Securities and Exchange Commission v. Red Rock Secured, LLC et al
| Securities and Exchange Commission |
| Red Rock Secured, LLC, Sean Kelly, Anthony Spencer and Jeffrey Ward |
| 2:2023cv03682 |
| May 15, 2023 |
| US District Court for the Central District of California |
| Pedro V Castillo |
| R Gary Klausner |
| Securities/Commodities |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on April 23, 2024. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 25
Notice of Appearance or Withdrawal of Counsel: for attorney Brittany L Lane counsel for Defendants Sean Kelly, Red Rock Secured, LLC. Adding Brittany L. Lane as counsel of record for Defendants Red Rock Secured, LLC and Sean Kelly for the reason indicated in the G-123 Notice. Filed by Defendants Red Rock Secured, LLC and Sean Kelly. (Attorney Brittany L Lane added to party Sean Kelly(pty:dft), Attorney Brittany L Lane added to party Red Rock Secured, LLC(pty:dft))(Lane, Brittany)
|
|
Filing 24
Notice of Appearance or Withdrawal of Counsel: for attorney Neil Scot Jahss counsel for Defendants Sean Kelly, Red Rock Secured, LLC. Adding Neil S. Jahss as counsel of record for Defendants Red Rock Secured, LLC and Sean Kelly for the reason indicated in the G-123 Notice. Filed by Defendants Red Rock Secured, LLC and Sean Kelly. (Attorney Neil Scot Jahss added to party Sean Kelly(pty:dft), Attorney Neil Scot Jahss added to party Red Rock Secured, LLC(pty:dft))(Jahss, Neil)
|
|
Filing 23
Notice of Appearance or Withdrawal of Counsel: for attorney Michael V. Schafler counsel for Defendants Sean Kelly, Red Rock Secured, LLC. Adding Michael V Schafler as counsel of record for Defendants Red Rock Secured, LLC and Sean Kelly for the reason indicated in the G-123 Notice. Filed by Defendants Red Rock Secured, LLC and Sean Kelly. (Attorney Michael V. Schafler added to party Sean Kelly(pty:dft), Attorney Michael V. Schafler added to party Red Rock Secured, LLC(pty:dft))(Schafler, Michael)
|
|
Filing 22
Notice of Appearance or Withdrawal of Counsel: for attorney Marc S Williams counsel for Defendants Sean Kelly, Red Rock Secured, LLC. Adding Marc S. Williams as counsel of record for Defendants Red Rock Secured, LLC and Sean Kelly for the reason indicated in the G-123 Notice. Filed by Defendants Red Rock Secured, LLC and Sean Kelly. (Attorney Marc S Williams added to party Sean Kelly(pty:dft), Attorney Marc S Williams added to party Red Rock Secured, LLC(pty:dft))(Williams, Marc)
|
|
Filing 21
ORDER by Judge R. Gary Klausner GRANTING #6 , #9 Non-Resident Attorney Michael Ellis APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission, designating Stephen Kam as local counsel. (jp)
|
|
Filing 20
ORDER by Judge R. Gary Klausner GRANTING #5 , #8 Non-Resident Attorney Jack Kaufman APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission, designating Stephen Kam as local counsel. (jp)
|
|
Filing 19
STANDING ORDER REGARDING NEWLY ASSIGNED CASES by Judge R. Gary Klausner. (jre)
|
|
Filing 18
WAIVER OF SERVICE Returned Executed filed by Plaintiff Securities and Exchange Commission. upon Anthony Spencer waiver sent by Plaintiff on 5/22/2023, answer due 7/21/2023. Waiver of Service signed by Rebecca Torrey. (Kam, Stephen)
|
|
Filing 17
WAIVER OF SERVICE Returned Executed filed by Plaintiff Securities and Exchange Commission. upon Jeffrey Ward waiver sent by Plaintiff on 5/22/2023, answer due 7/21/2023. Waiver of Service signed by Rebecca Torrey. (Kam, Stephen)
|
|
Filing 16
ORDER RE TRANSFER PURSUANT TO GENERAL ORDER 23-05-Related Case- filed. Related Case No: 2:23-cv-03680 RGK(PVCx). Case transferred from Magistrate Judge Brianna Fuller Mircheff and Judge Otis D. Wright, II to Judge R. Gary Klausner and Magistrate Judge Pedro V. Castillo for all further proceedings. The case number will now reflect the initials of the transferee Judge 2:23-cv-03680 RGK(PVCx). Signed by Judge R. Gary Klausner (rn)
|
|
Filing 15
WAIVER OF SERVICE Returned Executed filed by Plaintiff Securities and Exchange Commission. upon Sean Kelly waiver sent by Plaintiff on 5/22/2023, answer due 7/21/2023. Waiver of Service signed by Michael Schafler. (Kam, Stephen)
|
|
Filing 14
WAIVER OF SERVICE Returned Executed filed by Plaintiff Securities and Exchange Commission. upon Red Rock Secured, LLC waiver sent by Plaintiff on 5/22/2023, answer due 7/21/2023. Waiver of Service signed by Michael Schafler. (Kam, Stephen)
|
|
Filing 13
21 DAY Summons Issued re Complaint (Attorney Civil Case Opening) #1 as to Defendants Sean Kelly, Red Rock Secured, LLC, Anthony Spencer, Jeffrey Ward. (et)
|
|
Filing 12
Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (et)
|
|
Filing 11
NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (et)
|
|
Filing 10
NOTICE OF ASSIGNMENT to District Judge Otis D. Wright, II and Magistrate Judge Brianna Fuller Mircheff. (et)
|
|
Filing 9
APPLICATION of Non-Resident Attorney Michael Ellis to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Kam, Stephen)
|
|
Filing 8
APPLICATION of Non-Resident Attorney Jack Kaufman to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Kam, Stephen)
|
|
Filing 7
NOTICE of Deficiency in Electronically Filed Pro Hac Vice Application RE: APPLICATION of Non-Resident Attorney Jack Kaufman to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) #5 , APPLICATION of Non-Resident Attorney Michael Ellis to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) #6 . The following error(s) was/were found: Local Rule 5-4.3.4 Application not hand-signed. Other error(s) with document(s): Please note that electronic, image or stamp signatures are not allowed for either applicant or local counsel. See Instructions for Applicants (1). (lt)
|
|
Filing 6
APPLICATION of Non-Resident Attorney Michael Ellis to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Kam, Stephen)
|
|
Filing 5
APPLICATION of Non-Resident Attorney Jack Kaufman to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Kam, Stephen)
|
|
Filing 4
Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Securities and Exchange Commission. (Kam, Stephen)
|
|
Filing 3
NOTICE of Related Case(s) filed by Plaintiff Securities and Exchange Commission. Related Case(s): 2:23-CV-03680 (Kam, Stephen)
|
|
Filing 2
CIVIL COVER SHEET filed by Plaintiff Securities and Exchange Commission. (Kam, Stephen)
|
|
Filing 1
COMPLAINT No Fee Required - US Government, filed by Plaintiff Securities and Exchange Commission. (Attorney Stephen Tian Li Kam added to party Securities and Exchange Commission(pty:pla))(Kam, Stephen)
|
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Central District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
