Maclin Markets Inc et al v. Gamble Jones Investment Counsel et al
| Maclin Markets Inc |
| Gamble Jones Investment Counsel, Does 1-50, inclusive and Robert Souza |
| 5:2016cv01585 |
| July 20, 2016 |
| US District Court for the Central District of California |
| David T Bristow |
| Terry J Hatter |
| Sheri Pym |
| Labor: E.R.I.S.A. |
| 29 U.S.C. § 1109 |
| Defendant |
Docket Report
RSS Track this Docket
This docket was last retrieved on July 24, 2018. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 38
ORDER FOR DISMISSAL WITH PREJUDICE by Judge Terry J. Hatter, Jr, re Notice of Voluntary Dismissal of an Action (Pursuant to FRCP 41a(1)) #37 . The stipulation is approved. The entire action is hereby dismissed with prejudice. (shb)
|
| Filing 37 NOTICE of Voluntary Dismissal filed by Attorney for Plaintiff Maclin Markets Inc. Dismissal is with Prejudice. (Kim, Peter) |
| Filing 36 NOTICE of Settlement of Entire Case filed by Attorney for Plaintiff Maclin Markets Inc. (Kim, Peter) |
| Filing 35 NOTICE of Change of Attorney Business or Contact Information: for attorney Robert Brendan Ericson counsel for Defendant Gamble Jones Investment Counsel. Changing Address and Firm Name to Albert & Will, LLP, 2601 Airport Drive, Suite 345, Torrance, CA 90505. Changing e-mail to rericson@awllp.com. Filed by Defendants Gamble Jones Investment Counsel and Robert Souza. (Ericson, Robert) |
|
Filing 34
MINUTE IN CHAMBERS - NOTICE TO ALL PARTIES OF COURT ORDER by Judge Terry J. Hatter, Jr: On the Courts own motion the Final Pretrial Conference currently scheduled for December 4, 2017, is hereby ordered continued to October 1, 2018 at 10:00 a.m. Counsel for the parties are to appear in person. The Court has read the joint status report filed on November 28, 2017. Counsel are reminded that all pretrial documents are due no later than 21 days before the finalpretrial conference hearing date. (Pretrial documents: Memo of Contentions of Fact and Law, joint exhibit list, joint witness list, motion in limine and amended or proposed pretrial conference order). (shb)
|
| Filing 33 STATUS REPORT JOINT STATUS REPORT filed by Defendants Gamble Jones Investment Counsel, Robert Souza. (Ericson, Robert) |
|
Filing 32
MINUTE IN CHAMBERS - NOTICE TO ALL PARTIES OF COURT ORDER by Judge Terry J. Hatter, Jr: On the Courts own motion the Final Pretrial Conference currently scheduled for November 6, 2017, is hereby ordered continued to December 4, 2017 at 10:00 a.m. Counsel for the parties are to appear in person. The Court will address if arbitration has been conducted. See order for details. (shb)
|
|
Filing 31
MINUTE IN CHAMBERS - NOTICE TO ALL PARTIES OF COURT ORDER by Judge Terry J. Hatter, Jr: On the Courts own motion, and in order to give the parties time to arbitrate, the Final Pretrial Conference currently scheduled for August 21, 2017, is hereby ordered continued to November 6, 2017 at 10:00 a.m. Counsel for the parties are to appear in person on November 6, 2017. See order for further details. (shb)
|
| Filing 30 STATUS REPORT JOINT STATUS REPORT filed by Defendants Gamble Jones Investment Counsel, Robert Souza. (Ericson, Robert) |
|
Filing 29
MINUTE ORDER IN CHAMBERS by Judge Terry J. Hatter, Jr: Counsel are hereby notified that a joint status report must be filed to this action no later thanJUNE 16, 2017. IT IS SO ORDERED. (yl)
|
|
Filing 28
MINUTE IN CHAMBERS - NOTICE TO ALL PARTIES OF COURT ORDER by Judge Terry J. Hatter, Jr: On the Courts own motion, the Final Pretrial Conference currently scheduled for June 5, 2017, is hereby ordered continued to August 21, 2017 at 10:00 a.m. Counsel for the parties are ordered to appear. Counsel are reminded that all pretrial documents are due no later than 21 days before the final pretrial conference hearing date. (Pretrial documents: Memo of Contentions of Fact and Law, joint exhibit list, joint witness list, motion in limine and amended or proposed pretrial conference order). (shb)
|
|
Filing 27
ORDER by Judge Terry J. Hatter, Jr. IT IS ORDERED that the motion to compel arbitration be, and hereby is GRANTED. IT IS FURTHER ORDERED that the parties shall initiate arbitration within sixty days of this Order. IT IS FURTHER ORDERED that this case be, and hereby is STAYED pending resolution of the arbitration. (shb)
|
| Filing 26 REPLY In Support of NOTICE OF MOTION AND MOTION to Compel Arbitration #17 filed by Defendants Gamble Jones Investment Counsel, Robert Souza. (Attachments: #1 Exhibit A, #2 Declaration of Alison J. Gamble)(Ericson, Robert) |
