Securities and Exchange Commission v. Charles Winn LLC et al
| Securities and Exchange Commission |
| Aaron David Scott-Britten, Ohran Emmanuel Stewart, Charles Winn LLC, Aaron David, Aaron Scott, Aaron David K. Britten, Elliot Stewart, Casey Alexander and Charlie Jake Smith |
| 2:2023cv02988 |
| April 20, 2023 |
| US District Court for the Central District of California |
| Charles F Eick |
| Fernando M Olguin |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on April 8, 2024. A more recent docket listing may be available from PACER.
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Filing 34
ORDER GRANTING PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S REQUEST FOR EXTENSION OF TIME TO FILE MOTION FOR DEFAULT JUDGMENT AGAINST DEFENDANT CHARLES WINN LLC #33 by Judge Fernando M. Olguin. *See Order for Details.* (iv)
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Filing 33
First REQUEST for Extension of Time to File Motion for Default Judgment Against Defendant Charles Winn LLC filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Declaration, #2 Proposed Order) (Qualls, Alyssa)
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Filing 32
MINUTE (IN CHAMBERS) ORDER RE: FURTHER PROCEEDINGS by Judge Fernando M. Olguin. *See Order for Details.* (iv)
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Filing 31
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. Pursuant to the Clerk's entry of default, the Order to Show Cause #19 issued on June 1, 2023 is hereby discharged.THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (gga) TEXT ONLY ENTRY
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Filing 30
DEFAULT BY CLERK F.R.Civ.P.55(a) as to Charles Winn LLC. (iv)
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Filing 29
NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Document RE: Notice of Appearance #20 . The following error(s) was/were found: Incorrect event selected. Correct event to be used is: Notice of Appearance or Withdrawal of Counsel G123.. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. You need not take any action in response to this notice unless and until the Court directs you to do so. (ak)
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Filing 28
ORDER by Judge Fernando M. Olguin: Granting Application of Non-Resident Attorney Kane Smith to Appear Pro Hac Vice on behalf of Defendant Charlie Jake Smith, designating Ashwin Ram as local counsel #23 . (iv)
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Filing 27
ORDER by Judge Fernando M. Olguin: Granting Application of Non-Resident Attorney Brittney Denley to Appear Pro Hac Vice on behalf of Defendant Charlie Jake Smith, designating Ashwin J. Ram as local counsel #22 . (iv)
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Filing 26
ORDER by Judge Fernando M. Olguin: Granting Application of Non-Resident Attorney Christopher Niewoehner to Appear Pro Hac Vice on behalf of Defendant Charlie Jake Smith, designating Ashwin J. Ram as local counsel #21 . (iv)
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Filing 25
APPLICATION for Clerk to Enter Default against Defendant Charles Winn LLC filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Exhibit Declaration of Alyssa A. Qualls) (Qualls, Alyssa)
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Filing 24
JUDGMENT OF DEFENDANT CHARLIE JAKE SMITH by Judge Fernando M. Olguin. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating Sections 17(a)(2) and 17(a)(3) of the Securities Act of 1933 [15 U.S.C. 77q(a)(2), 77q(a)(3)] in the offer or sale of any security by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, directly or indirectly. (iv)
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Filing 23
APPLICATION of Non-Resident Attorney Kane T. Smith to Appear Pro Hac Vice on behalf of Defendant Charlie Jake Smith (Pro Hac Vice Fee - $500 Fee Paid, Receipt No. ACACDC-35432162) filed by Defendant Charlie Jake Smith. (Attachments: #1 Proposed Order) (Ram, Ashwin)
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Filing 22
APPLICATION of Non-Resident Attorney Brittney L. Denley to Appear Pro Hac Vice on behalf of Defendant Charlie Jake Smith (Pro Hac Vice Fee - $500 Fee Paid, Receipt No. ACACDC-35432020) filed by Defendant Charlie Jake Smith. (Attachments: #1 Proposed Order) (Ram, Ashwin)
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Filing 21
APPLICATION of Non-Resident Attorney Christopher Niewoehner to Appear Pro Hac Vice on behalf of Defendant Charlie Jake Smith (Pro Hac Vice Fee - $500 Fee Paid, Receipt No. ACACDC-35431831) filed by Defendant Charlie Jake Smith. (Attachments: #1 Proposed Order) (Ram, Ashwin)
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Filing 20
NOTICE of Appearance filed by attorney Ashwin J. Ram on behalf of Defendant Charlie Jake Smith (Attorney Ashwin J. Ram added to party Charlie Jake Smith(pty:dft))(Ram, Ashwin)
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Filing 19
