Securities and Exchange Commission v. Rowzee
| Securities and Exchange Commission |
| Robert T Harvey, Jeanne M Rowzee and James R Halstead |
| 8:2008cv01025 |
| September 15, 2008 |
| US District Court for the Central District of California |
| Southern Division - Santa Ana Office |
| Orange |
| Guilford |
| Nakazato |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
| None |
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| Document Text |
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Filing
32
JUDGMENT by Judge David O. Carter as to Defendant Robert T. Haravey. (See Judgment for details) (db)
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Filing
28
JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF filed by Judge David O. Carter against defendant James R Halstead. IT IS ORDERED, ADJUDGED, AND DECREED that Defendant and Defendant's agents, servants, employees, attorneys, and all other person s in active concert to participation with them who receive actual notice of this Judgment by personal service or otherwise are permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange act"), 15 USC 78j(b), and Rule 10b-5 promulgated thereunder, 17 CFR 240.10b-5, by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security: (See document for details.) (rla)
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