Charles Larry Crews, Jr. v. Rivian Automotive, Inc. et al
Plaintiff: Charles Larry Crews, Jr.
Defendant: Rivian Automotive, Inc., Robert J. Scaringe, Claire McDonough, Jeffrey R. Baker, Karen Boone, Sanford Schwartz, Rose Marcario, Peter Krawiec, Jay Flatley, Pamela Thomas-Graham, Morgan Stanley and Co LLC, Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Allen and Company LLC, BofA Securities, Inc., Mizuho Securities USA LLC, Wells Fargo Securities, LLC, Nomura Securities International, Inc, Piper Sandler and Co., RBC Capital Markets LLC, Robert W. Baird and Co. Incorporated, Wedbush Securities Inc, Academy Securities, Inc., Blaylock Van, LLC, Cabrera Capital Markets LLC, C.L. King and Associates, Inc., Loop Capital Markets LLC, Samuel A. Ramirez and Co., Inc., Siebert Williams Shank and Co., LLC and Tigress Financial Partners, LLC
Case Number: 2:2022cv01524
Filed: March 7, 2022
Court: US District Court for the Central District of California
Presiding Judge: Charles F Eick
Referring Judge: R Gary Klausner
2 Judge: Ronald SW Lew
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77 Securities Fraud
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on November 14, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 29, 2022 Opinion or Order Filing 31 DENIED BY ORDER OF THE COURT by Judge R. Gary Klausner Regarding Service and Responding to Complaint #30 . (jp)
March 28, 2022 Filing 30 Joint STIPULATION for Order Regarding Service and Responding to Complaint filed by Defendants Jeffrey R. Baker, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas-Graham. (Attachments: #1 Proposed Order)(Feldman, Boris)
March 25, 2022 Filing 29 NOTICE of Appearance filed by attorney Olivia Rosen on behalf of Defendants Jeffrey R. Baker, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas-Graham (Attorney Olivia Rosen added to party Jeffrey R. Baker(pty:dft), Attorney Olivia Rosen added to party Karen Boone(pty:dft), Attorney Olivia Rosen added to party Jay Flatley(pty:dft), Attorney Olivia Rosen added to party Peter Krawiec(pty:dft), Attorney Olivia Rosen added to party Rose Marcario(pty:dft), Attorney Olivia Rosen added to party Claire McDonough(pty:dft), Attorney Olivia Rosen added to party Robert J. Scaringe(pty:dft), Attorney Olivia Rosen added to party Sanford Schwartz(pty:dft), Attorney Olivia Rosen added to party Pamela Thomas-Graham(pty:dft))(Rosen, Olivia)
March 25, 2022 Filing 28 NOTICE of Appearance filed by attorney Elise Mercedes Lopez on behalf of Defendants Jeffrey R. Baker, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas-Graham (Attorney Elise Mercedes Lopez added to party Jeffrey R. Baker(pty:dft), Attorney Elise Mercedes Lopez added to party Karen Boone(pty:dft), Attorney Elise Mercedes Lopez added to party Jay Flatley(pty:dft), Attorney Elise Mercedes Lopez added to party Peter Krawiec(pty:dft), Attorney Elise Mercedes Lopez added to party Rose Marcario(pty:dft), Attorney Elise Mercedes Lopez added to party Claire McDonough(pty:dft), Attorney Elise Mercedes Lopez added to party Robert J. Scaringe(pty:dft), Attorney Elise Mercedes Lopez added to party Sanford Schwartz(pty:dft), Attorney Elise Mercedes Lopez added to party Pamela Thomas-Graham(pty:dft))(Lopez, Elise)
March 25, 2022 Filing 27 NOTICE of Appearance filed by attorney Jennifer Loeb on behalf of Defendants Jeffrey R. Baker, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas-Graham (Attorney Jennifer Loeb added to party Jeffrey R. Baker(pty:dft), Attorney Jennifer Loeb added to party Karen Boone(pty:dft), Attorney Jennifer Loeb added to party Jay Flatley(pty:dft), Attorney Jennifer Loeb added to party Peter Krawiec(pty:dft), Attorney Jennifer Loeb added to party Rose Marcario(pty:dft), Attorney Jennifer Loeb added to party Claire McDonough(pty:dft), Attorney Jennifer Loeb added to party Robert J. Scaringe(pty:dft), Attorney Jennifer Loeb added to party Sanford Schwartz(pty:dft), Attorney Jennifer Loeb added to party Pamela Thomas-Graham(pty:dft))(Loeb, Jennifer)
March 25, 2022 Filing 26 NOTICE of Appearance filed by attorney Doru Gavril on behalf of Defendants Jeffrey R. Baker, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas-Graham (Attorney Doru Gavril added to party Jeffrey R. Baker(pty:dft), Attorney Doru Gavril added to party Karen Boone(pty:dft), Attorney Doru Gavril added to party Jay Flatley(pty:dft), Attorney Doru Gavril added to party Peter Krawiec(pty:dft), Attorney Doru Gavril added to party Rose Marcario(pty:dft), Attorney Doru Gavril added to party Claire McDonough(pty:dft), Attorney Doru Gavril added to party Robert J. Scaringe(pty:dft), Attorney Doru Gavril added to party Sanford Schwartz(pty:dft), Attorney Doru Gavril added to party Pamela Thomas-Graham(pty:dft))(Gavril, Doru)