| Filing 25 MEMORANDUM in Opposition to NOTICE OF MOTION AND MOTION to Compel Arbitration #17 filed by Plaintiff Maclin Markets Inc. (Kim, Peter) |
|
Filing 24
ORDER by Judge Terry J. Hatter, Jr, re Stipulation to Continue,Hearing on Motion to Compel Arbitration. #23 . 1. The hearing on Defendants Motion to Compel Arbitration and Stay Proceedings is continued to January 30, 2017;2. Plaintiffs Opposition to Defendants Motion to Compel Arbitration and Stay Proceedings shall be filed on or before January 6, 2017; and 3. Defendants Reply in Support of the Motion to Compel Arbitration and Stay Proceedings shall be filed on or before January 13, 2017. (shb)
|
| Filing 23 STIPULATION to Continue Hearing on Motion to Compel Arbitration and Stay Proceedings from January 9, 2017 to January 30, 2017 Re: NOTICE OF MOTION AND MOTION to Compel Arbitration #17 filed by Defendants Gamble Jones Investment Counsel, Robert Souza. (Attachments: #1 Proposed Order)(Ericson, Robert) |
|
Filing 22
ORDER by Judge Terry J. Hatter, Jr: GRANTING #19 APPLICATION to Seal Document. IT IS HEREBY ORDERED THAT: 1. The Application is GRANTED; 2. The following documents shall be sealed: Docket No. to be SEALED: 17-5 - Exhibit C to Declaration of Robert B. Ericson; 18-3 - Exhibit C to Corrected Declarationof Robert B. Ericson; 19-3, Unredacted version of document proposed to be filed under seal pages 1-11. (shb)
|
| Filing 21 NOTICE of Change of address by Katelyn B Hunter attorney for Defendants Gamble Jones Investment Counsel, Robert Souza. Changing attorneys address to 800 Wilshire Boulevard, Suite 800, Los Angeles, CA 90017. Filed by Defendants Gamble Jones Investment Counsel, Robert Souza. (Hunter, Katelyn) |
| Filing 20 NOTICE of Change of address by Robert Brendan Ericson attorney for Defendants Gamble Jones Investment Counsel, Robert Souza. Changing attorneys address to 800 Wilshire Boulevard, Suite 800, Los Angeles, CA 90017. Filed by Defendants Gamble Jones Investment Counsel, Robert Souza. (Ericson, Robert) |
| Filing 19 APPLICATION to file document documents 17-5 and 18-3 under seal filed by Defendants Gamble Jones Investment Counsel, Robert Souza. (Attachments: #1 Declaration of Katelyn B. Hunter in Support of Defendants Gamble Jones and Robert Souza's Application for Order to Seal Documents Nos. 17-5 and 18-3, #2 Redacted Document, #3 Unredacted Document, #4 Proposed Order)(Hunter, Katelyn) |
| Filing 18 NOTICE OF ERRATA filed by Defendants Gamble Jones Investment Counsel, Robert Souza. correcting NOTICE OF MOTION AND MOTION to Compel Arbitration #17 CORRECTED DECLARATION OF ROBERT B. ERICSON (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(Ericson, Robert) |
| Filing 17 NOTICE OF MOTION AND MOTION to Compel Arbitration filed by Defendants Gamble Jones Investment Counsel, Robert Souza. (Attachments: #1 Memorandum of Points and Authorities in Support of Motion to Compel Arbitration and Stay Proceedings, #2 Declaration of Robert B. Ericson, #3 Exhibit A, #4 Exhibit B, #5 Exhibit C, #6 Exhibit D, #7 Exhibit E, #8 Exhibit F, #9 Declaration of Kathleen Roth, #10 Exhibit G, #11 Exhibit H, #12 Exhibit I, #13 Exhibit J, #14 Exhibit K, #15 Exhibit L, #16 Exhibit M, #17 Proposed Order) (Ericson, Robert) |
|
Filing 16
ORDER SETTING FINAL PRE-TRIAL CONFERENCE AND REFERRING DISCOVERY by Judge Terry J. Hatter, Jr. It is Ordered that all discovery matters which become at issue are referred to Magistrate Judge Sheri Pym for his/her consideration. Please contact the courtroom deputy clerk to the Magistrate Judge regarding these matters. It is Ordered, pursuant to Rule 16 of the Federal Rules of Civil Procedures and Local Rule 16, that the Final Pre-Trial Conference is placed on the Courts calendar for June 5, 2017 at 10:00 a.m. in Courtroom No. 17 in the U. S. Courthouse on Spring Street. (See order for details). (shb)
|
| Filing 15 NOTICE of Interested Parties filed by Defendants Gamble Jones Investment Counsel, Robert Souza, identifying Gamble Jones Investment Counsel, Robert Souza, CHUBB/ Federal Insurance Company, Maclin Markets, Inc., Bradley Larsen, Gregory Hahn, Maclin Markets Inc. Profit Sharing Plan. (Ericson, Robert) |
| Filing 14 ANSWER to Complaint (Attorney Civil Case Opening), #1 with JURY DEMAND filed by Defendants Gamble Jones Investment Counsel, Robert Souza.(Ericson, Robert) |
|
Filing 13
ORDER by Judge Terry J. Hatter, Jr, GRANTING Stipulation to Strike Jury Demand #9 (shb)
|
