Securities and Exchange Commission v. S. Brent Farhang
Petitioner: Securities and Exchange Commission
Respondent: S. Brent Farhang
Case Number: 2:2021cv08847
Filed: November 10, 2021
Court: US District Court for the Central District of California
Presiding Judge: Pedro V Castillo
Referring Judge: John F Walter
Nature of Suit: Securities/Commodities
Jury Demanded By: None
Docket Report

This docket was last retrieved on January 26, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 9, 2021 Opinion or Order Filing 17 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Amendment (Motion related) #16 . The following error(s) was/were found: Hearing information is missing, incorrect, or not timely. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. You need not take any action in response to this notice unless and until the Court directs you to do so. (lom)
December 8, 2021 Opinion or Order Filing 16 Amendment to NOTICE OF MOTION AND MOTION for Order for Compliance with the Final SEC Opinion and Order under Section 21(e)(1) of the Exchange Act #1 filed by Petitioner Securities and Exchange Commission. (Attachments: #1 Memorandum, #2 Proposed Order)(Hernandez, Juanita)
December 6, 2021 Opinion or Order Filing 15 PROOF OF SERVICE filed by Movant Securities and Exchange Commission, Respondent S. Brent Farhang served on 12-01-2021. (Hernandez, Juanita)
November 22, 2021 Opinion or Order Filing 14 NOTICE of Change of Lead Counsel changing lead counsel from no designation yet to Juanita Hernandez. filed by Plaintiff Securities and Exchange Commission, (Hernandez, Juanita)
November 18, 2021 Opinion or Order Filing 13 MINUTES (IN CHAMBERS) ORDER REGARDING MOTION HEARING DATE by Judge John F. Walter. The SEC may set the hearing on the Motion for 1:30 p.m., on any available Monday in January 2022. (iv)
November 18, 2021 Opinion or Order Filing 12 Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (ghap)
November 18, 2021 Opinion or Order Filing 11 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (ghap)
November 18, 2021 Opinion or Order Filing 10 NOTICE OF CLERICAL ERROR: Due to clerical error Re: Notice to Parties of Court-Directed ADR Program (ADR-8) - optional html form #5 , Notice to Counsel Re: Consent to Proceed before a US Magistrate Judge - optional html form #6 . Document # 5 and 6 Due to clerical error. The docket clerk docketed the Notice to Parties of Court-Directed ADR Program and Notice to Counsel to Proceed Before a United States Magistrate Judge in error with out the Judges initial on forms. (ghap)
November 17, 2021 Opinion or Order Filing 9 STANDING ORDER by Judge John F. Walter (lc)
November 17, 2021 Opinion or Order Filing 8 ORDER GRANTING APPLICATION of Non-Resident Attorney Juanita C. Hernandez to Appear Pro Hac Vice on behalf of Movant Securities and Exchange Commission and designating Amy Longo as local counsel #3 by Judge John F. Walter. (lc)
November 15, 2021 Opinion or Order Filing 7 NOTICE OF DEFICIENCIES in Attorney Case Opening RE: NOTICE OF MOTION AND MOTION for Order for Compliance with the Final SEC Opinion and Order under Section 21(e)(1) of the Exchange Act #1 . The following error(s) was found: Other error(s) with document(s): Incorrect event selected. Correct event to be used is Application/Motion/Request (Attorney Civil Case Opening). You need not take any action in response to this notice unless and until the Court directs you to do so. (ghap)
November 15, 2021 Opinion or Order Filing 6 [NOTICE OF CLERICAL ERROR ISSUED ON 11/18/2021, SEE DOCKET ENTRY NO. 10] Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (ghap) Modified on 11/18/2021 (ghap).
November 15, 2021 Opinion or Order Filing 5 [NOTICE OF CLERICAL ERROR ISSUED ON 11/18/2021, SEE DOCKET ENTRY NO. 10] NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (ghap) Modified on 11/18/2021 (ghap).
November 15, 2021 Opinion or Order Filing 4 NOTICE OF ASSIGNMENT to District Judge John F. Walter and Magistrate Judge Pedro V. Castillo. (ghap)
November 10, 2021 Opinion or Order Filing 3 APPLICATION of Non-Resident Attorney Juanita C. Hernandez to Appear Pro Hac Vice on behalf of Movant Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Movant Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Longo, Amy)
November 10, 2021 Opinion or Order Filing 2 CIVIL COVER SHEET filed by Movant Securities and Exchange Commission. (Longo, Amy)
November 10, 2021 Opinion or Order Filing 1 NOTICE OF MOTION AND MOTION for Order for Compliance with the Final SEC Opinion and Order under Section 21(e)(1) of the Exchange Act filed by Movant Securities and Exchange Commission. (Attachments: #1 Memorandum, #2 Proposed Order) (Attorney Amy J. Longo added to party Securities and Exchange Commission(pty:mov)) (Longo, Amy)

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Petitioner: Securities and Exchange Commission
Represented By: Amy J. Longo
Represented By: Juanita C. Hernandez
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Respondent: S. Brent Farhang
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