March 25, 2022 Filing 25 NOTICE of Appearance filed by attorney Boris Feldman on behalf of Defendants Jeffrey R. Baker, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas-Graham (Attorney Boris Feldman added to party Jeffrey R. Baker(pty:dft), Attorney Boris Feldman added to party Karen Boone(pty:dft), Attorney Boris Feldman added to party Jay Flatley(pty:dft), Attorney Boris Feldman added to party Peter Krawiec(pty:dft), Attorney Boris Feldman added to party Rose Marcario(pty:dft), Attorney Boris Feldman added to party Claire McDonough(pty:dft), Attorney Boris Feldman added to party Robert J. Scaringe(pty:dft), Attorney Boris Feldman added to party Sanford Schwartz(pty:dft), Attorney Boris Feldman added to party Pamela Thomas-Graham(pty:dft))(Feldman, Boris)
March 25, 2022 Filing 24 NOTICE of Appearance filed by attorney Alexander K Talarides on behalf of Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co LLC, Nomura Securities International, Inc, Piper Sandler and Co., RBC Capital Markets LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Co., Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc, Wells Fargo Securities, LLC (Attorney Alexander K Talarides added to party Academy Securities, Inc. (pty:dft), Attorney Alexander K Talarides added to party Allen and Company LLC(pty:dft), Attorney Alexander K Talarides added to party Barclays Capital Inc.(pty:dft), Attorney Alexander K Talarides added to party Blaylock Van, LLC(pty:dft), Attorney Alexander K Talarides added to party BofA Securities, Inc.(pty:dft), Attorney Alexander K Talarides added to party C.L. King and Associates, Inc. (pty:dft), Attorney Alexander K Talarides added to party Cabrera Capital Markets LLC(pty:dft), Attorney Alexander K Talarides added to party Deutsche Bank Securities Inc.(pty:dft), Attorney Alexander K Talarides added to party Goldman Sachs and Co. LLC (pty:dft), Attorney Alexander K Talarides added to party J.P. Morgan Securities LLC (pty:dft), Attorney Alexander K Talarides added to party Loop Capital Markets LLC(pty:dft), Attorney Alexander K Talarides added to party Mizuho Securities USA LLC (pty:dft), Attorney Alexander K Talarides added to party Morgan Stanley and Co LLC (pty:dft), Attorney Alexander K Talarides added to party Nomura Securities International, Inc(pty:dft), Attorney Alexander K Talarides added to party Piper Sandler and Co.(pty:dft), Attorney Alexander K Talarides added to party RBC Capital Markets LLC(pty:dft), Attorney Alexander K Talarides added to party Robert W. Baird and Co. Incorporated(pty:dft), Attorney Alexander K Talarides added to party Samuel A. Ramirez and Co., Inc. (pty:dft), Attorney Alexander K Talarides added to party Siebert Williams Shank and Co., LLC (pty:dft), Attorney Alexander K Talarides added to party Tigress Financial Partners, LLC(pty:dft), Attorney Alexander K Talarides added to party Wedbush Securities Inc(pty:dft), Attorney Alexander K Talarides added to party Wells Fargo Securities, LLC(pty:dft))(Talarides, Alexander)
March 25, 2022 Filing 23 NOTICE of Appearance filed by attorney James N Kramer on behalf of Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co LLC, Nomura Securities International, Inc, Piper Sandler and Co., RBC Capital Markets LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Co., Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc, Wells Fargo Securities, LLC (Attorney James N Kramer added to party Academy Securities, Inc. (pty:dft), Attorney James N Kramer added to party Allen and Company LLC(pty:dft), Attorney James N Kramer added to party Barclays Capital Inc.(pty:dft), Attorney James N Kramer added to party Blaylock Van, LLC(pty:dft), Attorney James N Kramer added to party BofA Securities, Inc.(pty:dft), Attorney James N Kramer added to party C.L. King and Associates, Inc. (pty:dft), Attorney James N Kramer added to party Cabrera Capital Markets LLC(pty:dft), Attorney James N Kramer added to party Deutsche Bank Securities Inc.(pty:dft), Attorney James N Kramer added to party Goldman Sachs and Co. LLC (pty:dft), Attorney James N Kramer added to party J.P. Morgan Securities LLC (pty:dft), Attorney James N Kramer added to party Loop Capital Markets LLC(pty:dft), Attorney James N Kramer added to party Mizuho Securities USA LLC (pty:dft), Attorney James N Kramer added to party Morgan Stanley and Co LLC (pty:dft), Attorney James N Kramer added to party Nomura Securities International, Inc(pty:dft), Attorney James N Kramer added to party Piper Sandler and Co.(pty:dft), Attorney James N Kramer added to party RBC Capital Markets LLC(pty:dft), Attorney James N Kramer added to party Robert W. Baird and Co. Incorporated(pty:dft), Attorney James N Kramer added to party Samuel A. Ramirez and Co., Inc. (pty:dft), Attorney James N Kramer added to party Siebert Williams Shank and Co., LLC (pty:dft), Attorney James N Kramer added to party Tigress Financial Partners, LLC(pty:dft), Attorney James N Kramer added to party Wedbush Securities Inc(pty:dft), Attorney James N Kramer added to party Wells Fargo Securities, LLC(pty:dft))(Kramer, James)
