Securities and Exchange Commission v. David Welch et al
| Securities and Exchange Commission |
| Bio-Global Resources, Inc., Marc Jay Bryant, Diversified Equities Development, Inc., Diversified Equities, Inc., John Charles Knight, New Global Energy Inc., David Howard Welch and Perry Douglas West |
| 5:2017cv01968 |
| September 27, 2017 |
| US District Court for the Central District of California |
| Alicia G. Rosenberg |
| John F. Walter |
| Other |
Follow case documents by RSS
Available Case Documents
The following documents for this case are available for you to view or download:
| Document Text |
|---|
Filing
147
AMENDED FINAL JUDGMENT AS TO PERRY DOUGLAS WEST by Judge John F. Walter. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED, that Defendant Perry Douglas West is permanently restrained and enjoined. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant Perry Douglas West shall pay $30,000.00. (iv)
|
|
Filing
140
FINAL JUDGMENT AS TO PERRY DOUGLAS WEST by Judge John F. Walter. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED, that Defendant Perry Douglas West is permanently restrained and enjoined from violating Section 5 of the Securities Act of 1933. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant Perry Douglas West shall pay $30,000.00. (iv)
|
|
Filing
65
FINAL JUDGMENT AS TO DAVID HOWARD WELCH, MARC JAY BRYANT, BIO-GLOBAL RESOURCES, INC., AND DIVERSIFIED EQUITIES DEVELOPMENT, INC. by Judge John F. Walter. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendants David Howard Welch and Bio-Global Resources, Inc. are liable jointly and severally for disgorgement of $1,321,821.00, representing ill-gotten gains obtained as a result of the conduct alleged in the Complaint, plus prejudgment interest thereon in the amount of $151,243. 97, for a total of $1,473,064.97. It is further ordered, adjudged and decreed that Defendants David Howard Welch and Bio-Global Resources, Inc. are each liable for a civil penalty in the amount of $1,321,821.00 pursuant to Section 20(d)(2 )(B) of the Securities Act and Section 21(d)(3)(B)(ii) of the Exchange Act. Defendants David Howard Welch and Bio-Global Resources, Inc. shall satisfy these obligations by paying jointly and severally disgorgement and prejudgment interest totaling $1,473,064.97, and each paying separately a civil penalty of $1,321,821.00 to the SEC within 14 days after entry of this Judgment. (iv)
|
|
Filing
53
ORDER ON STIPUATION FOR PROTECTIVE ORDER by Magistrate Judge Alicia G. Rosenberg. re Stipulation for Protective Order 51 . NOTE CHANGES MADE BY THE COURT. (See Order for Further Details) (kl)
|
|
Filing
46
JUDGMENT AS TO DEFENDANTS JOHN CHARLES KNIGHT AND DIVERSIFIED EQUITIES INC. by Judge John F. Walter. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED, that Defendants John C. Knight and Diversified Equities Inc. are permanently restrained and enjoined from violating Section 5 of the Securities Act of 1933 (Securities Act) [15 U.S.C. § 77e] by, directly or indirectly, in the absence of any applicable exemption. See document for details. (lom)
|
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Central District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