MINUTES (In Chambers) Order to Show Cause Re: Dismissal Re: Lack of Prosecution by Judge Fernando M. Olguin. Response to Order to Show Cause due by 6/8/2023. *See Order for Details.* (rolm)
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Filing 18
STIPULATION for Judgment as to Charlie Jake Smith filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Exhibit Proposed Judgment of Charlie Jake Smith, #2 Exhibit Consent of Charlie Jake Smith)(Qualls, Alyssa)
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Filing 17
WAIVER OF SERVICE Returned Executed filed by Plaintiff Securities and Exchange Commission. upon Charlie Jake Smith waiver sent by Plaintiff on 4/20/2023, answer due 6/20/2023. Waiver of Service signed by Christopher Niewoehner, Attorney for Charlie Jake Smith. (Qualls, Alyssa)
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Filing 16
PROOF OF SERVICE Executed by Plaintiff Securities and Exchange Commission, upon Defendant Charles Winn LLC served on 4/27/2023, answer due 5/18/2023. Service of the Summons and Complaint were executed upon Delaware Secretary of State in compliance with Federal Rules of Civil Procedure by service on a domestic corporation, unincorporated association, or public entity (Qualls, Alyssa)
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Filing 15
TEXT ONLY ENTRY by Chambers of Judge Fernando M. Olguin. This matter has been assigned to District Judge Fernando M. Olguin. The Court refers counsel to the Court's Initial Standing Order found on the Court's Website under Judge Olguin's Procedures and Schedules. Please read this Order carefully. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (gga) TEXT ONLY ENTRY
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Filing 14
ORDER by Judge Fernando M. Olguin: Granting Application of Non-Resident Attorney BeLinda Mathie to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission, designating Donald Searles as local counsel #12 . (iv)
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Filing 13
ORDER by Judge Fernando M. Olguin: Granting Application of Non-Resident Attorney Alyssa Qualls to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission, designating Donald Searles as local counsel #11 . (iv)
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Filing 12
APPLICATION of Non-Resident Attorney BeLinda I. Mathie to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Searles, Donald)
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Filing 11
APPLICATION of Non-Resident Attorney Alyssa A. Qualls to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Searles, Donald)
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Filing 10
NOTICE of Deficiency in Electronically Filed Pro Hac Vice Application RE: APPLICATION of Non-Resident Attorney Alyssa A. Qualls to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) #4 , APPLICATION of Non-Resident Attorney BeLinda I. Mathie to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) #5 . The following error(s) was/were found: Local Rule 5-4.3.4 Application not hand-signed. Other error(s) with document(s): Please note that electronic, image or stamp signatures are not allowed for either applicant or local counsel. See Instructions for Applicants (1). (lt)
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Filing 9
21 DAY Summons Issued re Complaint (Attorney Civil Case Opening) #1 as to Defendants Casey Alexander, Charles Winn LLC, Aaron David Scott-Britten, Charlie Jake Smith, Ohran Emmanuel Stewart. (sh)
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Filing 8
Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (sh)
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Filing 7
NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (sh)
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Filing 6
NOTICE OF ASSIGNMENT to District Judge Fernando M. Olguin and Magistrate Judge Charles F. Eick. (sh)
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Filing 5
APPLICATION of Non-Resident Attorney BeLinda I. Mathie to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Searles, Donald)
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Filing 4
APPLICATION of Non-Resident Attorney Alyssa A. Qualls to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Searles, Donald)
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Filing 3
Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Securities and Exchange Commission. (Searles, Donald)
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Filing 2
CIVIL COVER SHEET filed by Plaintiff Securities and Exchange Commission. (Searles, Donald)
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Filing 1
COMPLAINT No Fee Required - US Government, filed by Plaintiff Securities and Exchange Commission. (Attorney Donald W. Searles added to party Securities and Exchange Commission(pty:pla))(Searles, Donald)
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