Securities and Exchange Commission v. Paul Mata et al
Securities and Exchange Commission |
David F Kayatta, Lifetime Enterprises LLC, Logos Real Estate Holdings LLC, Logos Wealth Advisors Inc, Paul Mata, Mario Pincheira and Secured Capital Investments LLC |
Claire M. Schenk |
5:2015cv01792 |
September 3, 2015 |
US District Court for the Central District of California |
Kenly Kiya Kato |
Virginia A. Phillips |
Securities/Commodities |
Available Case Documents
The following documents for this case are available for you to view or download:
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Filing 154 FINAL JUDGMENT AS TO LOGOS WEALTH ADVISORS, INC. by Judge Virginia A. Phillips, in favor of Securities and Exchange Commission against Logos Wealth Advisors Inc.: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating Section 206 of the Investment Advisers Act of 1940 [15 U.S.C. §§ 80b-6], by the use of mails or means or instrumentalities of interstate commerce, directly or indirectly: A. to employ devices, schemes and arti fices to defraud clients or prospective clients; or B. to engage in transactions, practices, and courses of business which operate as a fraud or deceit upon clients or prospective clients. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, as prov ided in Federal Rule of Civil Procedure 65(d)(2), the foregoing paragraph also binds the following who receive actual notice of this Final Judgment by personal service or otherwise: (a) Defendant's officers, agents, servants, employees, and attorneys; and (b) other persons in active concert or participation with Defendant or with anyone described in (a). IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $11,603,590.80, representing profits gained as a result of the conduct alleged in the Complaint. This obligation shall be deemed satisfied by the Court-appointed receivers final distribution of the funds collected during the course of the receivership. IT IS FURTHER ORDERED, ADJU DGED, AND DECREED that the Consent is incorporated herein with the same force and effect as if fully set forth herein, and that Defendant shall comply with all of the undertakings and agreements set forth therein. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. Related to: Stipulation for Judgment 152 (bm) |
Filing 133 FINAL JUDGMENT AS TO MARIO PINCHEIRA by Judge Virginia A. Phillips related to: Stipulation for Judgment 130 . (See document for specifics.) (iva) |
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