March 10, 2022 Filing 22 21 DAY Summons Issued re Complaint (Attorney Civil Case Opening) #1 as to Defendants Academy Securities, Inc., Allen and Company LLC, Jeffrey R. Baker, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., Karen Boone, C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Jay Flatley, Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Peter Krawiec, Loop Capital Markets LLC, Rose Marcario, Claire McDonough, Mizuho Securities USA LLC, Morgan Stanley and Co LLC, Nomura Securities International, Inc, Piper Sandler and Co., RBC Capital Markets LLC, Rivian Automotive, Inc., Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Co., Inc., Robert J. Scaringe, Sanford Schwartz, Siebert Williams Shank and Co., LLC, Pamela Thomas-Graham, Tigress Financial Partners, LLC, Wedbush Securities Inc, Wells Fargo Securities, LLC. (jp)
March 10, 2022 Filing 21 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Charles Larry Crews, Jr.. (Walker, Jacob)
March 10, 2022 Filing 20 NOTICE OF DEFICIENCIES in Request to Issue Summons RE: Summons Request #10 . The following error(s) was found: (1) Summons is not directed to the defendant(s). The defendant's name must appear in the "To:" section of the summons. The summons cannot be issued until this defect has been corrected. Please correct the defect and re-file your request. (jp)
March 9, 2022 Filing 19 NOTICE of Appearance filed by attorney Olivia Rosen on behalf of Defendant Rivian Automotive, Inc. (Rosen, Olivia)
March 9, 2022 Opinion or Order Filing 18 STANDING ORDER REGARDING NEWLY ASSIGNED CASES by Judge R. Gary Klausner. (jre)
March 8, 2022 Filing 17 NOTICE of Appearance filed by attorney Elise Mercedes Lopez on behalf of Defendant Rivian Automotive, Inc. (Attorney Elise Mercedes Lopez added to party Rivian Automotive, Inc.(pty:dft))(Lopez, Elise)
March 8, 2022 Filing 16 NOTICE of Appearance filed by attorney Jennifer Loeb on behalf of Defendant Rivian Automotive, Inc. (Attorney Jennifer Loeb added to party Rivian Automotive, Inc.(pty:dft))(Loeb, Jennifer)
March 8, 2022 Filing 15 NOTICE of Appearance filed by attorney Doru Gavril on behalf of Defendant Rivian Automotive, Inc. (Attorney Doru Gavril added to party Rivian Automotive, Inc.(pty:dft))(Gavril, Doru)
March 8, 2022 Filing 14 Corporate Disclosure Statement and NOTICE of Interested Parties filed by Defendant Rivian Automotive, Inc., identifying Amazon.com NV Investment Holdings LLC.; Ford Motor Company; Global Oryx Company Limited; Marsh Alpha; Ascot U.S.; Berkley Pro; RSUI; Ironshore; Amtrust; Canopius; Tegron-London; Allianz; Sompo; Axis; Aspen-Bermuda; Arcadian-Bermuda;Vantage-Bermuda; AIG; AXA XL; Chubb CODA; Beazley-London; Applied; C.N.A.; Ascot-Bermuda; Starstone; Intact; Ascot; Ambridge; Starr; Banyan-Bermuda; Inigo-London; Beazley. (Feldman, Boris)
March 8, 2022 Filing 13 NOTICE filed by Defendant Rivian Automotive, Inc.. (RIVIAN'S NOTICE REGARDING INTRA-DISTRICT DIVISION ASSIGNMENT PURSUANT TO GENERAL ORDER NO. 21-01) (Feldman, Boris)
March 8, 2022 Filing 12 NOTICE of Appearance filed by attorney Boris Feldman on behalf of Defendant Rivian Automotive, Inc. (Attorney Boris Feldman added to party Rivian Automotive, Inc.(pty:dft))(Feldman, Boris)
March 8, 2022 Opinion or Order Filing 11 ORDER RETURNING CASE FOR REASSIGNMENT by Judge Ronald S.W. Lew. ORDER case returned to the Clerk for random reassignment pursuant to General Order 21-01. Case randomly reassigned from Judge Ronald S.W. Lew to Judge R. Gary Klausner for all further proceedings. The case number will now reflect the initials of the transferee Judge 2:22-cv-01524 RGK(Ex). (rn)
March 8, 2022 Filing 10 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Charles Larry Crews, Jr.. (Walker, Jacob)
March 7, 2022 Filing 9 NOTICE OF DEFICIENCIES in Request to Issue Summons RE: Summons Request #4 . The following error(s) was found: Summons is not directed to the defendant(s). The defendants name must appear in the To:section of the summons. Please remove the et al from the caption of the summons. The summons cannot be issued until this defect has been corrected. Please correct the defect and re-file your request. (ghap)
March 7, 2022 Filing 8 NOTICE OF DEFICIENCIES in Attorney Case Opening RE: Notice (Other) #2 . The following error(s) was found: Other error(s) with document(s): Incorrect event selected. Correct event to be used is Civil Cover Sheet (CV-71). You need not take any action in response to this notice unless and until the Court directs you to do so. (ghap)
March 7, 2022 Filing 7 Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (ghap)
March 7, 2022 Filing 6 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (ghap)
