Securities and Exchange Commission v. Carl Jensen et al
Plaintiff: Securities and Exchange Commission
Defendant: Carl Jensen, Stephen W. Gold, Kerry Margolis and Michael Hock
Case Number: 2:2021cv06817
Filed: August 24, 2021
Court: US District Court for the Central District of California
Presiding Judge: Christina A Snyder
Referring Judge: Gail J Standish
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77
Jury Demanded By: None
Docket Report

This docket was last retrieved on May 23, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 20, 2021 Opinion or Order Filing 18 SCHEDULING NOTICE (IN CHAMBERS) AND SETTING HEARING BY ZOOM by Judge Christina A. Snyder, re: NOTICE OF MOTION AND MOTION to Serve Defendants via Alternate Service #10 . The 10/25/2021 hearing at 10:00 AM will be held by Zoom. Zoom Webinar Information can be found on the Court's website, under Judge Snyder's Procedures. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (cj) TEXT ONLY ENTRY
October 18, 2021 Opinion or Order Filing 17 PROOF OF SERVICE Executed by Plaintiff Securities and Exchange Commission, upon Defendant Michael Hock served on 10/13/2021, answer due 11/3/2021. Service of the Summons and Complaint were executed upon Defendant Michael Hock in compliance with statute not specified by personal service.Original Summons NOT returned. (Longo, Amy)
October 12, 2021 Opinion or Order Filing 16 NOTICE of Non-Receipt of Opposition to Motion for Alternate Service (Dkt. 10) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Declaration of Amy Longo)(Longo, Amy)
October 6, 2021 Opinion or Order Filing 15 ORDER GRANTING REQUEST FOR EXTENSION by Judge Christina A. Snyder. Stephen W. Gold has 30 days to file a responsive pleading to the Complaint, on or before November 5,2021. (iv)
September 27, 2021 Opinion or Order Filing 14 REQUEST to Extend Time to File Answer to 10/30/2021 re Complaint (Attorney Civil Case Opening) #1 filed by Defendant Stephen W. Gold. (shb) (Additional attachment(s) added on 10/1/2021: #1 Proposed Order) (shb).
September 24, 2021 Opinion or Order Filing 13 NOTICE OF DISCREPANCY AND ORDER: by Judge Christina A. Snyder, ORDERING Letter dated September 16, 2021 submitted by Defendant Stephen W. Gold received on September 23, 2021 is not to be filed but instead rejected. Denial based on: Local Rule 83-2.5 - No letters to the judge. Fed.R. Civ. P.5 - No proof of service attached to document. (shb)
September 24, 2021 Opinion or Order Filing 12 ORDER by Judge Christina A. Snyder: GRANTING #11 APPLICATION for Pro Se Electronic Filing. The applicant must register to use the Courts CM/ECF System within five (5) days of being served with this order. Registration information is available at the Pro Se Litigant E-Filing web page located on the Courts website. Upon registering, the applicant will receive a CM/ECF login and password that will allow him/her to file non-sealed documents electronically in this case only. Any documents being submitted under seal must be manually filed with the Clerk. (shb)
September 24, 2021 Opinion or Order Filing 10 NOTICE OF MOTION AND MOTION to Serve Defendants via Alternate Service filed by Plaintiff Securities and Exchange Commission. Motion set for hearing on 10/25/2021 at 10:00 AM before Judge Christina A. Snyder. (Attachments: #1 Memorandum of Points and Authorities, #2 Declaration of Amy Jane Longo, #3 Proposed Order) (Longo, Amy)
September 22, 2021 Opinion or Order Filing 11 APPLICATION for Pro Se Litigant to electronically file documents in a specific case filed by Defendant Stephen W. Gold. (Attachments: #1 [Prop] Order) (lom)
September 8, 2021 Opinion or Order Filing 9 NOTICE TO COUNSEL upon filing of the complaint by Judge Christina A. Snyder. (rba)
September 2, 2021 Opinion or Order Filing 8 PROOF OF SERVICE Executed by Plaintiff Securities and Exchange Commission, upon Defendant Stephen W. Gold served on 8/27/2021, answer due 9/17/2021. Service of the Summons and Complaint were executed upon Stephen W. Gold - Defendant in compliance with statute not specified by personal service.Original Summons NOT returned. (Longo, Amy)
August 24, 2021 Opinion or Order Filing 7 21 DAY Summons issued re Complaint #1 as to defendants Stephen W. Gold, Michael Hock, Carl Jensen, Kerry Margolis. (esa)
August 24, 2021 Opinion or Order Filing 6 Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (esa)
August 24, 2021 Opinion or Order Filing 5 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (esa)
August 24, 2021 Opinion or Order Filing 4 NOTICE OF ASSIGNMENT to District Judge Christina A. Snyder and Magistrate Judge Gail J. Standish. (esa)
August 24, 2021 Opinion or Order Filing 3 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 , Civil Cover Sheet (CV-71) #2 filed by Plaintiff Securities and Exchange Commission. (Longo, Amy)
August 24, 2021 Opinion or Order Filing 2 CIVIL COVER SHEET filed by Plaintiff Securities and Exchange Commission. (Longo, Amy)
August 24, 2021 Opinion or Order Filing 1 COMPLAINT No Fee Required - US Government, filed by Plaintiff Securities and Exchange Commission. (Attorney Amy J. Longo added to party Securities and Exchange Commission(pty:pla))(Longo, Amy)

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Plaintiff: Securities and Exchange Commission
Represented By: Todd Steven Brilliant
Represented By: Amy J. Longo
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Defendant: Carl Jensen
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Defendant: Stephen W. Gold
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Defendant: Kerry Margolis
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Defendant: Michael Hock
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