| Filing 12 MINUTE IN CHAMBERS - NEW CASES BEFORE JUDGE HATTER: This action has been assigned to the calendar of the HONORABLE TERRY J. HATTER, JR., United States District Judge. Please include the initials TJH in all documents pertaining to this case, as documents are routed using the judges initials, it is imperative that the correct initials TJH be used on all subsequent filings to prevent any delays in the processing of documents. Counsel shall not attempt to contact the Court or its chambers staff by telephone or by any other ex parte means, although counsel may contact the Courtroom Deputy, Yolanda Skipper, at:yolanda_skipper@cacd.uscourts.gov, with appropriate inquiries. She can be reached at (213) 894-5276. Additional information about Judge Hatters procedures and schedules can be found on the courts website at www.cacd.uscourts.gov. COUNSEL: READ THIS ORDER CAREFULLY. (See order for further details). (shb) |
| Filing 11 Second STIPULATION Extending Time to Answer the complaint as to Robert Souza answer now due 9/21/2016; Gamble Jones Investment Counsel answer now due 9/21/2016, re Complaint (Attorney Civil Case Opening), #1 filed by Defendants Robert Souza; Gamble Jones Investment Counsel.(Ericson, Robert) |
| Filing 10 NOTICE OF REASSIGNMENT of case from Magistrate Judge David T. Bristow to Judge Terry J. Hatter, Jr for all further proceedings. Any discovery matters that may be referred to a Magistrate Judge are assigned to U.S. Magistrate Judge Sheri Pym. The case number will now reflect the initials of the transferee Judges 5:16-cv-01585 TJH (SPx). (esa) |
| Filing 9 STIPULATION to Strike filed by Defendants Gamble Jones Investment Counsel, Robert Souza. (Attachments: #1 Proposed Order)(Ericson, Robert) |
| Filing 8 PROOF OF SERVICE Executed by Plaintiff Maclin Markets Inc, upon Defendant Gamble Jones Investment Counsel served on 8/3/2016, answer due 10/3/2016. Service of the Summons and Complaint were executed upon Alison J. Gamble, Agent for Service in compliance with California Code of Civil Procedure by substituted service at business address and by also mailing a copy. Due diligence declaration NOT attached. Original Summons NOT returned. (Zussman, Marc) |
| Filing 7 PROOF OF SERVICE Executed by Plaintiff Maclin Markets Inc, upon Defendant Robert Souza served on 8/3/2016, answer due 10/3/2016. Service of the Summons and Complaint were executed upon Rebecca Occhiline, Administrative Assistant in compliance with California Code of Civil Procedure by substituted service at business address and by also mailing a copy. Due diligence declaration attached. Original Summons NOT returned. (Zussman, Marc) |
| Filing 6 First STIPULATION Extending Time to Answer the complaint as to Robert Souza answer now due 9/14/2016; Gamble Jones Investment Counsel answer now due 9/14/2016, re Complaint (Attorney Civil Case Opening), #1 filed by Defendants Robert Souza; Gamble Jones Investment Counsel.(Attorney Robert Brendan Ericson added to party Gamble Jones Investment Counsel(pty:dft), Attorney Robert Brendan Ericson added to party Robert Souza(pty:dft))(Ericson, Robert) |
| Filing 5 NOTICE OF DEFICIENCIES in Attorney Case Opening RE: Complaint (Attorney Civil Case Opening) #1 . The following error(s) was found: Attachments # Notice of Interested of Parties, Attachment # 2 Civil Cover Sheet, Attachment # 3 and 4 Summons, should not have been attached to Docket Entry No.1 Each document should have been filed separately. You are not required to take any action to correct this deficiency unless the Court so directs. (et) |
| Filing 4 21 DAY Summons Issued re Complaint (Attorney Civil Case Opening) #1 as to Defendant Robert Souza. (et) |
| Filing 3 21 DAY Summons Issued re Complaint (Attorney Civil Case Opening) #1 as to Defendant Gamble Jones Investment Counsel. (et) |
| Filing 2 NOTICE TO COUNSEL re Magistrate Judge Direct Assignment Program. This case has been randomly assigned to Magistrate Judge David T. Bristow. (Attachments: #1 CV-11C Statement of Consent) (et) |
| Filing 1 COMPLAINT Receipt No: 0973-18216332 - Fee: $400, filed by plaintiff Maclin Markets Inc. (Attachments: #1 Civil Cover Sheet Notice of Interested PArties, #2 Civil Cover Sheet Civil Cover Sheet, #3 Exhibit Exhibits, #4 Summons (Gamble), #5 Summons (Souza)) (Attorney Marc I Zussman added to party Maclin Markets Inc(pty:pla))(Zussman, Marc) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Central District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