March 7, 2022 Filing 5 NOTICE OF ASSIGNMENT to District Judge Ronald S. W. Lew and Magistrate Judge Charles F. Eick. (ghap)
March 7, 2022 Filing 4 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Charles Larry Crews, Jr.. (Walker, Jacob)
March 7, 2022 Filing 3 NOTICE Notice of Interested Parties filed by Plaintiff Charles Larry Crews, Jr.. (Walker, Jacob)
March 7, 2022 Filing 2 NOTICE Civil Cover Sheet filed by Plaintiff Charles Larry Crews, Jr.. (Walker, Jacob)
March 7, 2022 Filing 1 COMPLAINT Receipt No: ACACDC-32903950 - Fee: $402, filed by Plaintiff Charles Larry Crews, Jr.. (Attachments: #1 Exhibit Plaintiff Certification) (Attorney Jacob A Walker added to party Charles Larry Crews, Jr.(pty:pla))(Walker, Jacob)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the California Central District Court's Electronic Court Filings (ECF) System

Search for this case: Charles Larry Crews, Jr. v. Rivian Automotive, Inc. et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Charles Larry Crews, Jr.
Represented By: Jacob A Walker
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Rivian Automotive, Inc.
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Olivia Rosen
Represented By: Elise Mercedes Lopez
Represented By: Jennifer Loeb
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Robert J. Scaringe
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Elise Mercedes Lopez
Represented By: Jennifer Loeb
Represented By: Olivia Rosen
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Claire McDonough
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Elise Mercedes Lopez
Represented By: Jennifer Loeb
Represented By: Olivia Rosen
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Jeffrey R. Baker
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Elise Mercedes Lopez
Represented By: Jennifer Loeb
Represented By: Olivia Rosen
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Karen Boone
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Elise Mercedes Lopez
Represented By: Jennifer Loeb
Represented By: Olivia Rosen
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Sanford Schwartz
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Elise Mercedes Lopez
Represented By: Jennifer Loeb
Represented By: Olivia Rosen
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Rose Marcario
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Elise Mercedes Lopez
Represented By: Jennifer Loeb
Represented By: Olivia Rosen
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Peter Krawiec
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Elise Mercedes Lopez
Represented By: Jennifer Loeb
Represented By: Olivia Rosen
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Jay Flatley
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Elise Mercedes Lopez
Represented By: Jennifer Loeb
Represented By: Olivia Rosen
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Pamela Thomas-Graham
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Elise Mercedes Lopez
Represented By: Jennifer Loeb
Represented By: Olivia Rosen
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Morgan Stanley and Co LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Goldman Sachs and Co. LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: J.P. Morgan Securities LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Barclays Capital Inc.
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Deutsche Bank Securities Inc.
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Allen and Company LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: BofA Securities, Inc.
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Mizuho Securities USA LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Wells Fargo Securities, LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Nomura Securities International, Inc
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Piper Sandler and Co.
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: RBC Capital Markets LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Robert W. Baird and Co. Incorporated
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Wedbush Securities Inc
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Academy Securities, Inc.
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Blaylock Van, LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Cabrera Capital Markets LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: C.L. King and Associates, Inc.
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Loop Capital Markets LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Samuel A. Ramirez and Co., Inc.
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Siebert Williams Shank and Co., LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Tigress Financial Partners, LLC
Represented By: Alexander K Talarides
Represented By: James N Kramer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?