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Filing 3
Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Securities and Exchange Commission. (Blau, Daniel)
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Filing 2
CIVIL COVER SHEET filed by Plaintiff Securities and Exchange Commission. (Blau, Daniel)
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Filing 1
COMPLAINT No Fee Required - US Government, filed by Plaintiff Securities and Exchange Commission. (Attorney Daniel Oren Blau added to party Securities and Exchange Commission(pty:pla))(Blau, Daniel)
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