Securities and Exchange Commission v. Uulala, Inc. et al
| Securities and Exchange Commission |
| Uulala, Inc., Oscar Garcia and Matthew Loughran |
| 5:2021cv01307 |
| August 4, 2021 |
| US District Court for the Central District of California |
| Jesus G Bernal |
| Kenly Kiya Kato |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on August 18, 2021. A more recent docket listing may be available from PACER.
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Filing 14
FINAL JUDGMENT AS TO DEFENDANT MATTHEW LOUGHRAN by Judge Jesus G. Bernal. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for a civil penalty in the amount of $50,000 pursuant to Securities Act Section 20(d) [15 U.S.C. 77t(d)] and Exchange Act Section 21(d) [15 U.S.C. 78u(d)]. Related to: Stipulation for Settlement #6 . SEE DOCUMENT FOR FURTHER INFORMATION. (MD JS-6, Case Terminated). (twdb)
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Filing 13
FINAL JUDGMENT AS TO DEFENDANT UULALA, INC. by Judge Jesus G. Bernal. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for a civil penalty in the amount of $300,000 pursuant to Securities Act Section 20(d) [15 U.S.C. 77t(d)] and Exchange Act Section 21(d) [15 U.S.C. 78u(d)]. Related to: Stipulation for Settlement #4 . SEE DOCUMENT FOR FURTHER INFORMATION. (twdb)
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Filing 12
FINAL JUDGMENT AS TO DEFENDANT OSCAR GARCIA by Judge Jesus G. Bernal. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for a civil penalty in the amount of $192,768 pursuant to Securities Act Section 20(d) [15 U.S.C. 77t(d)] and Exchange Act Section 21(d) [15 U.S.C. 78u(d)]. Related to: Stipulation for Settlement #5 . SEE DOCUMENT FOR FURTHER INFORMATION. (twdb)
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Filing 11
STANDING ORDER upon filing of the complaint by Judge Jesus G. Bernal. (ima)
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Filing 10
21 DAY Summons issued re Complaint #1 as to defendants Oscar Garcia, Matthew Loughran, Uulala, Inc. (esa)
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Filing 9
Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (esa)
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Filing 8
NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (esa)
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Filing 7
NOTICE OF ASSIGNMENT to District Judge Jesus G. Bernal and Magistrate Judge Kenly Kiya Kato. (esa)
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Filing 6
STIPULATION for Settlement Consent of Defendant Matthew Loughran filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 [Proposed] Final Judgment)(Blau, Daniel)
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Filing 5
STIPULATION for Settlement Consent of Defendant Oscar Garcia filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 [Proposed] Final Judgment)(Blau, Daniel)
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Filing 4
STIPULATION for Settlement Consent of Defendant Uulala, Inc. filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 [Proposed] Final Judgment)(Blau, Daniel)
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Filing 3
Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Securities and Exchange Commission. (Blau, Daniel)
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Filing 2
CIVIL COVER SHEET filed by Plaintiff Securities and Exchange Commission. (Blau, Daniel)
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Filing 1
COMPLAINT No Fee Required - US Government, filed by Plaintiff Securities and Exchange Commission. (Attorney Daniel Oren Blau added to party Securities and Exchange Commission(pty:pla))(Blau, Daniel)
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