Securities and Exchange Commission v. James V Mazzo et al
| Securities and Exchange Commission |
| James V Mazzo, Eddie C Murray and David L Parker |
| 8:2012cv01327 |
| August 17, 2012 |
| US District Court for the Central District of California |
| David O. Carter |
| Arthur Nakazato |
| Securities/Commodities |
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The following documents for this case are available for you to view or download:
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Filing
258
AMENDED FINAL JUDGMENT AS TO DEFENDANT DAVID L. PARKER by Judge David O. Carter. Related to: Judgment, 256 , Joint NOTICE OF MOTION AND MOTION to AMEND Judgment 257 . Defendant liable for disgorgement of $343,954; Civil penalty in the amount of $56,046; Defendant shall satisfy this obligation by paying $400,000 to the SEC. SEE DOCUMENT FOR FURTHER INFORMATION. (twdb)
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Filing
256
FINAL JUDGMENT AS TO DEFENDANT DAVID L. PARKER by Judge David O. Carter 255 . Defendant is liable for disgorgement $343,954,; civil penalty $50,046; Defendant shall satisfy this obligation by paying $400,000 to the SEC. SEE DOCUMENT FOR FURTHER INFORMATION. (twdb)
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Filing
195
FINAL JUDGMENT AS TO DEFENDANT JAMES V. MAZZO by Judge David O. Carter. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exch ange Act. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant shall pay a civil penalty in the amount of $1,500,000 to the Securities and Exchange Commission pursuant to Section 21A of the Exchange Act [15 U.S.C. 78u-1]. Defendant shall make thispayment within 14 days after entry of this Final Judgment. SEE DOCUMENT FOR FURTHER INFORMATION. Related to: 181 . (twdb)
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Filing
37
FINAL JUDGMENT by Judge David O. Carter, AS TO EDDIE C. MURRAY: lT IS ORDERED that Defendant and Defendant's agents, servants, employees, attorneys, and all persons in active concert or participation with them who receive actual notice of this final Judgment by personal service or otherwise are permanently restrained and enjoined from vio ating, directly or indirectly, Section lO(b) or the Securities Exchange Act of 1934 (the "Exchange Act") [ 15 U.S.C. 78j(b) and Rule IOb-5 prom ulgated thereunder [17 C.F.R. 240.1Ob-5], by using any means or instrumentality of interstate con1merce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security: (See document for further details.) Defendant shall pay a total of $123,236 within 14 days after entry of this Final Judgment by certified check, bank cashier's check, or United States postal money order payable to the Securities and Exchange Commission. In the event that the Seized Funds are not retained by the United States through a civil or criminal proceeding, Defendant agrees that he shall immediately pay the Seized Funds directly to the Commission as soon as they come into his possession or are held by another for his benefit by certified check, bank cashier' s check, or United States postal money order payable to the Securities and Exchange Commission. (rla)
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